Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARCH CAPITAL GROUP LTD.ACGL · Entity 3120 | Director | May 04, 2023 | May 08, 2023 |
| Unum GroupUNM · Entity 3369 | Director | April 28, 2017 | May 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARCH CAPITAL GROUP LTD.
Report date May 04, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | Direct | 23,671 |
Reported balance
After 2023-05-04 transaction · row 1
1 source rowRow 1 · 2023-05-04 · Grant · Acquired 1,714 · Balance 23,671 F1: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2024.
Unum Group
Report date April 28, 2017 · Filed May 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,664 |
Reported balance
After 2017-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-28 · Sale · Disposed 25,000 · Balance 129,664 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F2: Includes 4,186 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 125,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 14,183.856 |
Reported balance
Holding disclosure · report date 2017-04-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,183.856 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.
F2: Includes 4,186 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 125,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SUNTRUST BANKS INC
Report date April 23, 2019 · Filed April 23, 2019
Section 16 reporting ended · disclosed 2019-04-23. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2023 Filed May 8, 2023 22:20 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 1,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-007584 · form4-05082023_100521.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,671 F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2024. Read SEC document |
| May 04, 2022 Filed May 6, 2022 19:52 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 2,642 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-002876 · edgar.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,957 F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:29 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 3,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005113 · edgar.xml · nonDerivative · entry 2 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,315 F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:29 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 3,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005113 · edgar.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,172 F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 13:15 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 5,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005672 · edgar.xml · nonDerivative · entry 2 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,029 F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2021. Read SEC document |
| May 07, 2020 Filed May 11, 2020 13:15 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 5,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005672 · edgar.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,971 F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 21:40 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000183 · edgar.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares (pro-rata) that will vest on May 1, 2020. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 17:06 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GrantCommon Stock | 1,851 | $67.53 | $124,998.03 |
DisclosureSEC source: 0000750556-18-000117 · edgar.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,356 F1 · ownership.direct: Includes 1,851 shares of restricted stock granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan which vest upon the earlier of one year or the next annual meeting of shareholders. Read SEC document |
| April 28, 2017 Filed May 2, 2017 21:34 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 25,000 | $46.41 | $1,160,250.00 |
DisclosureSEC source: 0001127602-17-016383 · form4.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,664 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F2 · balance_after: Includes 4,186 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 125,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 12:50 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GrantCommon Stock | 2,186 | $57.19 | $125,017.34 |
DisclosureSEC source: 0000750556-17-000090 · edgar.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,505 F1 · ownership.direct: Includes 2,186 shares of restricted stock granted under the SunTrust Banks, Inc. 2009 Stock Plan which vest upon the earlier of one year or the next annual meeting of shareholders. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:36 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 40,977 | $48.56 | $1,989,843.12 |
DisclosureSEC source: 0001127602-17-008037 · form4.xml · nonDerivative · entry 2 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,664 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs. F5 · balance_after: Includes 4,186 stock-settled RSUs and 150,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:36 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 97,381.193 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008037 · form4.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,641 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016. F2 · balance_after: Includes 4,186 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 191,456 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 17.186 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 03, 2017 Filed Feb 8, 2017 00:27 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 25,000 | $46.91 | $1,172,690.00 |
DisclosureSEC source: 0001127602-17-004443 · form4.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,243 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $46.58 per share to $47.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 4,168 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 94,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F4 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 19.501 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 21:15 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 153,927 | $0.00 Strike: $20.78 | $0.00 |
DisclosureSEC source: 0001127602-16-065713 · form4.xml · derivative · entry 7 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,927 shares Expires 2018-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F9 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 25, 2011. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 21:15 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 100 | $36.10 | $3,609.60 |
DisclosureSEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 5 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,223 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F5 · balance_after: Includes 4,149 stock-settled RSUs and 119,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 21:15 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 153,827 | $35.56 | $5,469,611.26 |
DisclosureSEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 4 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,323 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F7 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $35.060 per share to $36.050 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F8 · balance_after: Includes 4,149 stock-settled RSUs and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 21:15 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 153,927 | $20.78 | $3,198,603.06 |
DisclosureSEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 3 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F6 · balance_after: Includes 4,149 stock-settled RSUs and 273,001 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 21:15 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 100 | $36.12 | $3,612.00 |
DisclosureSEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 2 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,223 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F5 · balance_after: Includes 4,149 stock-settled RSUs and 119,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 21:15 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 24,900 | $35.56 | $885,396.69 |
DisclosureSEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 1 WATJEN THOMAS R · CIK 0001182971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,323 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $35.100 per share to $36.045 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 4,149 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F4 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 23.920 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.