Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Synchrony FinancialSYF · Entity 3184 | See remarks | November 10, 2022 | November 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Synchrony Financial
Report date November 10, 2022 · Filed November 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent UnitSEC Table I · non-derivative | Direct | 165,954 |
Reported balance
After 2022-11-10 transaction · row 1
1 source rowRow 1 · 2022-11-10 · Grant · Acquired 372 · Balance 165,954 F1: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2022 Filed Nov 15, 2022 16:28 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 372 | $38.73 | $14,407.56 |
DisclosureSEC source: 0001601712-22-000272 · wf-form4_166854770043683.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,954 F1 · shares: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:27 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 397 | $36.11 | $14,335.67 |
DisclosureSEC source: 0001601712-22-000208 · wf-form4_166060235762850.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,582 F1 · shares: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 12, 2022 Filed May 16, 2022 16:11 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 412 | $33.03 | $13,608.36 |
DisclosureSEC source: 0001601712-22-000163 · wf-form4_165273187105505.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,185 F1 · shares: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:28 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 3,077 | $35.16 | $108,187.32 |
DisclosureSEC source: 0001601712-22-000108 · wf-form4_164910406458551.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,773 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:16 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 13,564 | $39.47 | $535,371.08 |
DisclosureSEC source: 0001601712-22-000086 · wf-form4_164634216940954.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,850 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:16 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 28,503 | $39.47 | $1,125,013.41 |
DisclosureSEC source: 0001601712-22-000086 · wf-form4_164634216940954.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,414 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 16:36 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 348 | $43.66 | $15,193.68 |
DisclosureSEC source: 0001601712-22-000075 · wf-form4_164556577633106.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,911 F1 · shares: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:43 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 301 | $50.18 | $15,104.18 |
DisclosureSEC source: 0001601712-21-000295 · wf-form4_163709859908068.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,861 F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:37 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 301 | $50.18 | $15,104.18 |
DisclosureSEC source: 0001601712-21-000294 · wf-form4_163709822145240.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,861 F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:54 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,771 | $0.00 Strike: $24.55 | $0.00 |
DisclosureSEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · derivative · entry 4 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,771 shares Expires 2024-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. F2 · derivative.exercise_date: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:54 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 31,960 | $49.09 | $1,568,916.40 |
DisclosureSEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,560 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:54 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 12,771 | $49.09 | $626,928.39 |
DisclosureSEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,520 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:54 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 12,771 | $24.55 | $313,528.05 |
DisclosureSEC source: 0001601712-21-000264 · wf-form4_163070243162999.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 16:58 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 291 | $51.62 | $15,021.42 |
DisclosureSEC source: 0001601712-21-000248 · wf-form4_162914747534029.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,520 F1 · shares: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 13, 2021 Filed May 17, 2021 16:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 331 | $45.27 | $14,984.37 |
DisclosureSEC source: 0001601712-21-000199 · wf-form4_162128219342005.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,229 F1 · shares: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:24 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 4,806 | $41.66 | $200,217.96 |
DisclosureSEC source: 0001601712-21-000157 · wf-form4_161739501022452.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,898 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:47 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 124,307 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · derivative · entry 6 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124,307 shares Expires 2024-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:47 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 20,000 | $39.80 | $796,000.00 |
DisclosureSEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 5 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,704 F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:47 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 124,307 | $39.80 | $4,947,418.60 |
DisclosureSEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 4 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,704 F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:47 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 124,307 | $23.00 | $2,859,061.00 |
DisclosureSEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:47 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 9,318 | $40.00 | $372,720.00 |
DisclosureSEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,704 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:47 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 25,875 | $40.00 | $1,035,000.00 |
DisclosureSEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,022 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:18 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 419 | $37.90 | $15,880.10 |
DisclosureSEC source: 0001601712-21-000087 · wf-form4_161368308093178.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,147 F1 · shares: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 16:03 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 10,051 | $35.38 | $355,604.38 |
DisclosureSEC source: 0001601712-21-000047 · wf-form4_161195420644201.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,728 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2018-2020 Long-Term Performance Program. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 16:03 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 21,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-21-000047 · wf-form4_161195420644201.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,779 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2018-2020 Long-Term Performance Program based on pre-established performance goals for the 2018-2020 performance period. Read SEC document |
| January 26, 2021 Filed Jan 28, 2022 16:08 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 18,884 | $46.10 | $870,552.40 |
