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McKenney Richard P

Disclosed activity across 2 companies

Tapewire entity
51272
SEC CIK
0001290229

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
US BANCORP DEUSB · Entity 2923DirectorApril 23, 2026April 27, 2026
Unum GroupUNM · Entity 3369Director · President and CEOMarch 01, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

US BANCORP DE

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Compensation Plan ParticipationSEC Table II · derivative / convertible securityDirect34,342 Reported balance After 2026-04-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 2,560 · Balance 34,342

F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2: Includes amounts acquired pursuant to dividend reinvestment.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,355 Reported balance After 2026-04-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-23 · Grant · Acquired 3,355 · Balance 3,355

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2: Includes amounts acquired pursuant to dividend reinvestment.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Unum Group

Report date March 01, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect883,279 Reported balance After 2026-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-01 · Tax withholding · Disposed 12,423 · Balance 883,279

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,575 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 141,207 restricted stock units and 742,072 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Common StockSEC Table I · non-derivativeDirect870,044 Reported balance After 2026-03-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-01 · Tax withholding · Disposed 13,235 · Balance 870,044

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs.

F4: Includes 105,438 stock-settled RSUs and 764,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Common StockSEC Table I · non-derivativeDirect861,670 Reported balance After 2026-03-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-03-01 · Tax withholding · Disposed 8,374 · Balance 861,670

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,632 stock-settled RSUs.

F6: Includes 82,806 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Common StockSEC Table I · non-derivativeDirect940,438 Reported balance After 2026-03-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-03-01 · Grant · Acquired 78,768 · Balance 940,438

F7: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.

F8: Includes 161,574 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Common StockSEC Table I · non-derivativeIndirectBy SLAT15,000 Reported balance Holding disclosure · report date 2026-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 15,000

Common StockSEC Table I · non-derivativeIndirectBy Family Trusts45,000 Reported balance Holding disclosure · report date 2026-03-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 45,000

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,575 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 141,207 restricted stock units and 742,072 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs.

F4: Includes 105,438 stock-settled RSUs and 764,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,632 stock-settled RSUs.

F6: Includes 82,806 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.

F8: Includes 161,574 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2026 Filed Apr 27, 2026 20:28 UTC US BANCORP DE USB · Entity 2923 GrantRestricted Stock Units · Derivative 3,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004631 · doc4.xml · derivative · entry 2

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,355

Underlying: Common Stock, $0.01 par value · 3,355 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 23, 2026 Filed Apr 27, 2026 20:28 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 2,560 $56.63 $144,972.80
Disclosure

SEC source: 0001225208-26-004631 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,342

Underlying: Common Stock, $0.01 par value · 2,560 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:38 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 78,768 $0.00 $0.00
Disclosure

SEC source: 0001290229-26-000004 · wk-form4_1772577513.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940,438

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.

F8 · balance_after: Includes 161,574 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:38 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 8,374 $71.73 $600,667.02
Disclosure

SEC source: 0001290229-26-000004 · wk-form4_1772577513.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 861,670

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,632 stock-settled RSUs.

F6 · balance_after: Includes 82,806 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:38 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 13,235 $71.73 $949,346.55
Disclosure

SEC source: 0001290229-26-000004 · wk-form4_1772577513.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,044

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs.

F4 · balance_after: Includes 105,438 stock-settled RSUs and 764,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:38 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 12,423 $71.73 $891,101.79
Disclosure

SEC source: 0001290229-26-000004 · wk-form4_1772577513.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,279

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,575 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 141,207 restricted stock units and 742,072 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 23:53 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 24,935 $71.64 $1,786,343.40
Disclosure

SEC source: 0001290229-26-000003 · wk-form4_1771458827.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 895,702

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 63,365 stock success units ("SSUs"), representing the third and final vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2025. SSUs could be settled, on a 1-for-1 basis, only in shares of common stock.

F2 · balance_after: Includes 174,782 restricted stock units and 720,920 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
December 26, 2025 Filed Dec 30, 2025 21:30 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 82 $54.99 $4,509.18
Disclosure

SEC source: 0001225208-25-010211 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,191

Underlying: Common Stock, $0.01 par value · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:34 UTC Unum Group UNM · Entity 3369 GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001290229-25-000005 · wk-form4_1763156080.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920,637

