Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cascade Acquisition CorpCASU · Entity 145010 | Director | November 19, 2020 | November 20, 2020 |
| OneMain Holdings, Inc.OMF · Entity 3702 | Director | February 11, 2026 | February 13, 2026 |
| Synchrony FinancialSYF · Entity 3184 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cascade Acquisition Corp
Report date November 19, 2020 · Filed November 20, 2020
This filing explicitly reported no securities owned.
OneMain Holdings, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 35,358 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 3,243 · Balance 35,358 F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Limited Partnership | 13,797 |
Reported balance
Holding disclosure · report date 2026-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,797 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.
Synchrony Financial
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,701 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 846 · Balance 41,701 F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 34,106 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 34,106 F2: Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 34,106 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares of common stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.
F2: Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 34,106 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares of common stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIFELOCK, INC.
Report date February 09, 2017 · Filed February 13, 2017
Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-02-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-09 · Disposition to issuer · Disposed 36,086 · Balance 13,275 F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. Row 2 · 2017-02-09 · Disposition to issuer · Disposed 13,275 · Balance 0 F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F3: Consists of 9,957 vested restricted stock units ("RSUs") deferred by the Reporting Person and 3,318 unvested RSUs. Upon Closing, all vested and unvested RSUs held by non-employee directors of the Issuer were cancelled and converted into the right to receive the Merger Consideration. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2022-10-02 | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-09 · Disposition to issuer · Disposed 47,000 · Balance 0 F4: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration").
F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration.
F3: Consists of 9,957 vested restricted stock units ("RSUs") deferred by the Reporting Person and 3,318 unvested RSUs. Upon Closing, all vested and unvested RSUs held by non-employee directors of the Issuer were cancelled and converted into the right to receive the Merger Consideration.
F4: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price.
Maverick Merger Sub 2, LLC
Report date October 01, 2025 · Filed October 03, 2025
Section 16 reporting ended · disclosed 2025-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-10-01 transaction · row 1
1 source rowRow 1 · 2025-10-01 · Other · Disposed 71,497 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.
Nationstar Mortgage Holdings Inc.
Report date July 31, 2018 · Filed August 02, 2018
Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-31 transaction · row 1
1 source rowRow 1 · 2018-07-31 · Disposition to issuer · Disposed 26,929 · Balance 0 F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-31 · Disposition to issuer · Disposed 34,370 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 846 | $70.97 | $60,040.62 |
DisclosureSEC source: 0001013182-26-000012 · wk-form4_1790971743.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,701 F1 · date: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 20:50 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 156 | $80.75 | $12,597.00 |
DisclosureSEC source: 0001013182-26-000011 · wk-form4_1787172623.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,855 F1 · shares: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · balance_after: Balance adjusted to account for rounding of fractional shares over time. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:07 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 789 | $76.05 | $60,003.45 |
DisclosureSEC source: 0001013182-26-000009 · wk-form4_1783022869.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,704 F1 · date: Represents restricted stock units that will vest in full on June 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:24 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 152 | $71.38 | $10,849.76 |
DisclosureSEC source: 0001013182-26-000007 · wk-form4_1779222262.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,915 F1 · shares: Represents dividend equivalent units accrued on May 15, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 15, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:45 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 883 | $68.02 | $60,061.66 |
DisclosureSEC source: 0001013182-26-000005 · wk-form4_1775166300.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,763 F1 · date: Represents restricted stock units that will vest in full on March 31, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:03 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 146 | $72.31 | $10,557.26 |
DisclosureSEC source: 0001013182-26-000004 · wk-form4_1771535009.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,880 F1 · shares: Represents dividend equivalent units accrued on February 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 22:46 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 3,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001013182-26-000003 · wk-form4_1771022798.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,358 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:54 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 660 | $83.43 | $55,063.80 |
DisclosureSEC source: 0001013182-26-000001 · wk-form4_1767653665.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,734 F1 · date: Represents restricted stock units that will vest in full on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 22:11 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 148 | $70.47 | $10,429.56 |
DisclosureSEC source: 0001013182-25-000011 · wk-form4_1763590311.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,074 F1 · shares: Represents dividend equivalent units accrued on November 17, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 17, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 16:35 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | OtherCommon Stock | 71,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013182-25-000009 · wk-form4_1759523745.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:21 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 775 | $71.05 | $55,063.75 |
DisclosureSEC source: 0001013182-25-000006 · wk-form4_1759443665.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,926 F1 · date: Represents restricted stock units that will vest in full on September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:41 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 143 | $71.49 | $10,223.07 |
