SYF

SEC source: 0001601712-21-000295 · wf-form4_163709859908068.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,861

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000294 · wf-form4_163709822145240.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,861

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000306 · wf-form4_163709996711450.xml · nonDerivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,285

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000307 · wf-form4_163709998971243.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000300 · wf-form4_163709976938192.xml · nonDerivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,285

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000308 · wf-form4_163710001694070.xml · nonDerivative · entry 1

AGUIRRE FERNANDO · CIK 0001224983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,189

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000302 · wf-form4_163709983562421.xml · nonDerivative · entry 1

COVIELLO ARTHUR W JR · CIK 0001206587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,471

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000311 · wf-form4_163710014542019.xml · nonDerivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,583

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000293 · wf-form4_163709798962926.xml · nonDerivative · entry 1

Zane Ellen M · CIK 0001369850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,156

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000305 · wf-form4_163709993514089.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,285

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000313 · wf-form4_163710020135828.xml · nonDerivative · entry 1

Howse Curtis · CIK 0001839722 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,547

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000312 · wf-form4_163710017151274.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,137

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000310 · wf-form4_163710011636333.xml · nonDerivative · entry 1

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,425

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000309 · wf-form4_163710007008160.xml · nonDerivative · entry 1

Juel Carol · CIK 0001868897 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,960

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000304 · wf-form4_163709990528099.xml · nonDerivative · entry 1

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,790

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000303 · wf-form4_163709987018370.xml · nonDerivative · entry 1

Schaller Bart · CIK 0001868883 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,686

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000301 · wf-form4_163709980283704.xml · nonDerivative · entry 1

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,065

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000299 · wf-form4_163709955511734.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,576

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000298 · wf-form4_163709933574043.xml · nonDerivative · entry 1

GREIG HENRY F · CIK 0001614721 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,342

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-25-000049 · wk-form5_1739225785.xml · derivative · entry 2

Schaller Bart · CIK 0001868883 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,938

Underlying: Common Stock · 10,185 shares

Expires not disclosed

F1 · security: Phantom stock units held by the Reporting Person in the Synchrony Financial Restoration Plan, an excess benefit plan pursuant to Rule 16b-3(b)(2) (the "Restoration Plan"), as of June 14, 2021, the date the Reporting Person became a Section 16 Officer. This transaction is being reported late due to an inadvertent administrative error and not any error of the Reporting Person.

F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F4 · kind: The Reporting Person transferred the cash value of 10,185 phantom stock units to an alternative investment option within the Reporting Person's Restoration Plan account. The disposition was valued based on the closing price of Synchrony Financial common stock on the date of the transfer, $49.09. This transaction is being reported late due to an inadvertent administrative error and not any error of the Reporting Person.

F4 · shares: The Reporting Person transferred the cash value of 10,185 phantom stock units to an alternative investment option within the Reporting Person's Restoration Plan account. The disposition was valued based on the closing price of Synchrony Financial common stock on the date of the transfer, $49.09. This transaction is being reported late due to an inadvertent administrative error and not any error of the Reporting Person.

F4 · price: The Reporting Person transferred the cash value of 10,185 phantom stock units to an alternative investment option within the Reporting Person's Restoration Plan account. The disposition was valued based on the closing price of Synchrony Financial common stock on the date of the transfer, $49.09. This transaction is being reported late due to an inadvertent administrative error and not any error of the Reporting Person.

F3 · derivative.exercise_date: Phantom stock units acquired under the Restoration Plan will be settled, in cash, the month following the six-month anniversary of the Reporting Person's separation from Company unless otherwise provided by the terms of the Restoration Plan or elected by the Reporting Person.

F3 · derivative.expiration_date: Phantom stock units acquired under the Restoration Plan will be settled, in cash, the month following the six-month anniversary of the Reporting Person's separation from Company unless otherwise provided by the terms of the Restoration Plan or elected by the Reporting Person.

SEC source: 0001601712-21-000286 · wf-form4_163467473267319.xml · nonDerivative · entry 1

Howse Curtis · CIK 0001839722 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,376

F1 · kind: Reflects the number of shares of Synchrony Financial (the "Company") common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

SEC source: 0001601712-21-000277 · wf-form4_163337927884789.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,568

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000278 · wf-form4_163337930285278.xml · nonDerivative · entry 1

Richie Laurel · CIK 0001658732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,370

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000276 · wf-form4_163337925387931.xml · nonDerivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,270

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000272 · wf-form4_163337910102033.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,387

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000281 · wf-form4_163337937591276.xml · nonDerivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,270

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000275 · wf-form4_163337922092993.xml · nonDerivative · entry 1

AGUIRRE FERNANDO · CIK 0001224983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000279 · wf-form4_163337932988363.xml · nonDerivative · entry 1

COVIELLO ARTHUR W JR · CIK 0001206587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,456

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000274 · wf-form4_163337919602550.xml · nonDerivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,568

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000280 · wf-form4_163337935765840.xml · nonDerivative · entry 1

Zane Ellen M · CIK 0001369850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,141

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000273 · wf-form4_163337912700342.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,270

F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · derivative · entry 4

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,771 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

F2 · derivative.exercise_date: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,560

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,520

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

SEC source: 0001601712-21-000265 · wf-form4_163070244790917.xml · derivative · entry 7

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,435 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

SEC source: 0001601712-21-000265 · wf-form4_163070244790917.xml · derivative · entry 6

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,966 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

F2 · derivative.exercise_date: The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

SEC source: 0001601712-21-000265 · wf-form4_163070244790917.xml · nonDerivative · entry 5

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,733

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

SEC source: 0001601712-21-000265 · wf-form4_163070244790917.xml · nonDerivative · entry 4

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,733

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

SEC source: 0001601712-21-000265 · wf-form4_163070244790917.xml · nonDerivative · entry 3

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

SEC source: 0001601712-21-000265 · wf-form4_163070244790917.xml · nonDerivative · entry 2

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,733

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

SEC source: 0001601712-21-000265 · wf-form4_163070244790917.xml · nonDerivative · entry 1

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

SEC source: 0001601712-21-000267 · wf-form4_163070250607188.xml · derivative · entry 3

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock · 39,977 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

SEC source: 0001601712-21-000267 · wf-form4_163070250607188.xml · nonDerivative · entry 2

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,347

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

SEC source: 0001601712-21-000267 · wf-form4_163070250607188.xml · nonDerivative · entry 1

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

SEC source: 0001601712-21-000266 · wf-form4_163070247781921.xml · derivative · entry 4

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,087 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

F3 · derivative.exercise_date: The reporting person was awarded 118,087 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

SEC source: 0001601712-21-000266 · wf-form4_163070247781921.xml · nonDerivative · entry 3

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,540

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001601712-21-000266 · wf-form4_163070247781921.xml · nonDerivative · entry 2

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,200

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001601712-21-000266 · wf-form4_163070247781921.xml · nonDerivative · entry 1

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

SEC source: 0001601712-21-000263 · wf-form4_163070240987957.xml · derivative · entry 10

Howse Curtis · CIK 0001839722 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,852 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

F4 · derivative.exercise_date: The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.