Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Unum GroupUNM · Entity 3369 | EVP, Chief Investment Officer | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Unum Group
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,437 |
Reported balance
After 2019-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 402 · Balance 58,437 F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,646.913 stock-settled RSUs (as defined in footnote (2) below). F2: Includes 6,971 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 51,466 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 58,013 |
Reported balance
After 2019-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-01 · Tax withholding · Disposed 424 · Balance 58,013 F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,740.099 stock-settled RSUs. F4: Includes 5,231 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 64,729 |
Reported balance
After 2019-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-01 · Grant · Acquired 6,716 · Balance 64,729 F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6: Includes 11,947 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,646.913 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 6,971 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 51,466 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,740.099 stock-settled RSUs.
F4: Includes 5,231 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.
F6: Includes 11,947 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 23:27 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 6,716 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000053 · wf-form4_155182842215342.xml · nonDerivative · entry 3 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,729 F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6 · balance_after: Includes 11,947 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:27 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 424 | $37.67 | $15,972.08 |
DisclosureSEC source: 0000005513-19-000053 · wf-form4_155182842215342.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,013 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,740.099 stock-settled RSUs. F4 · balance_after: Includes 5,231 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:27 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 402 | $37.67 | $15,143.34 |
DisclosureSEC source: 0000005513-19-000053 · wf-form4_155182842215342.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,437 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,646.913 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 6,971 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 51,466 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:45 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 709 | $37.27 | $26,424.43 |
DisclosureSEC source: 0000005513-19-000029 · wf-form4_155122471433515.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,839 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,909.285 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 8,618 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 50,221 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:41 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,080 | $36.32 | $75,545.60 |
DisclosureSEC source: 0000005513-19-000009 · wf-form4_155070605531822.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,548 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs. F5 · balance_after: Includes 11,527 stock-settled RSUs and 48,021 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:41 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 8,229.874 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000009 · wf-form4_155070605531822.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,628 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018. F2 · balance_after: Includes 11,527 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 50,101 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 245.229 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:23 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 7,500 | $40.66 | $304,938.00 |
DisclosureSEC source: 0001127602-18-024504 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,153 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018. F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $40.61 per share to $40.81 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 11,282 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,871 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F4 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 66.774 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:21 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 391 | $49.31 | $19,280.21 |
DisclosureSEC source: 0001127602-18-010239 · form4.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,586 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,602.336 stock-settled RSUs. F4 · balance_after: Includes 11,215 stock-settled RSUs and 49,371 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:21 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 5,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010239 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,977 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019. F2 · balance_after: Includes 12,817 stock-settled RSUs and 48,160 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:38 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 551 | $51.73 | $28,503.23 |
DisclosureSEC source: 0001127602-18-008907 · form4.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,846 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,261.831 stock-settled RSUs. F4 · balance_after: Includes 7,686 stock-settled RSUs and 48,160 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:38 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 669 | $51.73 | $34,607.37 |
DisclosureSEC source: 0001127602-18-008907 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,397 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,746.433 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,948 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,449 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:56 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,329 | $52.34 | $121,899.86 |
DisclosureSEC source: 0001127602-18-007828 · form4.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,066 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 12,695 stock-settled RSUs and 44,372 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:56 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,367.824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007828 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,395 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 12,695 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,701 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 169.673 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 21:20 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 15,000 | $45.47 | $682,050.00 |
DisclosureSEC source: 0001127602-17-022260 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,858 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2017. F2 · balance_after: Includes 12,525 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 54.827 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:39 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010264 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,803 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018. F2 · balance_after: Includes 12,470 stock-settled RSUs and 52,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 23:16 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 958 | $48.48 | $46,443.84 |
DisclosureSEC source: 0001127602-17-008713 · form4.xml · nonDerivative · entry 3 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,033 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,500.922 stock-settled RSUs. F6 · balance_after: Includes 7,700 stock-settled RSUs and 52,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:16 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 608 | $48.48 | $29,475.84 |
DisclosureSEC source: 0001127602-17-008713 · form4.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,991 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,220.786 stock-settled RSUs. F4 · balance_after: Includes 11,201 stock-settled RSUs and 49,790 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:16 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 738 | $48.65 | $35,903.70 |
DisclosureSEC source: 0001127602-17-008713 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,599 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,697.864 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 13,422 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 48,177 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:21 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,058 | $48.56 | $51,376.48 |
DisclosureSEC source: 0001127602-17-008017 · form4.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,337 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs. F5 · balance_after: Includes 16,120 stock-settled RSUs and 46,217 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:21 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,682.965 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008017 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,395 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016. F2 · balance_after: Includes 16,120 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 47,275 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of 315.864 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.