F1 · balance_after: Includes 174,782 restricted stock units, 63,365 stock success units, and 682,490 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · ownership.direct: Reflects the transfer of (i) 15,000 shares of common stock for no consideration to a spousal lifetime access trust ("SLAT") and (ii) a total of 45,000 shares of common stock for no consideration to a series of family trusts ("Family Trusts"), with each Family Trust receiving an equal number of shares of common stock.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:48 UTC US BANCORP DE USB · Entity 2923 GrantRestricted Stock Units · Derivative 4,843 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004320 · doc4.xml · derivative · entry 2

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,843

Underlying: Common Stock, $0.01 par value · 4,843 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:48 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 3,403 $38.20 $129,994.60
Disclosure

SEC source: 0001225208-25-004320 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,431

Underlying: Common Stock, $0.01 par value · 3,403 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:50 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 26,421 $82.52 $2,180,268.85
Disclosure

SEC source: 0000005513-25-000025 · wk-form4_1741128648.xml · nonDerivative · entry 7

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980,637

F13 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $82.00 per share to $82.955 per share, inclusive.

F14 · balance_after: Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 742,490 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:50 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 15,568 $81.73 $1,272,343.06
Disclosure

SEC source: 0000005513-25-000025 · wk-form4_1741128648.xml · nonDerivative · entry 6

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,007,058

F11 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $81.01 per share to $81.995 per share, inclusive.

F12 · balance_after: Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 768,911 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:50 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 8,011 $80.74 $646,842.59
Disclosure

SEC source: 0000005513-25-000025 · wk-form4_1741128648.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,022,626

F9 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $80.34 per share to $80.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (9), (11) and (13) to this Form 4.

F10 · balance_after: Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 784,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:50 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 68,584 $0.00 $0.00
Disclosure

SEC source: 0000005513-25-000025 · wk-form4_1741128648.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,030,637

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2026.

F8 · balance_after: Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 792,490 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:50 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 13,235 $82.29 $1,089,108.15
Disclosure

SEC source: 0000005513-25-000025 · wk-form4_1741128648.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962,053

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs.

F6 · balance_after: Includes 106,198 stock-settled RSUs, 63,365 SSUs, and 792,490 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:50 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 12,058 $82.29 $992,252.82
Disclosure

SEC source: 0000005513-25-000025 · wk-form4_1741128648.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,288

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,587 stock-settled RSUs.

F4 · balance_after: Includes 141,967 stock-settled RSUs, 63,365 SSUs, and 769,956 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:50 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 19,657 $82.29 $1,617,574.53
Disclosure

SEC source: 0000005513-25-000025 · wk-form4_1741128648.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987,346

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 53,125 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 174,554 restricted stock units, 63,365 stock success units, and 749,427 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:46 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 263 $51.36 $13,507.68
Disclosure

SEC source: 0001225208-24-010889 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,395

Underlying: Common Stock, $0.01 par value · 263 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 22:46 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 50,323 $75.53 $3,800,735.16
Disclosure

SEC source: 0000005513-24-000182 · wk-form4_1732315556.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,007,003

F3 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $75.01 per share to $75.92 per share, inclusive.

F4 · balance_after: Includes 227,679 stock-settled RSUs, 63,365 SSUs, and 715,959 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 22:46 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 8,542 $74.62 $637,370.73
Disclosure

SEC source: 0000005513-24-000182 · wk-form4_1732315556.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057,326

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $74.36 per share to $74.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Includes 227,679 restricted stock units, 63,365 stock success units, and 766,282 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 21:41 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 67,795 $54.98 $3,727,206.39
Disclosure

SEC source: 0000005513-24-000156 · wk-form4_1725658882.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,065,868

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $54.64 per share to $55.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 227,679 restricted stock units, 63,365 stock success units, and 774,824 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 21:38 UTC Unum Group UNM · Entity 3369 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000149 · wk-form4_1723844318.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133,663

F1 · balance_after: Includes 227,679 restricted stock units, 63,365 stock success units, and 842,619 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 21:00 UTC US BANCORP DE USB · Entity 2923 GrantRestricted Stock Units · Derivative 4,691 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005153 · doc4.xml · derivative · entry 2

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,691

Underlying: Common Stock, $0.01 par value · 4,691 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 21:00 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 3,043 $39.44 $120,015.92
Disclosure

SEC source: 0001225208-24-005153 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,616

Underlying: Common Stock, $0.01 par value · 3,043 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:25 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 108,392 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136,663

F9 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F10 · balance_after: Includes 227,679 stock-settled RSUs, 63,365 SSUs, and 845,619 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:25 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 12,058 $49.30 $594,459.40
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,271

F7 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,587 stock-settled RSUs.

F8 · balance_after: Includes 119,287 stock-settled RSUs, 63,365 SSUs, and 845,619 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:25 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 19,079 $49.30 $940,594.70
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,329

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,563 stock-settled RSUs.

