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ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Schmitt SusanSr. VP, HR
GrantEmployee Stock Option (right to buy) · Derivative 8,300 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003304 · form.xml · derivative · entry 3

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Schmitt SusanSr. VP, HR
GrantCommon Stock 510 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003304 · form.xml · nonDerivative · entry 2

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,426

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:00 UTC
DORGAN DAVID MVP and Controller
GrantEmployee Stock Option (right to buy) · Derivative 2,300 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003303 · form.xml · derivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:00 UTC
DORGAN DAVID MVP and Controller
GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003303 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,353

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 580 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:00 UTC
CRANDALL THEODORE DSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003302 · form.xml · derivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:00 UTC
CRANDALL THEODORE DSenior Vice President
GrantCommon Stock 1,020 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003302 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,376.6663

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 15:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
GrantEmployee Stock Option (right to buy) · Derivative 10,400 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003300 · form.xml · derivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 10,400 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 15:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
GrantCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003300 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,452

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 2,710 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 15:56 UTC
Goris Patrick P.Sr. VP and CFO
GrantEmployee Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003301 · form.xml · derivative · entry 4

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 15:56 UTC
Goris Patrick P.Sr. VP and CFO
SaleCommon Stock 145 $192.36 $27,892.75
Disclosure

SEC source: 0001246360-17-003301 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,805.96

F5 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $192.10 to $192.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/18/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F4 · ownership.direct: Includes 2,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 15:56 UTC
Goris Patrick P.Sr. VP and CFO
GrantCommon Stock 1,020 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003301 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950.96

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 2,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 01:21 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 514 $190.90 $98,122.19
Disclosure

SEC source: 0001246360-17-003192 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · ownership.direct: Includes 440 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 00:56 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
SaleCommon Stock 379 $190.44 $72,176.84
Disclosure

SEC source: 0001246360-17-003190 · form.xml · nonDerivative · entry 3

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · ownership.direct: Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 00:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 3,371 $190.85 $643,338.50
Disclosure

SEC source: 0001246360-17-003189 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,812

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · ownership.direct: Includes 2,070 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 00:56 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 904 $190.77 $172,455.36
Disclosure

SEC source: 0001246360-17-003188 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559.8046

F6 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.7410 to $190.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F7 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/30/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F8 · ownership.direct: Includes 720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 00:56 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 514 $190.75 $98,044.68
Disclosure

SEC source: 0001246360-17-003187 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,223

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.69 to $190.765. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 4, 2017 23:14 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 5,309 $190.75 $1,012,679.01
Disclosure

SEC source: 0001246360-17-003181 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,411

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · ownership.direct: Includes 6,640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 19:07 UTC
Schmitt SusanSr. VP, HR
SaleCommon Stock 2,701 $192.30 $519,396.63
Disclosure

SEC source: 0001246360-17-003205 · form.xml · nonDerivative · entry 5

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,916

F8 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $192.10 to $192.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F9 · ownership.direct: Includes 1,660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 19:07 UTC
Schmitt SusanSr. VP, HR
SaleCommon Stock 2,381 $191.60 $456,203.41
Disclosure

SEC source: 0001246360-17-003205 · form.xml · nonDerivative · entry 4

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,617

F6 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $191.03 to $192.015. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F7 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 18:56 UTC SaleCommon Stock 5,471 $190.53 $1,042,390.18
Disclosure

SEC source: 0001246360-17-003203 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,318

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/12/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · ownership.direct: Includes 3,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 18:14 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 514 $190.55 $97,940.28
Disclosure

SEC source: 0001246360-17-003201 · form.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,593

F6 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.511 to $190.575. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F7 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F8 · ownership.direct: Includes 1,460 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 17:56 UTC
Goris Patrick P.Sr. VP and CFO
SaleCommon Stock 527 $190.57 $100,429.60
Disclosure

SEC source: 0001246360-17-003199 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,930.96

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/18/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.54 to $190.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 1,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 17:56 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 3,371 $190.80 $643,195.90
Disclosure

SEC source: 0001246360-17-003197 · form.xml · nonDerivative · entry 4

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,673

F6 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.751 to $190.835. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F7 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/3/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F8 · ownership.direct: Includes 2,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 16:49 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 5,471 $190.76 $1,043,620.61
Disclosure

SEC source: 0001246360-17-003194 · form.xml · nonDerivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,356.6663

F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.

F7 · ownership.direct: Includes 3,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 02, 2017 Filed Dec 5, 2017 01:21 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionPerformance Shares · Derivative 1,272 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003192 · form.xml · derivative · entry 5

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 01:21 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003192 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionPerformance Shares · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003190 · form.xml · derivative · entry 5

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 935 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003190 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionPerformance Shares · Derivative 5,910 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003189 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,910 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 5,910 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003189 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Fooks Elik ISenior Vice President
Exercise / conversionPerformance Shares · Derivative 1,665 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003188 · form.xml · derivative · entry 5

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,665 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003188 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,463.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionPerformance Shares · Derivative 1,272 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003187 · form.xml · derivative · entry 5

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 00:56 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003187 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 4, 2017 23:14 UTC Exercise / conversionPerformance Shares · Derivative 26,242 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003182 · form.xml · derivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,242 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 4, 2017 23:14 UTC Exercise / conversionCommon Stock 26,242 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003182 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

Read SEC document
December 02, 2017 Filed Dec 4, 2017 23:14 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 9,594 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003181 · form.xml · derivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,594 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 4, 2017 23:14 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 9,594 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003181 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 19:07 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionPerformance Shares · Derivative 4,432 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003205 · form.xml · derivative · entry 7

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,432 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 19:07 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 4,432 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003205 · form.xml · nonDerivative · entry 3

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 18:56 UTC Exercise / conversionPerformance Shares · Derivative 9,594 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003203 · form.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,594 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 18:56 UTC Exercise / conversionCommon Stock 9,594 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003203 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 18:14 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionPerformance Shares · Derivative 1,272 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003201 · form.xml · derivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 18:14 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003201 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 17:56 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionPerformance Shares · Derivative 1,309 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003199 · form.xml · derivative · entry 5

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,309 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 17:56 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionCommon Stock 1,309 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003199 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 17:56 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionPerformance Shares · Derivative 5,910 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003197 · form.xml · derivative · entry 6

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,910 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 17:56 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionCommon Stock 5,910 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003197 · form.xml · nonDerivative · entry 3

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 16:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionPerformance Shares · Derivative 9,594 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003194 · form.xml · derivative · entry 6

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,594 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 02, 2017 Filed Dec 5, 2017 16:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 9,594 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003194 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,827.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.