Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Unum GroupUNM · Entity 3369 | EVP, Unum International | March 08, 2019 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Unum Group
Report date March 08, 2019 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.61 · Expires 2022-11-01 | Direct | 741 |
Reported balance
After 2019-03-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-08 · Grant · Acquired 741 · Balance 741 F1: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise. F2: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.
F2: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 23:54 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 4 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,173 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022. F8 · balance_after: Includes 16,141 stock-settled RSUs, 11,315 SSUs, and 45,716 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:54 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,414 | $27.20 | $38,460.80 |
DisclosureSEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 3 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,360 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,008.000 stock-settled RSUs. F6 · balance_after: Includes 8,328 stock-settled RSUs, 11,315 SSUs, and 45,716 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:54 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,014 | $27.20 | $27,580.80 |
DisclosureSEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,774 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,155.390 stock-settled RSUs. F4 · balance_after: Includes 11,336 stock-settled RSUs, 11,315 SSUs, and 44,122 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:54 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 820 | $27.20 | $22,304.00 |
DisclosureSEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,788 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,743.954 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 13,492 restricted stock units, 11,315 stock success units ("SSUs"), and 42,981 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:34 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,769 | $26.63 | $47,108.47 |
DisclosureSEC source: 0000005513-21-000027 · wf-form4_161429600405670.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,608 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs. F5 · balance_after: Includes 15,236 stock-settled RSUs, 11,315 SSUs, and 42,057 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:34 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,763.661 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000027 · wf-form4_161429600405670.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,377 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020. F2 · balance_after: Includes 15,236 restricted stock units, 11,315 stock success units, and 43,826 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 146.863 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:24 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 11,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000137 · wf-form4_159848422643686.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,466 F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs. F2 · balance_after: Includes 15,089 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 11,315 SSUs, and 40,062 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 212.403 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:08 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 4 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,939 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021. F8 · balance_after: Includes 14,877 stock-settled RSUs and 40,062 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:08 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 954 | $23.31 | $22,237.74 |
DisclosureSEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 3 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,823 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,027.818 stock-settled RSUs. F6 · balance_after: Includes 5,761 stock-settled RSUs and 40,062 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:08 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 749 | $23.31 | $17,459.19 |
DisclosureSEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,777 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,592.507 stock-settled RSUs. F4 · balance_after: Includes 7,788 stock-settled RSUs and 38,988 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:08 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 767 | $23.31 | $17,878.77 |
DisclosureSEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,526 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,629.863 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,381 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 38,145 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:21 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,964 | $25.60 | $50,278.40 |
DisclosureSEC source: 0000005513-20-000040 · wf-form4_158285288390263.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,293 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs. F5 · balance_after: Includes 11,011 stock-settled RSUs and 37,282 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:21 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,177.56 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000040 · wf-form4_158285288390263.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,257 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019. F2 · balance_after: Includes 11,011 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 39,246 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 321.528 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:55 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 971 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0000005513-19-000086 · wf-form4_155864849514886.xml · derivative · entry 2 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 971 shares Expires 2019-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2706 on the date of exercise. F1 · derivative.underlying_shares: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2706 on the date of exercise. Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:55 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 971 | $23.55 | $22,867.05 |
DisclosureSEC source: 0000005513-19-000086 · wf-form4_155864849514886.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2706 on the date of exercise. F2 · balance_after: Includes 10,689 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 35,068 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 79.292 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 08, 2019 Filed Mar 9, 2021 22:52 UTC | Unum Group UNM · Entity 3369 | GrantEmployee Stock Option (right to buy) · Derivative | 741 | $0.00 Strike: $31.61 | $0.00 |
DisclosureSEC source: 0000005513-21-000072 · wf-form4_161533034243860.xml · derivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741 Underlying: Common Stock · 741 shares Expires 2022-11-01 F1 · shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise. F2 · derivative.exercise_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due. F2 · derivative.expiration_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due. F1 · derivative.underlying_shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise. F1 · balance_after: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:37 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 5,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000061 · wf-form4_155182902009411.xml · nonDerivative · entry 3 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,707 F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6 · balance_after: Includes 10,610 stock-settled RSUs and 34,097 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:37 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 722 | $37.67 | $27,197.74 |
