Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Unum GroupUNM · Entity 3369 | SVP, Chief Accounting Officer | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Unum Group
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,635 |
Reported balance
After 2019-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 119 · Balance 5,635 F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 400.742 stock-settled RSUs (as defined in footnote (2) below). F2: Includes 2,029 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 5,477 |
Reported balance
After 2019-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-01 · Tax withholding · Disposed 158 · Balance 5,477 F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 532.410 stock-settled RSUs. F4: Includes 1,497 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 8,546 |
Reported balance
After 2019-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-01 · Grant · Acquired 3,069 · Balance 8,546 F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6: Includes 4,566 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 400.742 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 2,029 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 532.410 stock-settled RSUs.
F4: Includes 1,497 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.
F6: Includes 4,566 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 23:42 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000065 · wf-form4_155182932201713.xml · nonDerivative · entry 3 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6 · balance_after: Includes 4,566 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:42 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 158 | $37.67 | $5,951.86 |
DisclosureSEC source: 0000005513-19-000065 · wf-form4_155182932201713.xml · nonDerivative · entry 2 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,477 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 532.410 stock-settled RSUs. F4 · balance_after: Includes 1,497 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:42 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 119 | $37.67 | $4,482.73 |
DisclosureSEC source: 0000005513-19-000065 · wf-form4_155182932201713.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,635 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 400.742 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 2,029 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2019 Filed Feb 27, 2019 00:00 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 198 | $37.27 | $7,379.46 |
DisclosureSEC source: 0000005513-19-000041 · wf-form4_155122560073303.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,754 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 667.023 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 2,430 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 15.393 shares of common stock under the issuer's employee stock purchase plan and 83.821 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:45 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 116 | $49.31 | $5,719.96 |
DisclosureSEC source: 0001127602-18-010258 · form4.xml · nonDerivative · entry 2 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,853 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 389.895 stock-settled RSUs. F4 · balance_after: Includes 3,013 stock-settled RSUs and 2,840 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:45 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010258 · form4.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,969 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019. F2 · balance_after: Includes 3,403 stock-settled RSUs and 2,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 01:57 UTC | Unum Group UNM · Entity 3369 | GiftCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 4 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,397 F8 · balance_after: Includes 1,831 stock-settled RSUs and 2,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 01:57 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 1,435 | $52.36 | $75,133.73 |
DisclosureSEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 3 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,496 F6 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $52.350 per share to $52.359 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · balance_after: Includes 1,831 stock-settled RSUs and 2,665 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:57 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 87 | $51.73 | $4,500.51 |
DisclosureSEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 2 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,931 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 291.880 stock-settled RSUs. F5 · balance_after: Includes 1,831 stock-settled RSUs and 4,100 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:57 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 187 | $51.73 | $9,673.51 |
DisclosureSEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,018 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 629.239 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 2,123 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,895 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 8.333 shares of common stock under the issuer's employee stock purchase plan and 48.667 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:59 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 260 | $46.44 | $12,073.10 |
DisclosureSEC source: 0001127602-17-016664 · form4.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,148 F1 · balance_after: Includes 2,703 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 3,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 3.318 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:51 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 1,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010281 · form4.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,404 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018. F2 · balance_after: Includes 2,703 stock-settled RSUs and 3,701 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 23:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 85 | $48.48 | $4,120.80 |
DisclosureSEC source: 0001127602-17-008735 · form4.xml · nonDerivative · entry 3 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,243 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 260.310 stock-settled RSUs. F6 · balance_after: Includes 1,542 stock-settled RSUs and 3,701 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 94 | $48.48 | $4,557.12 |
DisclosureSEC source: 0001127602-17-008735 · form4.xml · nonDerivative · entry 2 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,328 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 286.724 stock-settled RSUs. F4 · balance_after: Includes 1,803 stock-settled RSUs and 3,526 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 202 | $48.65 | $9,827.30 |
DisclosureSEC source: 0001127602-17-008735 · form4.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,422 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 618.112 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 2,089 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.