UNM

SEC source: 0000005513-19-000019 · wf-form4_155070663008505.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,799

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.

F2 · balance_after: Includes 25,005 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 66,794 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 676.808 stock-settled RSUs and 1,362.902 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0000005513-19-000017 · wf-form4_155070654316610.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,571

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.

F5 · balance_after: Includes 10,611 stock-settled RSUs and 30,960 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0000005513-19-000017 · wf-form4_155070654316610.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,383

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.

F2 · balance_after: Includes 10,611 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 34,772 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 287.220 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0000005513-19-000013 · wf-form4_155070632202671.xml · nonDerivative · entry 2

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,149

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.

F5 · balance_after: Includes 25,007 stock-settled RSUs and 68,142 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0000005513-19-000013 · wf-form4_155070632202671.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,096

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.

F2 · balance_after: Includes 25,007 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 73,089 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 676.871 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0000005513-19-000011 · wf-form4_155070618594978.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,910

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.

F5 · balance_after: Includes 15,735 stock-settled RSUs and 34,175 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0000005513-19-000011 · wf-form4_155070618594978.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,829

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.

F2 · balance_after: Includes 15,735 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,094 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 425.893 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0000005513-19-000009 · wf-form4_155070605531822.xml · nonDerivative · entry 2

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,548

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.

F5 · balance_after: Includes 11,527 stock-settled RSUs and 48,021 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0000005513-19-000009 · wf-form4_155070605531822.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,628

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.

F2 · balance_after: Includes 11,527 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 50,101 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 245.229 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0000005513-19-000007 · wf-form4_155070583911803.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,446

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.

F5 · balance_after: Includes 12,838 stock-settled RSUs and 20,608 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0000005513-19-000007 · wf-form4_155070583911803.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,114

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.

F2 · balance_after: Includes 12,838 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 23,276 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 38.480 shares of common stock under the issuer's employee stock purchase plan and 347.501 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-024504 · form4.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,153

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $40.61 per share to $40.81 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 11,282 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,871 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F4 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 66.774 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-020244 · form4.xml · nonDerivative · entry 1

Caulfield E Michael · CIK 0001301044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,564

F1 · balance_after: Includes 14,531 deferred share rights ("DSRs"), 18,011 restricted stock units ("RSUs"), and 2,022 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,368.697 RSUs after the transaction covered by the reporting person's prior Form 4.

SEC source: 0001127602-18-019190 · form4.xml · nonDerivative · entry 1

Shammo Francis · CIK 0001325625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,817

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 10,537 RSUs and 4,279 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs, and the exempt acquisitions of an aggregate of 127.627 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019188 · form4.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 5,323 DSRs, 7,261 RSUs, and 7,806 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-019188 · form4.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,536

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 2,469 deferred share rights ("DSRs"), 7,261 RSUs, and 7,806 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,601.489 DSRs, and the exempt acquisitions of an aggregate of 58.077 DSRs and 34.559 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019186 · form4.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,173

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 43,574 deferred share rights ("DSRs") and 33,599 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 836.848 DSRs and 570.523 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019184 · form4.xml · nonDerivative · entry 2

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,885

F4 · shares: Represents DSRs in lieu of cash for 25% of annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 1,996 DSRs, 7,261 RSUs, and 24,629 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-019184 · form4.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,042

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 1,153 deferred share rights ("DSRs"), 7,261 RSUs, and 24,629 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,152.577 DSRs and 4,204.009 RSUs, and the exempt acquisitions of an aggregate of 44.271 DSRs and 64.697 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019182 · form4.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,764

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 7,407 deferred share rights ("DSRs"), 23,984 RSUs, and 31,373 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,624.519 DSRs and 6,519.439 RSUs, and the exempt acquisitions of an aggregate of 173.452 DSRs and 430.341 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019180 · form4.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,279

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 12,303 RSUs and 6,976 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 6,698.478 RSUs, and the exempt acquisitions of an aggregate of 179.462 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019178 · form4.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,214

