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QUINDLEN THOMAS M

Disclosed activity across 1 company

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122372
SEC CIK
0001614727

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Synchrony FinancialSYF · Entity 3184See remarksNovember 10, 2022November 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Synchrony Financial

Report date November 10, 2022 · Filed November 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent UnitSEC Table I · non-derivativeDirect165,954 Reported balance After 2022-11-10 transaction · row 1
1 source row

Row 1 · 2022-11-10 · Grant · Acquired 372 · Balance 165,954

F1: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2022 Filed Nov 15, 2022 16:28 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 372 $38.73 $14,407.56
Disclosure

SEC source: 0001601712-22-000272 · wf-form4_166854770043683.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,954

F1 · shares: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:27 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 397 $36.11 $14,335.67
Disclosure

SEC source: 0001601712-22-000208 · wf-form4_166060235762850.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,582

F1 · shares: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 12, 2022 Filed May 16, 2022 16:11 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 412 $33.03 $13,608.36
Disclosure

SEC source: 0001601712-22-000163 · wf-form4_165273187105505.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,185

F1 · shares: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 16:28 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 3,077 $35.16 $108,187.32
Disclosure

SEC source: 0001601712-22-000108 · wf-form4_164910406458551.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,773

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:16 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 13,564 $39.47 $535,371.08
Disclosure

SEC source: 0001601712-22-000086 · wf-form4_164634216940954.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,850

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:16 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 28,503 $39.47 $1,125,013.41
Disclosure

SEC source: 0001601712-22-000086 · wf-form4_164634216940954.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,414

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:36 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 348 $43.66 $15,193.68
Disclosure

SEC source: 0001601712-22-000075 · wf-form4_164556577633106.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,911

F1 · shares: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 16:43 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 301 $50.18 $15,104.18
Disclosure

SEC source: 0001601712-21-000295 · wf-form4_163709859908068.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,861

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 16:37 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 301 $50.18 $15,104.18
Disclosure

SEC source: 0001601712-21-000294 · wf-form4_163709822145240.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,861

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:54 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,771 $0.00 Strike: $24.55 $0.00
Disclosure

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · derivative · entry 4

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,771 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

F2 · derivative.exercise_date: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:54 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 31,960 $49.09 $1,568,916.40
Disclosure

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,560

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:54 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 12,771 $49.09 $626,928.39
Disclosure

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,520

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:54 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 12,771 $24.55 $313,528.05
Disclosure

SEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 16:58 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 291 $51.62 $15,021.42
Disclosure

SEC source: 0001601712-21-000248 · wf-form4_162914747534029.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,520

F1 · shares: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 13, 2021 Filed May 17, 2021 16:10 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 331 $45.27 $14,984.37
Disclosure

SEC source: 0001601712-21-000199 · wf-form4_162128219342005.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,229

F1 · shares: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:24 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 4,806 $41.66 $200,217.96
Disclosure

SEC source: 0001601712-21-000157 · wf-form4_161739501022452.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,898

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 124,307 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · derivative · entry 6

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 124,307 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 20,000 $39.80 $796,000.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 5

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,704

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 124,307 $39.80 $4,947,418.60
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 4

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,704

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 124,307 $23.00 $2,859,061.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 9,318 $40.00 $372,720.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,704

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 25,875 $40.00 $1,035,000.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,022

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:18 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 419 $37.90 $15,880.10
Disclosure

SEC source: 0001601712-21-000087 · wf-form4_161368308093178.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,147

F1 · shares: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 16:03 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 10,051 $35.38 $355,604.38
Disclosure

SEC source: 0001601712-21-000047 · wf-form4_161195420644201.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,728

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2018-2020 Long-Term Performance Program.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 16:03 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 21,489 $0.00 $0.00
Disclosure

SEC source: 0001601712-21-000047 · wf-form4_161195420644201.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,779

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2018-2020 Long-Term Performance Program based on pre-established performance goals for the 2018-2020 performance period.

Read SEC document
January 26, 2021 Filed Jan 28, 2022 16:08 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 18,884 $46.10 $870,552.40
Disclosure

SEC source: 0001601712-22-000039 · wf-form4_164340409910565.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,563

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2019-2021 Long-Term Performance Program.

