Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBNY · Entity 2899 | Director | October 01, 2026 | October 05, 2026 |
| PFIZER INCPFE · Entity 2863 | Director | September 25, 2026 | September 29, 2026 |
| Unum GroupUNM · Entity 3369 | Director | May 26, 2026 | May 28, 2026 |
| XEROX CORPXRX · Entity 12016 | Director | May 21, 2019 | May 22, 2019 |
| Xerox Holdings CorpXRX · Entity 5610 | Director | May 19, 2022 | May 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,574.9625 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 625.3474 · Balance 67,574.9625 F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
PFIZER INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 169,739.319 |
Reported balance
After 2026-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 1,613.185 · Balance 169,739.319 F1: Each unit represents one phantom share of common stock. F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
Unum Group
Report date May 26, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,550 |
Reported balance
After 2026-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 2,191 · Balance 100,550 F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. F2: Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 102,090 |
Reported balance
After 2026-05-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-26 · Grant · Acquired 1,540 · Balance 102,090 F4: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5: Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.
F2: Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.
F4: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.
F5: Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
XEROX CORP
Report date May 21, 2019 · Filed May 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 21,842 |
Reported balance
After 2019-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-21 · Grant · Acquired 6,116 · Balance 21,842 F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2: These DSUs vest one year following date of award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.
F2: These DSUs vest one year following date of award.
Xerox Holdings Corp
Report date May 19, 2022 · Filed May 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 70,806 |
Reported balance
After 2022-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-19 · Grant · Acquired 18,819 · Balance 70,806 F1: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period. F2: These DSUs will vest on May 19, 2023. F3: Balance adjusted to reflect 531 DSUs awarded June 30, 2021, 617 DSUs awarded September 30, 2021, 558 DSUs awarded December 31, 2021, and 633 DSUs awarded March 31, 2022 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period.
F2: These DSUs will vest on May 19, 2023.
F3: Balance adjusted to reflect 531 DSUs awarded June 30, 2021, 617 DSUs awarded September 30, 2021, 558 DSUs awarded December 31, 2021, and 633 DSUs awarded March 31, 2022 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 20:18 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | GrantCommon Stock | 625.3474 | $143.92 | $90,000.00 |
DisclosureSEC source: 0001193125-26-414150 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,574.9625 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 18:26 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,613.185 | $28.67 | $46,250.01 |
DisclosureSEC source: 0001225208-26-007988 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,739.319 Underlying: Common Stock · 1,613.185 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:34 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | GrantCommon Stock | 616.3539 | $146.02 | $90,000.00 |
DisclosureSEC source: 0001193125-26-296272 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,683.069 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 19:18 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,904.076 | $24.29 | $46,250.01 |
DisclosureSEC source: 0001225208-26-006259 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,631.508 Underlying: Common Stock · 1,904.076 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 26, 2026 Filed May 28, 2026 21:23 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001633137-26-000003 · wk-form4_1780003391.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,090 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 26, 2026 Filed May 28, 2026 21:23 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 2,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001633137-26-000003 · wk-form4_1780003391.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,550 F1 · shares: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. F2 · balance_after: Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 22:37 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 7,686.539 | $26.67 | $205,000.00 |
DisclosureSEC source: 0001225208-26-004657 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,084.684 Underlying: Common Stock · 7,686.539 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-167009 · ownership.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,948.005 Underlying: Common Stock · 1,592 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:07 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 743.986 | $120.97 | $89,999.99 |
DisclosureSEC source: 0001193125-26-142121 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,799.4835 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 00:19 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,710.429 | $27.04 | $46,250.00 |
DisclosureSEC source: 0001225208-26-004085 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,398.145 Underlying: Common Stock · 1,710.429 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 688.3644 | $121.61 | $83,711.99 |
DisclosureSEC source: 0001193125-26-037693 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,773.652 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:59 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,857.43 | $24.90 | $46,250.01 |
DisclosureSEC source: 0001225208-26-000192 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,314.146 Underlying: Common Stock · 1,857.43 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:28 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 783.956 | $106.83 | $83,750.02 |
DisclosureSEC source: 0001193125-25-230282 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,773.8086 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,815.149 | $25.48 | $46,250.00 |
DisclosureSEC source: 0001225208-25-008317 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,989.542 Underlying: Common Stock · 1,815.149 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:41 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 923.883 | $90.65 | $83,749.99 |
DisclosureSEC source: 0000950170-25-093942 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,665.5506 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:36 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,908.003 | $24.24 | $46,249.99 |
DisclosureSEC source: 0001225208-25-006378 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,751.406 Underlying: Common Stock · 1,908.003 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 22, 2025 Filed May 24, 2025 00:18 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-25-000095 · wk-form4_1748045920.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,551 F1 · shares: All are restricted stock units ("RSUs") vesting on May 22, 2026. F2 · balance_after: Includes 42,955 deferred share rights ("DSRs") and 53,597 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 790.253 DSRs and 945.326 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 15:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 8,999 | $22.78 | $204,997.22 |
DisclosureSEC source: 0001225208-25-004460 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,452.425 Underlying: Common Stock · 8,999 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 21, 2025 Filed Apr 23, 2025 20:14 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 2,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-057373 · ownership.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,473.365 Underlying: Common Stock · 2,904 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2026 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2026 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 21:01 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 999.761 | $83.77 | $83,749.98 |
DisclosureSEC source: 0000950170-25-049529 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,392.5086 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:09 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,825.178 | $25.34 | $46,250.01 |