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 8,951 DSRs and 12,263 RSUs. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-019178 · form4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,360

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 6,097 deferred share rights ("DSRs") and 12,263 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 117.101 DSRs and 160.759 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019176 · form4.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,626

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: All are RSUs which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 4.346 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019174 · form4.xml · nonDerivative · entry 1

Caulfield E Michael · CIK 0001301044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,824

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 14,531 deferred share rights ("DSRs"), 21,380 RSUs, and 3,913 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 210.684 DSRs, 253.552 RSUs and 73.871 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-019171 · form4.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,495

F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019.

F2 · balance_after: Includes 22,479 RSUs and 16 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 356.959 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-18-016104 · form4.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,272

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

F2 · balance_after: Includes 24,328 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 47,943 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-011248 · form4.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · Chief Info & Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and which vest in three equal annual installments beginning on March 8, 2019.

F1 · balance_after: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and which vest in three equal annual installments beginning on March 8, 2019.

SEC source: 0001127602-18-010258 · form4.xml · nonDerivative · entry 2

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 389.895 stock-settled RSUs.

F4 · balance_after: Includes 3,013 stock-settled RSUs and 2,840 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010258 · form4.xml · nonDerivative · entry 1

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,969

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 3,403 stock-settled RSUs and 2,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010255 · form4.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,272

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,368.571 stock-settled RSUs.

F4 · balance_after: Includes 24,328 stock-settled RSUs and 52,943 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010255 · form4.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,766

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 27,697 stock-settled RSUs and 51,069 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010252 · form4.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,986

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,481.195 stock-settled RSUs.

F4 · balance_after: Includes 10,324 stock-settled RSUs and 26,662 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010252 · form4.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,683

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 11,805 stock-settled RSUs and 25,878 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010249 · form4.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,541

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 18,527.652 stock-settled RSUs.

F4 · balance_after: Includes 137,186 stock-settled RSUs and 278,355 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010249 · form4.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,832

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 155,714 stock-settled RSUs and 267,119 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010245 · form4.xml · nonDerivative · entry 2

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,692

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,368.571 stock-settled RSUs.

F4 · balance_after: Includes 24,330 stock-settled RSUs and 56,361 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010245 · form4.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,107

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 27,699 stock-settled RSUs and 54,408 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010243 · form4.xml · nonDerivative · entry 3

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,159

F5 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2017.

F6 · balance_after: Includes 9,826 stock-settled RSUs and 11,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010243 · form4.xml · nonDerivative · entry 2

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,965

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,439.457 stock-settled RSUs.

F4 · balance_after: Includes 9,826 stock-settled RSUs and 19,139 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010243 · form4.xml · nonDerivative · entry 1

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,570

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 11,265 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010241 · form4.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,670

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,083.852 stock-settled RSUs.

F4 · balance_after: Includes 15,309 stock-settled RSUs and 25,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010241 · form4.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,178

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 17,393 stock-settled RSUs and 23,786 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010239 · form4.xml · nonDerivative · entry 2

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,586

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,602.336 stock-settled RSUs.

F4 · balance_after: Includes 11,215 stock-settled RSUs and 49,371 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010239 · form4.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,977

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 12,817 stock-settled RSUs and 48,160 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010237 · form4.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,434

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,549.399 stock-settled RSUs.

F4 · balance_after: Includes 12,491 stock-settled RSUs and 14,943 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-010237 · form4.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,884

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 14,040 stock-settled RSUs and 13,843 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 4

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,397

F8 · balance_after: Includes 1,831 stock-settled RSUs and 2,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 3

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,496

F6 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $52.350 per share to $52.359 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7 · balance_after: Includes 1,831 stock-settled RSUs and 2,665 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 2

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 291.880 stock-settled RSUs.

F5 · balance_after: Includes 1,831 stock-settled RSUs and 4,100 shares of common stock. Fractional amounts have been rounded to the nearest whole number.