Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEGON LTD.AEG · Entity 3394 | Director | September 24, 2026 | September 28, 2026 |
| Unum GroupUNM · Entity 3369 | EVP and CFO | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEGON LTD.
Report date September 24, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 15,766 |
Reported balance
After 2026-09-24 transaction · row 1
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 61 · Balance 15,766 F1: Represents an award of dividend equivalent shares associated with the Reporting Person's outstanding equity awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of dividend equivalent shares associated with the Reporting Person's outstanding equity awards.
Unum Group
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,617 |
Reported balance
After 2019-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 935 · Balance 90,617 F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below). F2: Includes 15,633 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 74,985 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 88,945 |
Reported balance
After 2019-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-01 · Tax withholding · Disposed 1,672 · Balance 88,945 F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,980.746 stock-settled RSUs. F4: Includes 11,652 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 105,669 |
Reported balance
After 2019-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-01 · Grant · Acquired 16,724 · Balance 105,669 F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6: Includes 28,376 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 3,202.5677 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,202.5677 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 15,633 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 74,985 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,980.746 stock-settled RSUs.
F4: Includes 11,652 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.
F6: Includes 28,376 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2026 Filed Sep 28, 2026 20:45 UTC | AEGON LTD. AEG · Entity 3394 | GrantCommon Shares | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-044599 · ownership.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,766 F1 · kind: Represents an award of dividend equivalent shares associated with the Reporting Person's outstanding equity awards. Read SEC document |
| July 06, 2026 Filed Jul 8, 2026 20:30 UTC | AEGON LTD. AEG · Entity 3394 | GrantCommon Shares | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032518 · ownership.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,705 F1 · kind: Represents an award of dividend equivalent shares associated with the Reporting Person's outstanding equity awards. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:32 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 16,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000057 · wf-form4_155182872442518.xml · nonDerivative · entry 3 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,669 F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6 · balance_after: Includes 28,376 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,672 | $37.67 | $62,984.24 |
DisclosureSEC source: 0000005513-19-000057 · wf-form4_155182872442518.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,945 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,980.746 stock-settled RSUs. F4 · balance_after: Includes 11,652 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 935 | $37.67 | $35,221.45 |
DisclosureSEC source: 0000005513-19-000057 · wf-form4_155182872442518.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,617 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 15,633 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 74,985 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:51 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,597 | $37.27 | $59,520.19 |
DisclosureSEC source: 0000005513-19-000033 · wf-form4_155122507875358.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,552 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,912.486 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 19,095 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 72,458 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:45 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 4,947 | $36.32 | $179,675.04 |
DisclosureSEC source: 0000005513-19-000013 · wf-form4_155070632202671.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,149 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs. F5 · balance_after: Includes 25,007 stock-settled RSUs and 68,142 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:45 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 16,727.713 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000013 · wf-form4_155070632202671.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,096 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018. F2 · balance_after: Includes 25,007 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 73,089 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 676.871 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,415 | $49.31 | $69,773.65 |
DisclosureSEC source: 0001127602-18-010245 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,692 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,368.571 stock-settled RSUs. F4 · balance_after: Includes 24,330 stock-settled RSUs and 56,361 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:32 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 11,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010245 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,107 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019. F2 · balance_after: Includes 27,699 stock-settled RSUs and 54,408 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:48 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,350 | $51.73 | $69,835.50 |
DisclosureSEC source: 0001127602-18-008916 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,369 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,212.821 stock-settled RSUs. F4 · balance_after: Includes 15,961 stock-settled RSUs and 54,408 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:48 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,508 | $51.73 | $78,008.84 |
DisclosureSEC source: 0001127602-18-008916 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,719 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,583.204 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 19,174 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 52,545 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:01 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 3,926 | $52.34 | $205,486.84 |
DisclosureSEC source: 0001127602-18-007832 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,227 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 24,757 stock-settled RSUs and 48,470 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:01 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 13,306.382 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007832 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,153 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 24,757 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 52,396 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 108.088 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:16 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 4,588 | $58.19 | $266,975.72 |
DisclosureSEC source: 0001127602-18-002112 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,738 F3 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017. F4 · balance_after: Includes 24,649 stock-settled RSUs and 39,090 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| December 15, 2017 Filed Jan 18, 2018 22:16 UTC | Unum Group UNM · Entity 3369 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002112 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,326 F1 · balance_after: Includes 24,649 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 43,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 329.727 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:45 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 10,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010270 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,997 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018. F2 · balance_after: Includes 24,319 stock-settled RSUs and 46,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 23:22 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,044 | $48.48 | $50,613.12 |
DisclosureSEC source: 0001127602-17-008722 · form4.xml · nonDerivative · entry 3 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,969 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,478.607 stock-settled RSUs. F6 · balance_after: Includes 14,291 stock-settled RSUs and 46,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:22 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 947 | $48.48 | $45,910.56 |
DisclosureSEC source: 0001127602-17-008722 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,013 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,154.462 stock-settled RSUs. F4 · balance_after: Includes 17,770 stock-settled RSUs and 44,243 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:22 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,646 | $48.65 | $80,077.90 |
DisclosureSEC source: 0001127602-17-008722 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,960 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,483.447 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 20,924 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 42,035 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:28 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,209 | $48.56 | $58,709.04 |
DisclosureSEC source: 0001127602-17-008024 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,606 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs. F5 · balance_after: Includes 26,408 stock-settled RSUs and 38,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:28 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,658.374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008024 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,815 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016. F2 · balance_after: Includes 26,408 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 39,407 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 231.465 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,850 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · derivative · entry 11 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,850 shares Expires 2021-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 20, 2014. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,613 | $0.00 Strike: $23.35 | $0.00 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · derivative · entry 10 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,613 shares Expires 2020-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2013. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,520 | $0.00 Strike: $26.29 | $0.00 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · derivative · entry 9 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,520 shares Expires 2019-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 22, 2012. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 4,850 | $41.14 | $199,529.00 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 6 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,925 F2 · balance_after: Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 4,850 | $24.25 | $117,612.50 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 5 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Includes 26,176 stock-settled RSUs and 40,599 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 6,613 | $41.14 | $272,058.82 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 4 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,925 F2 · balance_after: Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 6,613 | $23.35 | $154,413.55 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 3 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 26,176 stock-settled RSUs and 42,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 5,520 | $41.14 | $227,092.80 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,925 F2 · balance_after: Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:39 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 5,520 | $26.29 | $145,120.80 |
DisclosureSEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 23:11 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 12,000 | $41.44 | $497,280.00 |
DisclosureSEC source: 0001127602-16-067475 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,925 F1 · balance_after: Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 285.988 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.