DisclosureSEC source: 0001013182-25-000005 · wk-form4_1755639685.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,151 F1 · shares: Represents dividend equivalent units accrued on August 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:00 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 825 | $66.74 | $55,060.50 |
DisclosureSEC source: 0001601712-25-000217 · wk-form4_1751490021.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,008 F1 · date: Represents restricted stock units that will vest in full on June 30, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| May 22, 2025 Filed May 23, 2025 16:13 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-25-000046 · wk-form4_1748031188.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,497 F1 · shares: Non-Employee Director equity award pursuant to Issuer's 2019 Omnibus Incentive Plan. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:11 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 163 | $60.49 | $9,859.87 |
DisclosureSEC source: 0001601712-25-000189 · wk-form4_1747692707.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,183 F1 · shares: Represents dividend equivalent units accrued on May 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,039 | $52.94 | $55,004.66 |
DisclosureSEC source: 0001601712-25-000130 · wk-form4_1743624624.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,020 F1 · date: Represents restricted stock units that will vest in full on March 31, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:57 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 122 | $65.29 | $7,965.38 |
DisclosureSEC source: 0001601712-25-000079 · wk-form4_1740095817.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,981 F1 · shares: Represents dividend equivalent units accrued on February 18, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 18, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| February 06, 2025 Filed Feb 11, 2025 00:03 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 2,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001013182-25-000002 · wk-form4_1739232226.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,115 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2026, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:12 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 635 | $65.01 | $41,281.35 |
DisclosureSEC source: 0001601712-25-000019 · wk-form4_1735938741.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,859 F1 · date: Represents restricted stock units that will vest in full on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. F2 · balance_after: Holdings adjusted to reflect a transfer of 24,106 shares, previously held directly by the Reporting Person, to Guthrie 2012 Investments LP. The transfer of such shares is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 23:11 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 121 | $64.98 | $7,862.58 |
DisclosureSEC source: 0001601712-24-000372 · wk-form4_1732057891.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,330 F1 · shares: Represents dividend equivalent units accrued on November 15, 2024 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan (the "NED Deferred Compensation Plan"). The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units or deferred stock units to which they relate. Under the NED Deferred Compensation Plan, deferred stock units settle in shares of common stock according to the Reporting Person's election, in a single lump sum, in five installments or in ten installments, commencing in the July of the year following the year in which the Reporting Person terminates service with the Company. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 15, 2024 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan (the "NED Deferred Compensation Plan"). The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units or deferred stock units to which they relate. Under the NED Deferred Compensation Plan, deferred stock units settle in shares of common stock according to the Reporting Person's election, in a single lump sum, in five installments or in ten installments, commencing in the July of the year following the year in which the Reporting Person terminates service with the Company. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · balance_after: Includes approximately 2,262 dividend equivalent units accrued from regular quarterly dividends that were paid from May 4, 2018 through August 15, 2024 on the common shares underlying deferred stock units previously granted to the Reporting Person under the NED Deferred Compensation Plan. These dividend equivalent units were inadvertently not reported previously due to an administrative error and not any error of the Reporting Person. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 00:59 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 827 | $49.88 | $41,250.76 |
DisclosureSEC source: 0001601712-24-000330 · wk-form4_1727917159.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,947 F1 · date: Represents restricted stock units that will vest in full on September 30, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:21 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 23 | $45.89 | $1,055.47 |
DisclosureSEC source: 0001601712-24-000290 · wk-form4_1724102471.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,120 F1 · shares: Represents dividend equivalent units accrued on August 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 21:05 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 875 | $47.19 | $41,291.25 |
DisclosureSEC source: 0001601712-24-000238 · wk-form4_1719954301.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,097 F1 · date: Represents restricted stock units that will vest in full on June 30, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| May 23, 2024 Filed May 24, 2024 16:19 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-24-000048 · wk-form4_1716581970.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,500 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:46 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 26 | $44.14 | $1,147.64 |
DisclosureSEC source: 0001601712-24-000202 · wk-form4_1715978765.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,222 F1 · shares: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 21:33 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 957 | $43.12 | $41,265.84 |
DisclosureSEC source: 0001601712-24-000134 · wk-form4_1712093609.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,196 F1 · date: Represents restricted stock units that will vest in full on March 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:16 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 33 | $39.85 | $1,315.05 |
DisclosureSEC source: 0001601712-24-000081 · wk-form4_1708467354.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,239 F1 · shares: Represents dividend equivalent units accrued on February 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:56 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 3,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001013182-24-000002 · wk-form4_1708124198.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,324 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2025, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:06 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,081 | $38.19 | $41,283.39 |