DisclosureSEC source: 0000005513-19-000061 · wf-form4_155182902009411.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,784 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,534.535 stock-settled RSUs. F4 · balance_after: Includes 4,687 stock-settled RSUs and 34,097 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:37 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 717 | $37.67 | $27,009.39 |
DisclosureSEC source: 0000005513-19-000061 · wf-form4_155182902009411.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,506 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,523.448 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 6,221 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 33,285 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:56 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,348 | $37.27 | $50,239.96 |
DisclosureSEC source: 0000005513-19-000037 · wf-form4_155122537370738.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,223 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,866.596 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 7,745 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 32,478 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:49 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 3,812 | $36.32 | $138,451.84 |
DisclosureSEC source: 0000005513-19-000017 · wf-form4_155070654316610.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,571 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs. F5 · balance_after: Includes 10,611 stock-settled RSUs and 30,960 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:49 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 8,109.753 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000017 · wf-form4_155070654316610.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,383 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018. F2 · balance_after: Includes 10,611 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 34,772 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 287.220 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:39 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 697 | $49.31 | $34,369.07 |
DisclosureSEC source: 0001127602-18-010252 · form4.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,986 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,481.195 stock-settled RSUs. F4 · balance_after: Includes 10,324 stock-settled RSUs and 26,662 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:39 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010252 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,683 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019. F2 · balance_after: Includes 11,805 stock-settled RSUs and 25,878 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:53 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,053 | $51.73 | $54,471.69 |
DisclosureSEC source: 0001127602-18-008924 · form4.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,158 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,238.477 stock-settled RSUs. F4 · balance_after: Includes 7,280 stock-settled RSUs and 25,878 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:53 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,273 | $51.73 | $65,852.29 |
DisclosureSEC source: 0001127602-18-008924 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,211 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,706.975 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,519 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 24,692 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:09 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 4,359 | $52.34 | $228,150.06 |
DisclosureSEC source: 0001127602-18-007836 · form4.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,484 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 12,226 stock-settled RSUs and 23,258 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:09 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,274.014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007836 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,843 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 12,226 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 27,617 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 216.210 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:48 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010276 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,353 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018. F2 · balance_after: Includes 12,010 stock-settled RSUs and 18,343 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 23:27 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 891 | $48.48 | $43,195.68 |
DisclosureSEC source: 0001127602-17-008727 · form4.xml · nonDerivative · entry 3 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,941 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,894.424 stock-settled RSUs. F6 · balance_after: Includes 7,598 stock-settled RSUs and 18,343 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:27 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,034 | $48.48 | $50,128.32 |
DisclosureSEC source: 0001127602-17-008727 · form4.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,832 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,198.893 stock-settled RSUs. F4 · balance_after: Includes 9,492 stock-settled RSUs and 17,340 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:27 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,250 | $48.65 | $60,812.50 |
DisclosureSEC source: 0001127602-17-008727 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,866 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,658.084 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 11,691 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 16,175 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 937 | $48.56 | $45,500.72 |
DisclosureSEC source: 0001127602-17-008031 · form4.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,116 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs. F5 · balance_after: Includes 14,349 stock-settled RSUs and 14,767 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:32 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 1,992.936 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008031 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,053 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016. F2 · balance_after: Includes 14,349 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 15,704 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 281.166 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 09, 2016 Filed Feb 15, 2017 02:10 UTC | Unum Group UNM · Entity 3369 | GrantEmployee Stock Option (right to buy) · Derivative | 1,087 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001127602-17-006170 · form4.xml · derivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087 Underlying: Common Stock · 1,087 shares Expires 2019-11-01 F1 · shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.4217 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise. F2 · derivative.exercise_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due. F2 · derivative.expiration_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due. F1 · derivative.underlying_shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.4217 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise. F1 · balance_after: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.4217 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.