Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Unum GroupUNM · Entity 3369 | Director | June 04, 2018 | June 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Unum Group
Report date June 04, 2018 · Filed June 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,564 |
Reported balance
After 2018-06-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-04 · Gift · Disposed 5,260 · Balance 34,564 F1: Includes 14,531 deferred share rights ("DSRs"), 18,011 restricted stock units ("RSUs"), and 2,022 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,368.697 RSUs after the transaction covered by the reporting person's prior Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 14,531 deferred share rights ("DSRs"), 18,011 restricted stock units ("RSUs"), and 2,022 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F2: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,368.697 RSUs after the transaction covered by the reporting person's prior Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2018 Filed Jun 6, 2018 22:38 UTC | Unum Group UNM · Entity 3369 | GiftCommon Stock | 5,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020244 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,564 F1 · balance_after: Includes 14,531 deferred share rights ("DSRs"), 18,011 restricted stock units ("RSUs"), and 2,022 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,368.697 RSUs after the transaction covered by the reporting person's prior Form 4. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:52 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019174 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,824 F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019. F2 · balance_after: Includes 14,531 deferred share rights ("DSRs"), 21,380 RSUs, and 3,913 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 210.684 DSRs, 253.552 RSUs and 73.871 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 22:41 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 3,814 | $52.42 | $199,921.49 |
DisclosureSEC source: 0001127602-17-030852 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,394 F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $52.40 per share to $52.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 14,321 deferred share rights ("DSRs"), 17,234 restricted stock units ("RSUs"), and 3,839 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 68.392 DSRs, 82.307 RSUs and 42.361 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:04 UTC | Unum Group UNM · Entity 3369 | GiftCommon Stock | 1,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024917 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,015 F1 · balance_after: Includes 14,252 deferred share rights ("DSRs"), 17,152 restricted stock units ("RSUs"), and 7,611 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs after the date of the reporting person's prior Form 4. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:30 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019706 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,647 F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018. F2 · balance_after: Includes 14,252 deferred share rights ("DSRs"), 21,356 RSUs, and 5,039 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 187.151 DSRs, 236.554 RSUs and 83.872 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 23:15 UTC | Unum Group UNM · Entity 3369 | GiftCommon Stock | 3,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067814 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,836 F1 · balance_after: Includes 14,065 deferred share rights ("DSRs"), 17,815 restricted stock units ("RSUs"), and 4,955 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 81.730 DSRs, 102.712 RSUs and 50.376 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.