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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2017 Filed May 30, 2017 21:55 UTC GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019727 · form4.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,690

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 40,094 deferred share rights ("DSRs"), 29,136 RSUs, and 2,460 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 339.664 DSRs and 218.676 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:52 UTC GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019725 · form4.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,042

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 2,261 deferred share rights ("DSRs"), 7,508 RSUs, and 19,273 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,130.441 DSRs and 4,522.825 RSUs, and the exempt acquisitions of an aggregate of 63.737 DSRs and 164.010 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 25, 2017 Filed May 30, 2017 21:48 UTC GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019721 · form4.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,270

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 8,858 deferred share rights ("DSRs"), 26,181 RSUs, and 23,230 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 876.815 DSRs and 1,315.226 RSUs, and the exempt acquisitions of an aggregate of 182.955 DSRs and 454.665 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:46 UTC GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019718 · form4.xml · nonDerivative · entry 1

Godwin Pamela H · CIK 0001310221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,012

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 10,443 deferred share rights ("DSRs"), 14,536 RSUs, and 31,033 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 725.793 DSRs and 6,178.380 RSUs, and the exempt acquisitions of an aggregate of 94.637 DSRs and 147.383 RSUs pursuant to the reinvestment of dividends, since the date of the transactions reported in the reporting person's prior Form 4.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:42 UTC GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019716 · form4.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,246

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 18,230 RSUs and 16 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 280.509 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:39 UTC
Egan CynthiaDirector
GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019712 · form4.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,209

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 14,930 RSUs and 279 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 218.497 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:36 UTC GrantCommon Stock 2,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019709 · form4.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,190

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 5,980 DSRs and 8,210 RSUs. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:36 UTC GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019709 · form4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,768

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 3,558 deferred share rights ("DSRs") and 8,210 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 66.784 DSRs and 92.198 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 25, 2017 Filed May 30, 2017 21:30 UTC GrantCommon Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019706 · form4.xml · nonDerivative · entry 1

Caulfield E Michael · CIK 0001301044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,647

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018.

F2 · balance_after: Includes 14,252 deferred share rights ("DSRs"), 21,356 RSUs, and 5,039 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 187.151 DSRs, 236.554 RSUs and 83.872 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:31 UTC
Simonds Michael QEVP, President & CEO, Unum US
SaleCommon Stock 5,000 $46.61 $233,032.00
Disclosure

SEC source: 0001127602-17-017441 · form4.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,593

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.

F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $46.52 per share to $46.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 26,488 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 38,105 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:59 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
SaleCommon Stock 260 $46.44 $12,073.10
Disclosure

SEC source: 0001127602-17-016664 · form4.xml · nonDerivative · entry 1

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,148

F1 · balance_after: Includes 2,703 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 3,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 3.318 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:34 UTC SaleCommon Stock 25,000 $46.41 $1,160,250.00
Disclosure

SEC source: 0001127602-17-016383 · form4.xml · nonDerivative · entry 1

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,664

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F2 · balance_after: Includes 4,186 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 125,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:35 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
SaleCommon Stock 2,000 $48.54 $97,087.00
Disclosure

SEC source: 0001127602-17-011810 · form4.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,959

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $48.53 per share to $48.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 11,689 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 7,270 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:51 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010281 · form4.xml · nonDerivative · entry 1

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 2,703 stock-settled RSUs and 3,701 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:50 UTC
Simonds Michael QEVP, President & CEO, Unum US
GrantCommon Stock 10,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010278 · form4.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,593

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 26,488 stock-settled RSUs and 43,105 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'Donnell Peter GPresident & CEO, Unum UK
GrantCommon Stock 4,412 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010276 · form4.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,353

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 12,010 stock-settled RSUs and 18,343 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:45 UTC
McGarry John FEVP and CFO
GrantCommon Stock 10,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010270 · form4.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,997

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 24,319 stock-settled RSUs and 46,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:40 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 6,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010266 · form4.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,120

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 25,865 stock-settled RSUs and 20,254 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:46 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 55,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010272 · form4.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,961

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 133,639 stock-settled RSUs and 199,323 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:43 UTC
Jerome Christopher JEVP, Global Services
GrantCommon Stock 4,287 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010268 · form4.xml · nonDerivative · entry 1

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,225

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 11,888 stock-settled RSUs and 16,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:37 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
GrantCommon Stock 4,613 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010262 · form4.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,959

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 11,689 stock-settled RSUs and 9,270 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:39 UTC
Farrell Breege AEVP, Chief Investment Officer
GrantCommon Stock 4,770 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010264 · form4.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,803

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018.

