Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Synchrony FinancialSYF · Entity 3184 | See remarks | August 10, 2023 | August 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Synchrony Financial
Report date August 10, 2023 · Filed August 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent UnitSEC Table I · non-derivative | Direct | 112,054 |
Reported balance
After 2023-08-10 transaction · row 1
1 source rowRow 1 · 2023-08-10 · Grant · Acquired 261 · Balance 112,054 F1: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2023 Filed Aug 14, 2023 22:26 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 261 | $34.40 | $8,978.40 |
DisclosureSEC source: 0001601712-23-000247 · wk-form4_1692051974.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,054 F1 · shares: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:48 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 302 | $27.08 | $8,178.16 |
DisclosureSEC source: 0001601712-23-000167 · wk-form4_1684270105.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,793 F1 · shares: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:11 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 1,069 | $29.08 | $31,086.52 |
DisclosureSEC source: 0001601712-23-000110 · wf-form4_168063905901018.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,491 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:23 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 8,946 | $35.98 | $321,877.08 |
DisclosureSEC source: 0001601712-23-000076 · wf-form4_167788576131448.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,560 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:23 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 19,386 | $35.98 | $697,508.28 |
DisclosureSEC source: 0001601712-23-000076 · wf-form4_167788576131448.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,506 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 229 | $35.77 | $8,191.33 |
DisclosureSEC source: 0001601712-23-000050 · wf-form4_167710209494529.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,120 F1 · shares: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:09 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 14,729 | $35.37 | $520,964.73 |
DisclosureSEC source: 0001601712-23-000030 · wf-form4_167476737299921.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,891 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2020-2022 Long-Term Performance Program. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 36,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-23-000030 · wf-form4_167476737299921.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,620 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2020-2022 Long-Term Performance Program based on pre-established performance goals for the 2020-2022 performance period. Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 21:27 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 210 | $38.73 | $8,133.30 |
DisclosureSEC source: 0001601712-22-000269 · wf-form4_166854761753502.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,790 F1 · shares: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 23:22 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 224 | $36.11 | $8,088.64 |
DisclosureSEC source: 0001601712-22-000227 · wf-form4_166060567913755.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,580 F1 · shares: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 12, 2022 Filed May 16, 2022 20:15 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 233 | $33.03 | $7,695.99 |
DisclosureSEC source: 0001601712-22-000172 · wf-form4_165273210883686.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,356 F1 · shares: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 20:25 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 1,820 | $35.16 | $63,991.20 |
DisclosureSEC source: 0001601712-22-000103 · wf-form4_164910393551085.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,123 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:18 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 8,404 | $39.47 | $331,705.88 |
DisclosureSEC source: 0001601712-22-000088 · wf-form4_164634225208908.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,943 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:18 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 16,532 | $39.47 | $652,518.04 |
DisclosureSEC source: 0001601712-22-000088 · wf-form4_164634225208908.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,347 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:34 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 193 | $43.66 | $8,426.38 |
DisclosureSEC source: 0001601712-22-000071 · wf-form4_164556562120723.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,815 F1 · shares: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:57 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 167 | $50.18 | $8,380.06 |
DisclosureSEC source: 0001601712-21-000301 · wf-form4_163709980283704.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,065 F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:53 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,527 | $0.00 Strike: $29.33 | $0.00 |
DisclosureSEC source: 0001601712-21-000262 · wf-form4_163070239096414.xml · derivative · entry 6 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,527 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F3 · derivative.exercise_date: The reporting person was awarded 13,527 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:53 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,007 | $0.00 Strike: $30.41 | $0.00 |
DisclosureSEC source: 0001601712-21-000262 · wf-form4_163070239096414.xml · derivative · entry 5 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,007 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · derivative.exercise_date: The reporting person was awarded 10,007 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:53 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 13,527 | $49.09 | $664,040.43 |
DisclosureSEC source: 0001601712-21-000262 · wf-form4_163070239096414.xml · nonDerivative · entry 4 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,898 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:53 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 13,527 | $29.33 | $396,746.91 |
DisclosureSEC source: 0001601712-21-000262 · wf-form4_163070239096414.xml · nonDerivative · entry 3 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:53 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 10,007 | $49.09 | $491,243.63 |
DisclosureSEC source: 0001601712-21-000262 · wf-form4_163070239096414.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,898 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:53 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 10,007 | $30.41 | $304,312.87 |
DisclosureSEC source: 0001601712-21-000262 · wf-form4_163070239096414.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 21:02 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 161 | $51.62 | $8,310.82 |
DisclosureSEC source: 0001601712-21-000255 · wf-form4_162914770241189.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,898 F1 · shares: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| June 21, 2021 Filed Feb 11, 2022 21:05 UTC | Synchrony Financial SYF · Entity 3184 | GiftCommon Stock | 2,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-22-000056 · wf-form5_164461353203438.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,622 F1 · kind: Represents shares that the reporting person donated as a gift to a donor advised fund. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:11 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 183 | $45.27 | $8,284.41 |
DisclosureSEC source: 0001601712-21-000202 · wf-form4_162128228005875.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,737 F1 · shares: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:17 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 2,542 | $41.66 | $105,899.72 |
