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Nasdaq · USD

XEL

XCEL ENERGY INC

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3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 21, 2020 00:15 UTC Exercise / conversionRetricted Stock Units · Derivative 6,863.523 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004514 · doc1.xml · derivative · entry 4

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,863.523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,278 units.

F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:15 UTC Tax withholdingCommon Stock 17,752.87 $70.26 $1,247,316.65
Disclosure

SEC source: 0001567619-20-004514 · doc1.xml · nonDerivative · entry 3

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,165.089

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:15 UTC Exercise / conversionCommon Stock 6,863.523 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-004514 · doc1.xml · nonDerivative · entry 2

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,917.959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:15 UTC GrantCommon Stock 29,216.347 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004514 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,054.436

F1 · balance_after: The amount also includes 367.105 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:12 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionRestricted Stock Unit · Derivative 1,777.65 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004510 · doc1.xml · derivative · entry 5

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,777.65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,626 units.

F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:12 UTC
Clark Christopher BPresident, NSPM
Tax withholdingCommon Stock 4,595.108 $70.26 $322,852.29
Disclosure

SEC source: 0001567619-20-004510 · doc1.xml · nonDerivative · entry 3

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,357.794

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:12 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionCommon Stock 1,777.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-004510 · doc1.xml · nonDerivative · entry 2

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,952.902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:12 UTC
Clark Christopher BPresident, NSPM
GrantCommon Stock 7,561.458 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004510 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,175.252

F1 · balance_after: The amount also includes 53.404 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:10 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 34,988.881 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004508 · doc1.xml · derivative · entry 5

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,988.881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 32,004 units.

F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:10 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Tax withholdingCommon Stock 49,375.342 $70.26 $3,469,111.53
Disclosure

SEC source: 0001567619-20-004508 · doc1.xml · nonDerivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,956

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:10 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 34,988.881 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-004508 · doc1.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,331.342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:10 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
GrantCommon Stock 66,480.461 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004508 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,342.461

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:09 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantPhantom Stock · Derivative 12,027 $70.26 Strike: $0.00 $845,017.02
Disclosure

SEC source: 0001567619-20-004507 · doc1.xml · derivative · entry 5

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,084.641

Underlying: Common Stock · 12,027 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:09 UTC
Carter Brett CEVP, Chief Customer and Innova
Exercise / conversionRestricted Stock Unit · Derivative 4,532.666 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004507 · doc1.xml · derivative · entry 4

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,532.666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,312 units.

F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:09 UTC
Carter Brett CEVP, Chief Customer and Innova
Tax withholdingCommon Stock 10,033.814 $70.26 $704,975.77
Disclosure

SEC source: 0001567619-20-004507 · doc1.xml · nonDerivative · entry 3

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,432.707

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:09 UTC
Carter Brett CEVP, Chief Customer and Innova
Exercise / conversionCommon Stock 4,532.666 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-004507 · doc1.xml · nonDerivative · entry 2

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,466.521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:09 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantCommon Stock 15,594.148 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004507 · doc1.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,933.855

F1 · balance_after: The amount also includes 214.619 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 18:14 UTC
Stoering Mark EPresident, NSPW
GrantRestricted Stock Units · Derivative 738 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000486 · doc1.xml · derivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738

Underlying: Common Stock · 738 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:45 UTC GrantRestricted Stock Units · Derivative 5,451 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000470 · doc1.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,451

Underlying: Common Stock · 5,451 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation, and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 18:02 UTC GrantRestricted Stock Units · Derivative 3,143 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000480 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143

Underlying: Common Stock · 3,143 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 18:18 UTC
Wilensky Scott MEVP and General Counsel
GrantRestricted Stock Units · Derivative 3,447 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000488 · doc1.xml · derivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Underlying: Common Stock · 3,447 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 18:09 UTC
Savage Jeffrey SSVP and Controller
GrantRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000484 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:57 UTC
Larson Kent TEVP, Group Pres, Operations
GrantRestricted Stock Units · Derivative 4,008 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000478 · doc1.xml · derivative · entry 2

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

Underlying: Common Stock · 4,008 shares

Expires 2022-12-31

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 18:05 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
GrantRestricted Stock Units · Derivative 1,123 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000482 · doc1.xml · derivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Underlying: Common Stock · 1,123 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:52 UTC
Yake AlicePresident, PSCo
GrantRestricted Stock Units · Derivative 930 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000474 · doc1.xml · derivative · entry 1

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Underlying: Common Stock · 930 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:49 UTC
Hudson David TPresident, SPS
GrantRestricted Stock Units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000472 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Underlying: Common Stock · 770 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:42 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 27,341 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000468 · doc1.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,341

Underlying: Common Stock · 27,341 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:38 UTC
Figoli DarlaSVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000465 · doc1.xml · derivative · entry 1

Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:36 UTC
Eves David LEVP and Group President Utilit
GrantRestricted Stock Units · Derivative 2,004 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000460 · doc1.xml · derivative · entry 1

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,004

Underlying: Common Stock · 2,004 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:33 UTC
Clark Christopher BPresident, NSPM
GrantRestricted Stock Units · Derivative 1,123 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000456 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Underlying: Common Stock · 1,123 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:29 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantRestricted Stock Units · Derivative 3,431 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000454 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431

