Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Executive Vice President | April 01, 2010 | April 06, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date April 01, 2010 · Filed April 06, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 485,187 |
Last balance in matching sequence
After 2010-04-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2010-04-01 · Exercise / conversion · Acquired 200,000 · Balance 685,187 F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2: (a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Row 2 · 2010-04-01 · Sale · Disposed 200,000 · Balance 485,187 F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2: (a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.58 · Expires 2014-03-09 | Direct | 400,000 |
Reported balance
After 2010-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2010-04-01 · Exercise / conversion · Disposed 200,000 · Balance 400,000 F4: 200,000 shares became exercisable on 4/1/10 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date. |
| Common StockSEC Table I · non-derivative | IndirectBy the 401(k) Plan | 38,890.457 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,890.457 F3: Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2)
F2: (a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date).
F3: Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.
F4: 200,000 shares became exercisable on 4/1/10 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2010 Filed Apr 6, 2010 00:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-020356 · rrd272051.xml · derivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/10 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date. Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 200,000 | $13.61 | $2,722,060.00 |
DisclosureSEC source: 0001181431-10-020356 · rrd272051.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,187 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2 · balance_after: (a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 200,000 | $8.58 | $1,716,000.00 |
DisclosureSEC source: 0001181431-10-020356 · rrd272051.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2 · balance_after: (a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004183 · rrd263471.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,563 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 205,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 04, 2010 Filed Jan 7, 2010 02:48 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 64,492 | $14.33 | $924,170.36 |
DisclosureSEC source: 0001181431-10-002035 · rrd262287.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,563 F1 · balance_after: Number of shares includes 205,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 45,508 | $13.62 | $619,818.96 |
DisclosureSEC source: 0001181431-09-058377 · rrd260771.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,055 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 205,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| November 20, 2009 Filed Nov 25, 2009 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 9,552 | $12.36 | $118,062.72 |
DisclosureSEC source: 0001181431-09-053625 · rrd258152.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,563 F1 · balance_after: Number of shares includes 315,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| September 02, 2009 Filed Sep 3, 2009 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 9,637 | $12.96 | $124,914.79 |
DisclosureSEC source: 0001181431-09-042579 · rrd252154.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,115 F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 315,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,363 | $13.18 | $70,684.34 |
DisclosureSEC source: 0001181431-09-042579 · rrd252154.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,752 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 315,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| June 01, 2009 Filed Jun 4, 2009 01:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 59,673 | $11.46 | $683,822.74 |
DisclosureSEC source: 0001181431-09-028841 · rrd244808.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,251 F1 · balance_after: Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 performance shares are scheduled to vest on 8/31/09; (b) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| March 09, 2009 Filed Mar 12, 2009 01:47 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-09-015214 · rrd237063.xml · derivative · entry 3 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2014-03-09 F4 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 50,327 | $10.13 | $509,812.51 |
DisclosureSEC source: 0001181431-08-069188 · rrd227579.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,094 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 performance shares are scheduled to vest on 8/31/09; (b) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,363 | $17.92 | $96,104.96 |
DisclosureSEC source: 0001181431-08-051444 · rrd217678.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,421 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 440,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 performance shares are scheduled to vest on 8/31/09, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · derivative · entry 7 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · derivative · entry 6 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 80,000 | $19.17 | $1,533,496.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,330 F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 80,000 | $16.28 | $1,302,000.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 3 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 50,000 | $19.17 | $958,435.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,330 F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 50,000 | $16.28 | $813,750.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · derivative · entry 9 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2008-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 1,800 | $21.15 | $38,070.18 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · nonDerivative · entry 7 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,330 Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 15,912 | $21.15 | $336,538.80 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · nonDerivative · entry 6 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,130 Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 2,288 | $21.14 | $48,368.32 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · nonDerivative · entry 5 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,042 Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 9,496 | $21.10 | $200,375.10 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · nonDerivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,330 Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 4,000 | $21.11 | $84,440.40 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · nonDerivative · entry 3 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,826 Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 46,504 | $21.11 | $981,699.44 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,826 Read SEC document |