DisclosureSEC source: 0001601712-21-000150 · wf-form4_161739455301730.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,554 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:41 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 5,852 | $39.83 | $233,085.16 |
DisclosureSEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · nonDerivative · entry 6 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,096 F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:41 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,669 | $0.00 Strike: $24.55 | $0.00 |
DisclosureSEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · derivative · entry 7 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,669 shares Expires 2024-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. F5 · derivative.exercise_date: The reporting person was awarded employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:41 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 11,959 | $39.80 | $475,968.20 |
DisclosureSEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · nonDerivative · entry 5 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,948 F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. F4 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.46 to $40.09. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:41 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,669 | $39.46 | $105,318.74 |
DisclosureSEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · nonDerivative · entry 4 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,907 F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:41 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 2,669 | $24.55 | $65,523.95 |
DisclosureSEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · nonDerivative · entry 3 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:41 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 5,618 | $40.00 | $224,720.00 |
DisclosureSEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,907 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:41 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 14,063 | $40.00 | $562,520.00 |
DisclosureSEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,525 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:19 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 233 | $37.90 | $8,830.70 |
DisclosureSEC source: 0001601712-21-000088 · wf-form4_161368311704128.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,462 F1 · shares: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:04 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 6,946 | $35.38 | $245,749.48 |
DisclosureSEC source: 0001601712-21-000048 · wf-form4_161195422716335.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,229 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2018-2020 Long-Term Performance Program. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:04 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 13,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-21-000048 · wf-form4_161195422716335.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,175 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2018-2020 Long-Term Performance Program based on pre-established performance goals for the 2018-2020 performance period. Read SEC document |
| January 26, 2021 Filed Jan 28, 2022 21:09 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 10,265 | $46.10 | $473,216.50 |
DisclosureSEC source: 0001601712-22-000040 · wf-form4_164340411618907.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,063 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2019-2021 Long-Term Performance Program. Read SEC document |
| January 26, 2021 Filed Jan 28, 2022 21:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 26,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-22-000040 · wf-form4_164340411618907.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,328 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2019-2021 Long-Term Performance Program based on pre-established performance goals for the 2019-2021 performance period. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:12 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 20,000 | $28.92 | $578,400.00 |
DisclosureSEC source: 0001601712-20-000282 · wf-form4_160556112513512.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,270 F2 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2020. F3 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:12 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 301 | $29.11 | $8,762.11 |
DisclosureSEC source: 0001601712-20-000282 · wf-form4_160556112513512.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,270 F1 · shares: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:28 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 351 | $24.70 | $8,669.70 |
DisclosureSEC source: 0001601712-20-000231 · wf-form4_159769608559220.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,969 F1 · shares: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:03 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 502 | $17.07 | $8,569.14 |
DisclosureSEC source: 0001601712-20-000146 · wf-form4_158983220077397.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,618 F1 · shares: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:33 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 3,224 | $14.51 | $46,780.24 |
DisclosureSEC source: 0001601712-20-000126 · wf-form4_158585960204392.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,116 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:10 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 2,269 | $29.10 | $66,027.90 |
DisclosureSEC source: 0001601712-20-000097 · wf-form4_158326983622571.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,340 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 19,330 | $29.10 | $562,503.00 |
DisclosureSEC source: 0001601712-20-000097 · wf-form4_158326983622571.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,609 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:07 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 199 | $33.82 | $6,730.18 |
DisclosureSEC source: 0001601712-20-000076 · wf-form4_158206000630705.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,279 F1 · shares: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 22:01 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 5,286 | $32.57 | $172,165.02 |
DisclosureSEC source: 0001601712-20-000032 · wf-form4_158050805935153.xml · nonDerivative · entry 2 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,079 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2017-2019 Long-Term Performance Program. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 22:01 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 10,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-20-000032 · wf-form4_158050805935153.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,365 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2017-2019 Long-Term Performance Program based on pre-established performance goals for the 2017-2019 performance period. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:32 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 182 | $36.73 | $6,684.86 |
DisclosureSEC source: 0001601712-19-000276 · wf-form4_157411274252967.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,854 F1 · shares: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 17, 2019 Filed Sep 20, 2019 00:26 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 898 | $33.96 | $30,496.08 |
DisclosureSEC source: 0001601712-19-000223 · wf-form4_156893919559710.xml · nonDerivative · entry 1 Whynott Paul · CIK 0001704474 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,672 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.