F6 · balance_after: Includes 151,874 stock-settled RSUs, 63,365 SSUs, and 825,090 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:25 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 17,345 $49.30 $855,108.50
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059,408

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 46,876 stock-settled RSUs.

F4 · balance_after: Includes 203,437 stock-settled RSUs, 63,365 SSUs, and 792,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:25 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 50,000 $49.15 $2,457,575.00
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,753

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $49.015 per share to $49.290 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 250,313 restricted stock units, 63,365 stock success units, and 763,075 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 23:51 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 24,202 $48.73 $1,179,363.46
Disclosure

SEC source: 0000005513-24-000035 · wk-form4_1708559503.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126,753

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 61,502 SSUs (as defined in footnote (2) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Includes 250,313 restricted stock units, 63,365 stock success units, and 813,075 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 22:25 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 300 $45.01 $13,503.00
Disclosure

SEC source: 0001225208-23-011235 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,027

Underlying: Common Stock, $0.01 par value · 300 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
May 05, 2023 Filed May 5, 2023 21:04 UTC US BANCORP DE USB · Entity 2923 PurchaseCommon Stock, $0.01 par value 20,000 $30.37 $607,320.00
Disclosure

SEC source: 0001225208-23-005474 · doc4.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $30.36 to $30.37. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 20:59 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 3,308 $34.76 $114,986.08
Disclosure

SEC source: 0001225208-23-004956 · doc4.xml · derivative · entry 2

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,158

Underlying: Common Stock, $0.01 par value · 3,308 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:59 UTC US BANCORP DE USB · Entity 2923 GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004956 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC Unum Group UNM · Entity 3369 Exercise / conversionRestricted Stock Units · Derivative 23,229 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · derivative · entry 7

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F11 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

F11 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 98,749 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 6

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,955

F8 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F9 · balance_after: Includes 250,313 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC Unum Group UNM · Entity 3369 Disposition to issuerCommon Stock 23,229 $45.57 $1,058,545.53
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,206

F6 · balance_after: Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC Unum Group UNM · Entity 3369 Exercise / conversionCommon Stock 23,229 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · balance_after: Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 799,004 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 20,290 $45.57 $924,615.30
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,206

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,562 stock-settled RSUs.

F6 · balance_after: Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 17,903 $45.57 $815,839.71
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,496

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496 stock-settled RSUs.

F4 · balance_after: Includes 203,126 stock-settled RSUs, 124,867 SSUs, and 744,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 9,141 $45.57 $416,555.37
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,399

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,229 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 248,622 restricted stock units, 124,867 stock success units, and 716,910 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:36 UTC Unum Group UNM · Entity 3369 Tax withholdingCommon Stock 96,774 $42.81 $4,142,894.94
Disclosure

SEC source: 0000005513-23-000024 · wf-form4_167710898427498.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,540

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F4 · balance_after: Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 702,822 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:36 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 245,946.6 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000024 · wf-form4_167710898427498.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,314

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 271,851 restricted stock units, 124,867 stock success units, and 799,596 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:08 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 178 $42.15 $7,502.70
Disclosure

SEC source: 0001225208-22-012932 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,407

Underlying: Common Stock, $0.01 par value · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 22:01 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 40,000 $40.13 $1,605,392.00
Disclosure

SEC source: 0000005513-22-000148 · wf-form4_166155129521937.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,367

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $40.00 per share to $40.20 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 271,851 restricted stock units ("stock-settled RSUs"), 124,867 stock success units ("SSUs"), and 553,649 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:55 UTC Unum Group UNM · Entity 3369 SaleCommon Stock 35,271 $36.49 $1,287,038.79
Disclosure

SEC source: 0000005513-22-000086 · wf-form4_165240328480650.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,367

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022.

F2 · balance_after: Includes 271,851 restricted stock units ("stock-settled RSUs"), 124,867 stock success units ("SSUs"), and 593,649 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 20:24 UTC US BANCORP DE USB · Entity 2923 GrantRestricted Stock Units · Derivative 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006069 · doc4.xml · derivative · entry 2

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock, $0.01 par value · 3,040 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 20:24 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 2,639 $53.05 $139,998.95
Disclosure

SEC source: 0001225208-22-006069 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,852

Underlying: Common Stock, $0.01 par value · 2,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC Unum Group UNM · Entity 3369 Exercise / conversionRestricted Stock Units · Derivative 22,545 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · derivative · entry 7

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,229

Underlying: Common Stock · 22,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F11 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

F11 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.