Underlying: Common Stock · 3,431 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 17:20 UTC GrantCommon Stock 549.451 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-023672 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,038.811

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 549.451 stock equivalent units, 457.876 were granted at a price of $62.79 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 91.575 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 799.834 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 17:16 UTC GrantCommon Stock 645.007 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-023670 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,460.105

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 645.007 stock equivalent units, 537.506 were granted at a price of $62.79 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 107.501 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 579.678 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 17:13 UTC GrantCommon Stock 621.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-023668 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,426.067

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 621.118 stock equivalent units, 517.598 were granted at a price of $62.79 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 103.520 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 343.221 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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December 27, 2019 Filed Dec 30, 2019 17:07 UTC
Casey LynnDirector
GrantCommon Stock 501.672 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-023666 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,786.408

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 501.672 stock equivalent units, 418.060 were granted at a price of $62.79 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 83.612 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 42.033 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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December 06, 2019 Filed Jan 30, 2020 21:02 UTC
Williams KimDirector
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001732 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,472

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December 02, 2019 Filed Jan 30, 2020 20:56 UTC
Wilensky Scott MEVP and General Counsel
GiftCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001730 · doc1.xml · nonDerivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,964.007

F1 · balance_after: This amount also includes 628.994 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

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September 27, 2019 Filed Oct 1, 2019 15:43 UTC
Casey LynnDirector
GrantCommon Stock 480.403 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018904 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,242.703

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 480.403 stock equivalent units, 400.336 were granted at a price of $65.57 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 80.067 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 40.463 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 27, 2019 Filed Oct 1, 2019 15:52 UTC GrantCommon Stock 617.661 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018910 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,235.42

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 617.661 stock equivalent units, 514.718 were granted at a price of $65.57 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 102.943 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 602.019 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 27, 2019 Filed Oct 1, 2019 15:49 UTC GrantCommon Stock 594.785 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018908 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,461.728

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 594.785 stock equivalent units, 495.654 were granted at a price of $65.57 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 99.131 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 354.772 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 27, 2019 Filed Oct 1, 2019 15:46 UTC GrantCommon Stock 526.155 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018906 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,689.526

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 526.155 stock equivalent units, 438.462 were granted at a price of $65.57 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 87.693 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 833.048 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 10, 2019 Filed Sep 11, 2019 17:18 UTC
Clark Christopher BPresident, NSPM
SaleCommon Stock 2,500 $62.38 $155,957.50
Disclosure

SEC source: 0001567619-19-018141 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,560.39

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.330 to $62.415, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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September 09, 2019 Filed Sep 11, 2019 12:50 UTC
Savage Jeffrey SSVP and Controller
OtherPhantom Stock · Derivative 9,977.363 $63.39 $632,465.04
Disclosure

SEC source: 0001567619-19-018136 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,648.758

Underlying: Common Stock · 9,977.363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Issuer stock account due to the unitized nature of the Plan's Issuer stock fund.

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September 06, 2019 Filed Sep 9, 2019 20:42 UTC
Stoering Mark EPresident, NSPW
SaleCommon Stock 4,882 $64.87 $316,680.69
Disclosure

SEC source: 0001567619-19-018058 · doc1.xml · nonDerivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,797

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.810 to $64.905, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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August 30, 2019 Filed Sep 3, 2019 16:37 UTC
Clark Christopher BPresident, NSPM
SaleCommon Stock 2,000 $64.25 $128,492.00
Disclosure

SEC source: 0001567619-19-017746 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,060.39

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.18 to $64.34, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: This amount also includes 58.544 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

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August 30, 2019 Filed Sep 3, 2019 16:42 UTC
Larson Kent TEVP, Group Pres, Operations
SaleCommon Stock 25,000 $64.25 $1,606,150.00
Disclosure

SEC source: 0001567619-19-017748 · doc1.xml · nonDerivative · entry 1

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,354

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.18 to $64.34, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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August 16, 2019 Filed Aug 19, 2019 18:12 UTC
Wilensky Scott MEVP and General Counsel
SaleCommon Stock 15,000 $61.71 $925,620.00
Disclosure

SEC source: 0001567619-19-017251 · doc1.xml · nonDerivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,985.013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.66 to $61.80, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: This amount also includes 747.140 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

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June 28, 2019 Filed Jul 1, 2019 20:16 UTC GrantCommon Stock 683.198 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-014166 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,015.74

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 683.198 stock equivalent units, 569.332 were granted at a price of $59.28 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 113.866 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: The amount reported includes a balance increase of 90,332.542, which reflects stock equivalent units previously reported on Table II. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following the termination of a reporting person's service as director and fractional units are payable at such time in cash. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

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June 28, 2019 Filed Jul 1, 2019 20:19 UTC GrantCommon Stock 581.984 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-014168 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,330.323

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 581.984 stock equivalent units, 484.987 were granted at a price of $59.28 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 96.997 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: The amount reported includes a balance increase of 124,998.339, which reflects stock equivalent units previously reported on Table II. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following the termination of a reporting person's service as director and fractional units are payable at such time in cash. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

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June 28, 2019 Filed Jul 1, 2019 20:09 UTC
Casey LynnDirector
GrantCommon Stock 531.377 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-014161 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,721.837

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 531.377 stock equivalent units, 442.814 were granted at a price of $59.28 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 88.563 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.