Read SEC document
January 26, 2021 Filed Jan 28, 2022 16:08 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 40,586 $0.00 $0.00
Disclosure

SEC source: 0001601712-22-000039 · wf-form4_164340409910565.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,447

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2019-2021 Long-Term Performance Program based on pre-established performance goals for the 2019-2021 performance period.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 16:15 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 542 $29.11 $15,777.62
Disclosure

SEC source: 0001601712-20-000289 · wf-form4_160556130179809.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,290

F1 · shares: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 16:27 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 633 $24.70 $15,635.10
Disclosure

SEC source: 0001601712-20-000229 · wf-form4_159769604601301.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,748

F1 · shares: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 14, 2020 Filed May 18, 2020 16:07 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 904 $17.07 $15,431.28
Disclosure

SEC source: 0001601712-20-000157 · wf-form4_158983244887827.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,115

F1 · shares: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 16:32 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 6,303 $14.51 $91,456.53
Disclosure

SEC source: 0001601712-20-000122 · wf-form4_158585951039319.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,211

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:09 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 3,503 $29.10 $101,937.30
Disclosure

SEC source: 0001601712-20-000094 · wf-form4_158326977102771.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,514

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:09 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 35,568 $29.10 $1,035,028.80
Disclosure

SEC source: 0001601712-20-000094 · wf-form4_158326977102771.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,017

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

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February 13, 2020 Filed Feb 18, 2020 16:04 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 360 $33.82 $12,175.20
Disclosure

SEC source: 0001601712-20-000069 · wf-form4_158205984993651.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,449

F1 · shares: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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January 29, 2020 Filed Jan 31, 2020 16:59 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 9,679 $32.57 $315,245.03
Disclosure

SEC source: 0001601712-20-000027 · wf-form4_158050794248014.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,089

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2017-2019 Long-Term Performance Program.

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January 29, 2020 Filed Jan 31, 2020 16:59 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 20,691 $0.00 $0.00
Disclosure

SEC source: 0001601712-20-000027 · wf-form4_158050794248014.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,768

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2017-2019 Long-Term Performance Program based on pre-established performance goals for the 2017-2019 performance period.

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November 14, 2019 Filed Nov 18, 2019 16:32 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 330 $36.73 $12,120.90
Disclosure

SEC source: 0001601712-19-000277 · wf-form4_157411276357382.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,077

F1 · shares: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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September 17, 2019 Filed Sep 19, 2019 20:25 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 2,033 $33.96 $69,040.68
Disclosure

SEC source: 0001601712-19-000219 · wf-form4_156893911621808.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,747

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

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August 15, 2019 Filed Aug 19, 2019 17:11 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 396 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-19-000210 · wf-form4_156624905023601.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,780

F1 · shares: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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May 16, 2019 Filed May 20, 2019 16:08 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-19-000156 · wf-form4_155838290400868.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,384

F1 · shares: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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April 01, 2019 Filed Apr 3, 2019 16:06 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 7,086 $32.58 $230,861.88
Disclosure

SEC source: 0001601712-19-000111 · wf-form4_155432198070352.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,034

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units and PSUs. No investment decision was made by the Reporting Person in connection with the withholding.

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April 01, 2019 Filed Apr 3, 2019 16:06 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 2,025 $32.58 $65,974.50
Disclosure

SEC source: 0001601712-19-000111 · wf-form4_155432198070352.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,120

F1 · shares: On January 23, 2019, the Reporting Person earned common stock of Synchrony Financial (the "Company") in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. On April 1, 2019, the Reporting Person earned additional shares to reflect updated calculations of such performance metrics.

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March 01, 2019 Filed Mar 5, 2019 16:44 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 174,307 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · derivative · entry 5

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,307

Underlying: Common Stock · 174,307 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019.

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March 01, 2019 Filed Mar 5, 2019 16:44 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 25,000 $32.63 $815,750.00
Disclosure

SEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 4

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,095

F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019.

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March 01, 2019 Filed Mar 5, 2019 16:44 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 50,000 $32.63 $1,631,500.00
Disclosure

SEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,095

F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019.

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March 01, 2019 Filed Mar 5, 2019 16:44 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 50,000 $23.00 $1,150,000.00
Disclosure

SEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019.

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March 01, 2019 Filed Mar 5, 2019 16:44 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 22,114 $32.46 $717,820.44
Disclosure

SEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,095

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

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February 14, 2019 Filed Feb 19, 2019 16:59 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 337 $30.83 $10,389.71
Disclosure

SEC source: 0001601712-19-000059 · wf-form4_155061354335041.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,981

F1 · shares: Represents 29, 47, 74, 83 and 104 dividend equivalent units accrued on February 14, 2019 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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January 23, 2019 Filed Jan 25, 2019 16:07 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 10,575 $29.40 $310,905.00
Disclosure

SEC source: 0001601712-19-000032 · wf-form4_154845043010616.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,644

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2016-2018 Long-Term Performance Program.

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January 23, 2019 Filed Jan 25, 2019 16:07 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 22,600 $0.00 $0.00
Disclosure

SEC source: 0001601712-19-000032 · wf-form4_154845043010616.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,219

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.