F2 · balance_after: Includes 12,470 stock-settled RSUs and 52,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:32 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
Tax withholdingCommon Stock 85 $48.48 $4,120.80
Disclosure

SEC source: 0001127602-17-008735 · form4.xml · nonDerivative · entry 3

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,243

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 260.310 stock-settled RSUs.

F6 · balance_after: Includes 1,542 stock-settled RSUs and 3,701 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:29 UTC
Simonds Michael QEVP, President & CEO, Unum US
Tax withholdingCommon Stock 1,542 $48.48 $74,756.16
Disclosure

SEC source: 0001127602-17-008729 · form4.xml · nonDerivative · entry 3

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,565

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,766.348 stock-settled RSUs.

F6 · balance_after: Includes 16,460 stock-settled RSUs and 43,105 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Tax withholdingCommon Stock 5,529 $48.48 $268,045.92
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · nonDerivative · entry 7

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,807

F10 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 13,179.175 stock-settled RSUs.

F11 · balance_after: Includes 78,485 stock-settled RSUs and 199,323 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:27 UTC
O'Donnell Peter GPresident & CEO, Unum UK
Tax withholdingCommon Stock 891 $48.48 $43,195.68
Disclosure

SEC source: 0001127602-17-008727 · form4.xml · nonDerivative · entry 3

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,941

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,894.424 stock-settled RSUs.

F6 · balance_after: Includes 7,598 stock-settled RSUs and 18,343 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:22 UTC
McGarry John FEVP and CFO
Tax withholdingCommon Stock 1,044 $48.48 $50,613.12
Disclosure

SEC source: 0001127602-17-008722 · form4.xml · nonDerivative · entry 3

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,969

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,478.607 stock-settled RSUs.

F6 · balance_after: Includes 14,291 stock-settled RSUs and 46,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:20 UTC
Jerome Christopher JEVP, Global Services
Tax withholdingCommon Stock 873 $48.48 $42,323.04
Disclosure

SEC source: 0001127602-17-008720 · form4.xml · nonDerivative · entry 3

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,938

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,909.110 stock-settled RSUs.

F6 · balance_after: Includes 7,601 stock-settled RSUs and 16.338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:16 UTC
Farrell Breege AEVP, Chief Investment Officer
Tax withholdingCommon Stock 958 $48.48 $46,443.84
Disclosure

SEC source: 0001127602-17-008713 · form4.xml · nonDerivative · entry 3

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,033

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,500.922 stock-settled RSUs.

F6 · balance_after: Includes 7,700 stock-settled RSUs and 52,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 23:14 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
Tax withholdingCommon Stock 437 $48.48 $21,185.76
Disclosure

SEC source: 0001127602-17-008710 · form4.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,346

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,269.679 stock-settled RSUs.

F6 · balance_after: Includes 7,076 stock-settled RSUs and 9,270 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 23:32 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
Tax withholdingCommon Stock 94 $48.48 $4,557.12
Disclosure

SEC source: 0001127602-17-008735 · form4.xml · nonDerivative · entry 2

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,328

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 286.724 stock-settled RSUs.

F4 · balance_after: Includes 1,803 stock-settled RSUs and 3,526 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 23:29 UTC
Simonds Michael QEVP, President & CEO, Unum US
Tax withholdingCommon Stock 1,559 $48.48 $75,580.32
Disclosure

SEC source: 0001127602-17-008729 · form4.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,107

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,817.957 stock-settled RSUs.

F4 · balance_after: Includes 21,226 stock-settled RSUs and 39,880 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 34,270 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · derivative · entry 9

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,270 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2013.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,048 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · derivative · entry 8

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,048 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 22, 2012.

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February 24, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Tax withholdingCommon Stock 6,417 $48.48 $311,096.16
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · nonDerivative · entry 6

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,336

F8 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,296.315 stock-settled RSUs.

F9 · balance_after: Includes 91,664 stock-settled RSUs and 191,673 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Tax withholdingCommon Stock 23,958 $48.48 $1,161,483.84
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,753

F4 · shares: Shares withheld for payment of exercise price and tax obligations incident to the exercise of stock options.