DisclosureSEC source: 0001601712-22-000039 · wf-form4_164340409910565.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,563 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2019-2021 Long-Term Performance Program. Read SEC document |
| January 26, 2021 Filed Jan 28, 2022 16:08 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 40,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-22-000039 · wf-form4_164340409910565.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,447 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2019-2021 Long-Term Performance Program based on pre-established performance goals for the 2019-2021 performance period. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 16:15 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 542 | $29.11 | $15,777.62 |
DisclosureSEC source: 0001601712-20-000289 · wf-form4_160556130179809.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,290 F1 · shares: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 16:27 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 633 | $24.70 | $15,635.10 |
DisclosureSEC source: 0001601712-20-000229 · wf-form4_159769604601301.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,748 F1 · shares: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 14, 2020 Filed May 18, 2020 16:07 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 904 | $17.07 | $15,431.28 |
DisclosureSEC source: 0001601712-20-000157 · wf-form4_158983244887827.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,115 F1 · shares: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 16:32 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 6,303 | $14.51 | $91,456.53 |
DisclosureSEC source: 0001601712-20-000122 · wf-form4_158585951039319.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,211 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:09 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 3,503 | $29.10 | $101,937.30 |
DisclosureSEC source: 0001601712-20-000094 · wf-form4_158326977102771.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,514 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 35,568 | $29.10 | $1,035,028.80 |
DisclosureSEC source: 0001601712-20-000094 · wf-form4_158326977102771.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,017 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:04 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 360 | $33.82 | $12,175.20 |
DisclosureSEC source: 0001601712-20-000069 · wf-form4_158205984993651.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,449 F1 · shares: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 16:59 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 9,679 | $32.57 | $315,245.03 |
DisclosureSEC source: 0001601712-20-000027 · wf-form4_158050794248014.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,089 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2017-2019 Long-Term Performance Program. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 16:59 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 20,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-20-000027 · wf-form4_158050794248014.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,768 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2017-2019 Long-Term Performance Program based on pre-established performance goals for the 2017-2019 performance period. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:32 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 330 | $36.73 | $12,120.90 |
DisclosureSEC source: 0001601712-19-000277 · wf-form4_157411276357382.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,077 F1 · shares: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 20:25 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 2,033 | $33.96 | $69,040.68 |
DisclosureSEC source: 0001601712-19-000219 · wf-form4_156893911621808.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,747 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 17:11 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-19-000210 · wf-form4_156624905023601.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,780 F1 · shares: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:08 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-19-000156 · wf-form4_155838290400868.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,384 F1 · shares: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:06 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 7,086 | $32.58 | $230,861.88 |
DisclosureSEC source: 0001601712-19-000111 · wf-form4_155432198070352.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,034 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units and PSUs. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:06 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 2,025 | $32.58 | $65,974.50 |
DisclosureSEC source: 0001601712-19-000111 · wf-form4_155432198070352.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,120 F1 · shares: On January 23, 2019, the Reporting Person earned common stock of Synchrony Financial (the "Company") in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. On April 1, 2019, the Reporting Person earned additional shares to reflect updated calculations of such performance metrics. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:44 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 174,307 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · derivative · entry 5 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,307 Underlying: Common Stock · 174,307 shares Expires 2024-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:44 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 25,000 | $32.63 | $815,750.00 |
DisclosureSEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 4 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,095 F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:44 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 50,000 | $32.63 | $1,631,500.00 |
DisclosureSEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 3 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,095 F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:44 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 50,000 | $23.00 | $1,150,000.00 |
DisclosureSEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:44 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 22,114 | $32.46 | $717,820.44 |
DisclosureSEC source: 0001601712-19-000078 · wf-form4_155182228569474.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,095 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 16:59 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 337 | $30.83 | $10,389.71 |
DisclosureSEC source: 0001601712-19-000059 · wf-form4_155061354335041.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,981 F1 · shares: Represents 29, 47, 74, 83 and 104 dividend equivalent units accrued on February 14, 2019 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:07 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 10,575 | $29.40 | $310,905.00 |
DisclosureSEC source: 0001601712-19-000032 · wf-form4_154845043010616.xml · nonDerivative · entry 2 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,644 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2016-2018 Long-Term Performance Program. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:07 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 22,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-19-000032 · wf-form4_154845043010616.xml · nonDerivative · entry 1 QUINDLEN THOMAS M · CIK 0001614727 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,219 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.