DisclosureSEC source: 0001601712-24-000010 · wk-form4_1704323175.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,206 F1 · date: Represents restricted stock units that will vest in full on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 22:35 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 45 | $29.15 | $1,311.75 |
DisclosureSEC source: 0001601712-23-000302 · wk-form4_1700001325.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,125 F1 · shares: Represents dividend equivalent units accrued on November 9, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 9, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:24 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,350 | $30.57 | $41,269.50 |
DisclosureSEC source: 0001601712-23-000267 · wk-form4_1696368237.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,080 F1 · date: Represents restricted stock units that will vest in full on September 30, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 22:18 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 39 | $34.40 | $1,341.60 |
DisclosureSEC source: 0001601712-23-000234 · wk-form4_1692051529.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,730 F1 · shares: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 21:15 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,217 | $33.92 | $41,280.64 |
DisclosureSEC source: 0001601712-23-000192 · wk-form4_1688591687.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,691 F1 · date: Represents restricted stock units that will vest in full on June 30, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:30 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 48 | $27.08 | $1,299.84 |
DisclosureSEC source: 0001601712-23-000152 · wk-form4_1684269037.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,474 F1 · shares: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 11, 2023 Filed May 12, 2023 16:04 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 2,559 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-23-000060 · wk-form4_1683921859.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,001 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:15 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,419 | $29.08 | $41,264.52 |
DisclosureSEC source: 0001601712-23-000118 · wf-form4_168063928913328.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,426 F1 · date: Represents restricted stock units that will vest in full on March 31, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:45 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 35 | $35.77 | $1,251.95 |
DisclosureSEC source: 0001601712-23-000057 · wf-form4_167710230322875.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,007 F1 · shares: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:00 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 4,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001013182-23-000001 · wf-form4_167364722547149.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,879 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2024, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:17 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,256 | $32.86 | $41,272.16 |
DisclosureSEC source: 0001601712-23-000013 · wf-form4_167286702999321.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,972 F1 · date: Represents restricted stock units that will vest in full on December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 21:21 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 30 | $38.73 | $1,161.90 |
DisclosureSEC source: 0001601712-22-000255 · wf-form4_166854725816346.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,716 F1 · shares: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:39 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,464 | $28.19 | $41,270.16 |
DisclosureSEC source: 0001601712-22-000236 · wf-form4_166491590998330.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,686 F1 · date: Represents restricted stock units that will vest in full on September 30, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 22:55 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 28 | $36.11 | $1,011.08 |
DisclosureSEC source: 0001601712-22-000217 · wf-form4_166060403962118.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,222 F1 · shares: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,494 | $27.62 | $41,264.28 |
DisclosureSEC source: 0001601712-22-000186 · wf-form4_165705178374930.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,194 F1 · date: Represents restricted stock units that will vest in full on June 30, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:59 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 2,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-22-000061 · wf-form4_165333957992780.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,442 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 12, 2022 Filed May 16, 2022 20:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 24 | $33.03 | $792.72 |
DisclosureSEC source: 0001601712-22-000161 · wf-form4_165273180992367.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,700 F1 · shares: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:23 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,186 | $34.81 | $41,284.66 |
DisclosureSEC source: 0001601712-22-000099 · wf-form4_164910381416903.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,676 F1 · date: Represents restricted stock units that will vest in full on March 31, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:37 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 17 | $43.66 | $742.22 |
DisclosureSEC source: 0001601712-22-000076 · wf-form4_164556581563800.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,490 F1 · shares: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 21:58 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon Stock, par value $0.01 per share | 2,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001013182-22-000001 · primary_doc.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,638 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. F2 · balance_after: Amount reflects a transfer of shares beneficially owned by the reporting person to a limited partnership, which was exempt under Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:12 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 890 | $46.39 | $41,287.10 |
DisclosureSEC source: 0001601712-22-000015 · wf-form4_164133072175321.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,473 F1 · date: Represents restricted stock units that will vest in full on December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:48 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 15 | $50.18 | $752.70 |
DisclosureSEC source: 0001601712-21-000297 · wf-form4_163709910850451.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,583 F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.