| March 24, 2008 Filed Mar 27, 2008 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 80,000 | $20.06 | $1,605,000.00 |
DisclosureSEC source: 0001181431-08-021452 · rrd200997.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2007 Filed Dec 22, 2007 02:46 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 34,314 | $17.59 | $603,583.26 |
DisclosureSEC source: 0001181431-07-077376 · rrd183787.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,876 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075173 · rrd182037.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,190 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 300,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0001181431-07-061240 · rrd174686.xml · derivative · entry 6 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2007-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 24,024 | $21.11 | $507,146.64 |
DisclosureSEC source: 0001181431-07-061240 · rrd174686.xml · nonDerivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,190 F1 · balance_after: Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 300,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 45,900 | $21.12 | $969,408.00 |
DisclosureSEC source: 0001181431-07-061240 · rrd174686.xml · nonDerivative · entry 3 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,214 F1 · balance_after: Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 300,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 10,076 | $21.15 | $213,107.40 |
DisclosureSEC source: 0001181431-07-061240 · rrd174686.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,114 F1 · balance_after: Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 300,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 80,000 | $21.03 | $1,682,504.00 |
DisclosureSEC source: 0001181431-07-061240 · rrd174686.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 300,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,363 | $21.36 | $114,553.68 |
DisclosureSEC source: 0001181431-07-056072 · rrd171596.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,190 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 330,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 300,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 23:46 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-006520 · rrd144425.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,645 F1 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F2 · shares: The performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment). F3 · balance_after: Number of shares includes 45,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). Read SEC document |
| September 06, 2006 Filed Sep 9, 2006 01:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,363 | $16.90 | $90,634.70 |
DisclosureSEC source: 0001181431-06-051935 · rrd129915.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,645 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) 45,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments (assuming continued employment). Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0001181431-05-067144 · rrd100261.xml · derivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2012-12-13 F5 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-067144 · rrd100261.xml · nonDerivative · entry 3 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F3 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F4 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| August 26, 2005 Filed Aug 31, 2005 00:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001181431-05-049625 · rrd90911.xml · derivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,000 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2005 Filed Aug 31, 2005 00:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 140,000 | $17.93 | $2,510,760.00 |
DisclosureSEC source: 0001181431-05-049625 · rrd90911.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,692 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| August 26, 2005 Filed Aug 31, 2005 00:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 140,000 | $9.78 | $1,369,382.00 |
DisclosureSEC source: 0001181431-05-049625 · rrd90911.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| December 07, 2004 Filed Dec 10, 2004 01:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 260,000 | $0.00 Strike: $17.56 | $0.00 |
DisclosureSEC source: 0001181431-04-057826 · rrd60783.xml · derivative · entry 1 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 Underlying: Common Stock · 260,000 shares Expires 2011-12-07 F1 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning on 07/15/05 (assuming continued employment) Read SEC document |
| October 01, 2004 Filed Oct 5, 2004 20:41 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001181431-04-046692 · rrd54387.xml · derivative · entry 4 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2005-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2004 Filed Oct 5, 2004 20:41 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 60,000 | $17.25 | $1,035,000.00 |
DisclosureSEC source: 0001181431-04-046692 · rrd54387.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,088 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 Read SEC document |
| October 01, 2004 Filed Oct 5, 2004 20:41 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 60,000 | $7.44 | $446,250.00 |
DisclosureSEC source: 0001181431-04-046692 · rrd54387.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 Read SEC document |
| November 20, 2003 Filed Nov 22, 2003 02:23 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001181431-03-032495 · rrd23649.xml · derivative · entry 4 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2003-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2003 Filed Nov 22, 2003 02:23 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 48,000 | $23.34 | $1,120,320.00 |
DisclosureSEC source: 0001181431-03-032495 · rrd23649.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,880 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 Read SEC document |
| November 20, 2003 Filed Nov 22, 2003 02:23 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 48,000 | $4.33 | $207,753.60 |
DisclosureSEC source: 0001181431-03-032495 · rrd23649.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 Read SEC document |
| November 17, 2003 Filed Nov 20, 2003 01:48 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 340,000 | $0.00 Strike: $23.74 | $0.00 |
DisclosureSEC source: 0001181431-03-031890 · rrd23280.xml · derivative · entry 1 JANKER FRANZ · CIK 0001247273 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 Underlying: Common Stock · 340,000 shares Expires 2010-11-17 F1 · derivative.exercise_date: 100,000 shares become exercisable on 07/15/07 and 240,000 shares become exercisable on 07/15/08 (assuming continued employment) Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.