F7 · balance_after: Includes 106,960 stock-settled RSUs and 182,793 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Exercise / conversionCommon Stock 34,270 $23.35 $800,204.50
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Includes 106,960 stock-settled RSUs and 206,751 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Tax withholdingCommon Stock 19,127 $48.48 $927,276.96
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,441

F4 · shares: Shares withheld for payment of exercise price and tax obligations incident to the exercise of stock options.

F5 · balance_after: Includes 106,960 stock-settled RSUs and 172,481 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Exercise / conversionCommon Stock 26,048 $26.29 $684,801.92
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 106,960 stock-settled RSUs and 191,608 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:27 UTC
O'Donnell Peter GPresident & CEO, Unum UK
Tax withholdingCommon Stock 1,034 $48.48 $50,128.32
Disclosure

SEC source: 0001127602-17-008727 · form4.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,832

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,198.893 stock-settled RSUs.

F4 · balance_after: Includes 9,492 stock-settled RSUs and 17,340 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:22 UTC
McGarry John FEVP and CFO
Tax withholdingCommon Stock 947 $48.48 $45,910.56
Disclosure

SEC source: 0001127602-17-008722 · form4.xml · nonDerivative · entry 2

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,013

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,154.462 stock-settled RSUs.

F4 · balance_after: Includes 17,770 stock-settled RSUs and 44,243 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:20 UTC
Jerome Christopher JEVP, Global Services
Tax withholdingCommon Stock 658 $48.48 $31,899.84
Disclosure

SEC source: 0001127602-17-008720 · form4.xml · nonDerivative · entry 2

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,811

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,192.635 stock-settled RSUs.

F4 · balance_after: Includes 10,510 stock-settled RSUs and 14,302 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:18 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 837 $48.48 $40,577.76
Disclosure

SEC source: 0001127602-17-008716 · form4.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,915

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,059.055 stock-settled RSUs.

F5 · balance_after: Includes 19,660 stock-settled RSUs and 20,254 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:16 UTC
Farrell Breege AEVP, Chief Investment Officer
Tax withholdingCommon Stock 608 $48.48 $29,475.84
Disclosure

SEC source: 0001127602-17-008713 · form4.xml · nonDerivative · entry 2

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,991

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,220.786 stock-settled RSUs.

F4 · balance_after: Includes 11,201 stock-settled RSUs and 49,790 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 24, 2017 Filed Feb 27, 2017 23:14 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
Tax withholdingCommon Stock 522 $48.48 $25,306.56
Disclosure

SEC source: 0001127602-17-008710 · form4.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,783

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,554.552 stock-settled RSUs.

F4 · balance_after: Includes 8,345 stock-settled RSUs and 8,438 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2017 Filed Feb 27, 2017 23:32 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
Tax withholdingCommon Stock 202 $48.65 $9,827.30
Disclosure

SEC source: 0001127602-17-008735 · form4.xml · nonDerivative · entry 1

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 618.112 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 2,089 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2017 Filed Feb 27, 2017 23:29 UTC
Simonds Michael QEVP, President & CEO, Unum US
Tax withholdingCommon Stock 1,855 $48.65 $90,245.75
Disclosure

SEC source: 0001127602-17-008729 · form4.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,666

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,732.323 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 26,044 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 36,622 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2017 Filed Feb 27, 2017 23:25 UTC
McKenney Richard PPresident and CEO
Tax withholdingCommon Stock 13,056 $48.65 $635,174.40
Disclosure

SEC source: 0001127602-17-008725 · form4.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,520

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,120.806 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 106,960 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 165,560 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2017 Filed Feb 27, 2017 23:27 UTC
O'Donnell Peter GPresident & CEO, Unum UK
Tax withholdingCommon Stock 1,250 $48.65 $60,812.50
Disclosure

SEC source: 0001127602-17-008727 · form4.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,866

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,658.084 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 11,691 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 16,175 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2017 Filed Feb 27, 2017 23:22 UTC
McGarry John FEVP and CFO
Tax withholdingCommon Stock 1,646 $48.65 $80,077.90
Disclosure

SEC source: 0001127602-17-008722 · form4.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,960

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,483.447 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 20,924 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 42,035 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.