Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Unum GroupUNM · Entity 3369 | EVP, Global Services | March 01, 2018 | March 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Unum Group
Report date March 01, 2018 · Filed March 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,570 |
Reported balance
After 2018-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 4,107 · Balance 29,570 F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019. F2: Includes 11,265 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 28,965 |
Reported balance
After 2018-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-01 · Tax withholding · Disposed 605 · Balance 28,965 F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,439.457 stock-settled RSUs. F4: Includes 9,826 stock-settled RSUs and 19,139 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 21,159 |
Reported balance
After 2018-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-03-01 · Sale · Disposed 7,806 · Balance 21,159 F5: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2017. F6: Includes 9,826 stock-settled RSUs and 11,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 15,305.543 |
Reported balance
Holding disclosure · report date 2018-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,305.543 |
Filing footnotes · ownership attribution and instrument terms
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.
F2: Includes 11,265 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,439.457 stock-settled RSUs.
F4: Includes 9,826 stock-settled RSUs and 19,139 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2017.
F6: Includes 9,826 stock-settled RSUs and 11,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 6, 2018 00:28 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 7,806 | $50.90 | $397,325.40 |
DisclosureSEC source: 0001127602-18-010243 · form4.xml · nonDerivative · entry 3 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,159 F5 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2017. F6 · balance_after: Includes 9,826 stock-settled RSUs and 11,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:28 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 605 | $49.31 | $29,832.55 |
DisclosureSEC source: 0001127602-18-010243 · form4.xml · nonDerivative · entry 2 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,965 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,439.457 stock-settled RSUs. F4 · balance_after: Includes 9,826 stock-settled RSUs and 19,139 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:28 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010243 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,570 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019. F2 · balance_after: Includes 11,265 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:44 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 938 | $51.73 | $48,522.74 |
DisclosureSEC source: 0001127602-18-008911 · form4.xml · nonDerivative · entry 2 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,463 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,232.110 stock-settled RSUs. F4 · balance_after: Includes 7,158 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:44 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,139 | $51.73 | $58,920.47 |
DisclosureSEC source: 0001127602-18-008911 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,401 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,711.130 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,390 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 17,011 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:59 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,773 | $52.34 | $145,138.82 |
DisclosureSEC source: 0001127602-18-007830 · form4.xml · nonDerivative · entry 2 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,531 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 12,102 stock-settled RSUs and 15,430 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:59 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,247.628 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007830 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,304 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 12,102 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,203 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 97.166 shares of common stock under the issuer's employee stock purchase plan and 52.835 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 27, 2018 01:51 UTC Amendment | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,764 | $52.34 | $144,667.76 |
DisclosureSEC source: 0001127602-18-008562 · form4a.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,540 F1 · shares: Due to an administrative error, the original Form 4 over-reported by 9 shares the number of shares withheld to satisfy the tax withholding obligation. Corrective adjustments to the tax withholding amount and the total beneficial ownership amount are reflected in this amendment. F1 · balance_after: Due to an administrative error, the original Form 4 over-reported by 9 shares the number of shares withheld to satisfy the tax withholding obligation. Corrective adjustments to the tax withholding amount and the total beneficial ownership amount are reflected in this amendment. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:14 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 7,849 | $53.24 | $417,912.16 |
DisclosureSEC source: 0001127602-17-033049 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,906 F1 · balance_after: Includes 12,049 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,858 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 368.754 shares of common stock under the issuer's employee stock purchase plan and 161.174 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:43 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010268 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,225 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018. F2 · balance_after: Includes 11,888 stock-settled RSUs and 16,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 23:20 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 873 | $48.48 | $42,323.04 |
DisclosureSEC source: 0001127602-17-008720 · form4.xml · nonDerivative · entry 3 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,938 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,909.110 stock-settled RSUs. F6 · balance_after: Includes 7,601 stock-settled RSUs and 16.338 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:20 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 658 | $48.48 | $31,899.84 |
DisclosureSEC source: 0001127602-17-008720 · form4.xml · nonDerivative · entry 2 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,811 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,192.635 stock-settled RSUs. F4 · balance_after: Includes 10,510 stock-settled RSUs and 14,302 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:20 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 799 | $48.65 | $38,871.35 |
DisclosureSEC source: 0001127602-17-008720 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,469 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,663.185 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 12,702 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 12,767 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:23 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,041 | $48.56 | $50,550.96 |
DisclosureSEC source: 0001127602-17-008019 · form4.xml · nonDerivative · entry 2 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,268 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs. F5 · balance_after: Includes 15,366 stock-settled RSUs and 10,903 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:23 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,059.265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008019 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,309 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016. F2 · balance_after: Includes 15,366 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 11,944 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 121.396 shares of common stock under the issuer's employee stock purchase plan and 134.682 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:47 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 8,000 | $41.49 | $331,930.40 |
DisclosureSEC source: 0001127602-16-067474 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,994 F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $41.491 per share to $41.495 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 15,231 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,763 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 544.424 shares of common stock under the issuer's employee stock purchase plan and 166.404 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.