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ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Feb 2, 2018 17:00 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 13,400 $200.28 $2,683,735.92
Disclosure

SEC source: 0001246360-18-000443 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,576.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $200.00 to $200.940. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 17:00 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 23,600 $115.69 $2,730,284.00
Disclosure

SEC source: 0001246360-18-000443 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,976.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 16:56 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
SaleCommon Stock 696 $200.00 $139,200.00
Disclosure

SEC source: 0001246360-18-000442 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F2 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 23:28 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-18-000383 · form.xml · derivative · entry 4

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 23:28 UTC
Goris Patrick P.Sr. VP and CFO
SaleCommon Stock 4,900 $200.00 $980,000.00
Disclosure

SEC source: 0001246360-18-000383 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,805.96

F2 · ownership.direct: Includes 2,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 23:28 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionCommon Stock 4,900 $74.14 $363,286.00
Disclosure

SEC source: 0001246360-18-000383 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,705.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:07 UTC
MCDERMOTT JOHN PSr. Vice President
OtherCommon Stock 149.0425 $199.78 $29,775.71
Disclosure

SEC source: 0001246360-18-000439 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 0

F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 1/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:28 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-18-000371 · form.xml · derivative · entry 6

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:28 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-18-000371 · form.xml · derivative · entry 5

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:28 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 10,400 $202.41 $2,105,034.88
Disclosure

SEC source: 0001246360-18-000371 · form.xml · nonDerivative · entry 4

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.395 to $202.4124. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 580 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:28 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 4,900 $74.14 $363,286.00
Disclosure

SEC source: 0001246360-18-000371 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:28 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 3,500 $69.57 $243,495.00
Disclosure

SEC source: 0001246360-18-000371 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:07 UTC GiftCommon Stock 3,036 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000365 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,585

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,500 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-18-000378 · form.xml · derivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:07 UTC SaleCommon Stock 10,500 $203.00 $2,131,500.00
Disclosure

SEC source: 0001246360-18-000378 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,699

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:07 UTC Exercise / conversionCommon Stock 10,500 $74.14 $778,470.00
Disclosure

SEC source: 0001246360-18-000378 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · derivative · entry 13

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,300 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · derivative · entry 12

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,300 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · derivative · entry 11

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · derivative · entry 10

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Tax withholdingCommon Stock 1,884 $203.01 $382,470.84
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 9

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,742

F5 · ownership.direct: Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
SaleCommon Stock 8,917 $202.56 $1,806,197.20
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 8

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,626

F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.11 to $202.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
SaleCommon Stock 8,266 $201.35 $1,664,359.10
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 7

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,543

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $201.00 to $201.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
SaleCommon Stock 11,617 $200.54 $2,329,687.12
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 6

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,809

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $200.00 to $200.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 1,300 $74.14 $96,382.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 5

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 11,300 $115.69 $1,307,297.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 4

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 8,900 $108.89 $969,121.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 3

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 11,500 $80.11 $921,265.00
Disclosure

SEC source: 0001246360-18-000375 · form.xml · nonDerivative · entry 2

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 20:49 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 10,000 $202.94 $2,029,366.00
Disclosure

SEC source: 0001246360-18-000374 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,376.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.705 to $203.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 19:49 UTC GrantRestricted Stock Units · Derivative 143 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000008 · form.xml · derivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 19:49 UTC GrantCommon Stock 351 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000007 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,699

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 19:42 UTC GrantRestricted Stock Units · Derivative 134 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000006 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,432

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:14 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantEmployee Stock Option (right to buy) · Derivative 2,100 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003312 · form.xml · derivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:14 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003312 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,723

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 1,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 19:35 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantEmployee Stock Option (right to buy) · Derivative 6,400 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003316 · form.xml · derivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires 2027-12-08

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 19:35 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003316 · form.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:14 UTC
MCDERMOTT JOHN PSr. Vice President
GrantEmployee Stock Option (right to buy) · Derivative 10,200 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003311 · form.xml · derivative · entry 3

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Common Stock · 10,200 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:14 UTC
MCDERMOTT JOHN PSr. Vice President
GrantCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003311 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,303

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:14 UTC GrantEmployee Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003310 · form.xml · derivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:14 UTC GrantCommon Stock 1,020 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003310 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,338

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Etzel Steven W.VP and Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003309 · form.xml · derivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Etzel Steven W.VP and Treasurer
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003309 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,373

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 620 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Moret Blake D.Director · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 57,100 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003307 · form.xml · derivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,100

Underlying: Common Stock · 57,100 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Moret Blake D.Director · President and CEO
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003307 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,911

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 10,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
House Rebecca WSr.VP, Gen Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 10,200 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003308 · form.xml · derivative · entry 3

House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Common Stock · 10,200 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
House Rebecca WSr.VP, Gen Counsel & Secretary
GrantCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003308 · form.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Fooks Elik ISenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 5,800 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003306 · form.xml · derivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Fooks Elik ISenior Vice President
GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003306 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,909.8046

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 1,070 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
GrantEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003305 · form.xml · derivative · entry 3

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-12-08

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 08, 2017 Filed Dec 12, 2017 16:07 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
GrantCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003305 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,796

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.