DisclosureSEC source: 0001225208-25-003915 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,453.425 Underlying: Common Stock · 1,825.178 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 880.305 | $85.19 | $74,993.18 |
DisclosureSEC source: 0000950170-25-014573 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,070.9296 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 16:47 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,743.309 | $26.53 | $46,249.99 |
DisclosureSEC source: 0001225208-25-000119 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,639.287 Underlying: Common Stock · 1,743.309 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:28 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,054.704 | $71.11 | $75,000.00 |
DisclosureSEC source: 0000950170-24-112541 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,825.9206 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 19:43 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,598.134 | $28.94 | $46,250.00 |
DisclosureSEC source: 0001225208-24-008992 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,944.9 Underlying: Common Stock · 1,598.134 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:28 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,247.713 | $60.11 | $75,000.03 |
DisclosureSEC source: 0000950170-24-081553 · ownership.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,347.7536 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 00:43 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,678.393 | $27.98 | $46,961.44 |
DisclosureSEC source: 0001225208-24-007121 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,616.068 Underlying: Common Stock · 1,678.393 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 23, 2024 Filed May 28, 2024 22:11 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-24-000113 · wk-form4_1716934262.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,617 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 42,164 DSRs and 50,453 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 23, 2024 Filed May 28, 2024 22:11 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,342 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-24-000113 · wk-form4_1716934262.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,230 F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025. F2 · balance_after: Includes 39,777 deferred share rights ("DSRs") and 50,453 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 968.605 DSRs and 1,158.653 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 17:23 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 8,115.598 | $25.26 | $205,000.01 |
DisclosureSEC source: 0001225208-24-005269 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,235.566 Underlying: Common Stock · 8,115.598 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:59 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 3,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-005349 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,520.842 Underlying: Common Stock · 3,581 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2025 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2025 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:38 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,316.713 | $56.96 | $74,999.97 |
DisclosureSEC source: 0001209191-24-005205 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,696.1666 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 17:32 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,666.667 | $27.75 | $46,250.01 |
DisclosureSEC source: 0001225208-24-004640 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,119.972 Underlying: Common Stock · 1,666.667 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,351.966 | $55.50 | $75,034.11 |
DisclosureSEC source: 0001209191-24-002799 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,983.1626 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 22:49 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,606.461 | $28.79 | $46,250.01 |
DisclosureSEC source: 0001225208-24-000075 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,844.627 Underlying: Common Stock · 1,606.461 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:29 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,782.743 | $42.07 | $75,000.00 |
DisclosureSEC source: 0001209191-23-051966 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,149.4986 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 23:25 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,394.332 | $33.17 | $46,249.99 |
DisclosureSEC source: 0001225208-23-009137 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,853.941 Underlying: Common Stock · 1,394.332 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:10 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,664.078 | $45.07 | $75,000.00 |
DisclosureSEC source: 0001209191-23-041523 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,908.0316 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 14:14 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,260.905 | $36.68 | $46,250.00 |
DisclosureSEC source: 0001225208-23-007151 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,343.136 Underlying: Common Stock · 1,260.905 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 25, 2023 Filed May 30, 2023 22:54 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-23-000147 · wf-form4_168548727246796.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,761 F3 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person. F4 · balance_after: Includes 38,809 DSRs and 45,952 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 25, 2023 Filed May 30, 2023 22:54 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-23-000147 · wf-form4_168548727246796.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,470 F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024. F2 · balance_after: Includes 35,518 deferred share rights ("DSRs") and 45,952 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:33 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,291.688 | $38.74 | $204,999.99 |
DisclosureSEC source: 0001225208-23-005148 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,092.298 Underlying: Common Stock · 5,291.688 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 19, 2023 Filed Apr 21, 2023 20:20 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 4,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025155 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,706.655 Underlying: Common Stock · 4,090 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:25 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,688.815 | $45.15 | $76,250.00 |
DisclosureSEC source: 0001209191-23-023320 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,808.3686 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 12:03 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,133.578 | $40.80 | $46,249.98 |
DisclosureSEC source: 0001225208-23-004406 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,800.61 Underlying: Common Stock · 1,133.578 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:07 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,451.772 | $50.80 | $73,750.02 |
DisclosureSEC source: 0001209191-23-006784 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,793.1246 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 23:52 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 902.615 | $51.24 | $46,249.99 |
DisclosureSEC source: 0001225208-23-000087 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,802.174 Underlying: Common Stock · 902.615 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:39 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,859.556 | $39.66 | $73,749.99 |
DisclosureSEC source: 0001209191-22-052767 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,971.2916 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 23:08 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,056.901 | $43.76 | $46,249.99 |
DisclosureSEC source: 0001225208-22-010617 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,227.55 Underlying: Common Stock · 1,056.901 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 03, 2022 Filed Jul 5, 2022 20:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 866.427 | $52.31 | $45,322.80 |
DisclosureSEC source: 0001225208-22-008508 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,441.263 Underlying: Common Stock · 866.427 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F3 · price: Price is the closing price of Pfizer common stock on July 1, 2022. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.