Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| XCEL ENERGY INCXEL · Entity 3042 | EVP, Chief Human Resources Off | January 03, 2022 | January 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
XCEL ENERGY INC
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-31 | Direct | 1,604 |
Reported balance
After 2022-01-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 1,604 · Balance 1,604 F1: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2: Award vests on December 31, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.
F2: Award vests on December 31, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 21:11 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000507 · doc1.xml · derivative · entry 1 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,604 Underlying: Common Stock · 1,604 shares Expires 2024-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2024. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 10,886 | $69.31 | $754,462.94 |
DisclosureSEC source: 0001567619-21-012198 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,689.242 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.27 to $69.345, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:52 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 116.089 | $58.59 | $6,801.65 |
DisclosureSEC source: 0001567619-21-005589 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,575.242 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 2,342.248 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004448 · doc1.xml · derivative · entry 4 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,342.248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of units shown reflects 170.141 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3. F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 4,241.981 | $61.54 | $261,051.51 |
DisclosureSEC source: 0001567619-21-004448 · doc1.xml · nonDerivative · entry 3 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,691.331 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 2,342.248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-004448 · doc1.xml · nonDerivative · entry 2 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,933.312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 7,028.733 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004448 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,591.064 F1 · balance_after: This amount includes 6.499 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:47 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000582 · doc1.xml · derivative · entry 1 Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661 Underlying: Common Stock · 1,661 shares Expires 2023-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2023. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 227.882 | $62.32 | $14,201.61 |
DisclosureSEC source: 0001567619-20-005631 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,555.832 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 2,772.522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · derivative · entry 4 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,772.522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the award was last reported on Form 3 totaling 134.976 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 3,682.099 | $70.26 | $258,704.28 |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · nonDerivative · entry 3 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,783.714 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 2,772.522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · nonDerivative · entry 2 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,465.813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 5,267.577 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,693.291 F1 · balance_after: The amount also includes 19.854 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:38 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000465 · doc1.xml · derivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,700 shares Expires 2022-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2022. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 22:11 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 9,000 | $56.40 | $507,627.00 |
DisclosureSEC source: 0001567619-19-006796 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,405.86 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.38 to $56.43, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 22:11 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherCommon Stock | 3,942.964 | $56.05 | $221,003.13 |
DisclosureSEC source: 0001567619-19-006796 · doc1.xml · nonDerivative · entry 2 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 0 F2 · balance_after: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated March 13, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:44 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 363.458 | $54.86 | $19,939.31 |
DisclosureSEC source: 0001567619-19-006191 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,405.86 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:11 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 2,865.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005179 · doc1.xml · derivative · entry 5 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,865.74 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the award was last reported on Form 3 totaling 66.433 units. F6 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. F6 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:11 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 6,502.203 | $53.46 | $347,607.77 |
DisclosureSEC source: 0001567619-19-005179 · doc1.xml · nonDerivative · entry 3 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,769.318 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:11 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 2,865.74 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-005179 · doc1.xml · nonDerivative · entry 2 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,271.521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:11 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 11,821.463 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005179 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,405.781 F1 · balance_after: This amount also includes 35.934 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:10 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 2,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000340 · doc1.xml · derivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,137 Underlying: Common Stock · 2,137 shares Expires 2021-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.