Last 12 months
Inside the activity.
0 purchase rows · 164 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 101 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 29 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 22, 2020 11:14 UTC |
Etzel Steven W.VP and Treasurer
|
Exercise / conversionCommon Stock | 1,200 | $80.11 | $96,132.00 |
DisclosureSEC source: 0001246360-20-001292 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 20, 2020 13:00 UTC |
Keegans Karen L.Senior Vice President, HR
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 4,100 | $0.00 Strike: $155.85 | $0.00 |
DisclosureSEC source: 0001246360-20-001249 · form.xml · derivative · entry 3 Keegans Karen L. · CIK 0001606486 · Senior Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Underlying: Common Stock · 4,100 shares Expires 2029-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 20, 2020 13:00 UTC |
Keegans Karen L.Senior Vice President, HR
|
SaleCommon Stock | 4,100 | $205.20 | $841,333.12 |
DisclosureSEC source: 0001246360-20-001249 · form.xml · nonDerivative · entry 2 Keegans Karen L. · CIK 0001606486 · Senior Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,870 F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $205.1100 to $205.2198. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 19, 2020 Filed May 20, 2020 13:00 UTC |
Keegans Karen L.Senior Vice President, HR
|
Exercise / conversionCommon Stock | 4,100 | $155.85 | $638,985.00 |
DisclosureSEC source: 0001246360-20-001249 · form.xml · nonDerivative · entry 1 Keegans Karen L. · CIK 0001606486 · Senior Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:56 UTC |
Fooks Elik ISenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-20-001246 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:56 UTC |
Fooks Elik ISenior Vice President
|
SaleCommon Stock | 4,000 | $206.49 | $825,940.00 |
DisclosureSEC source: 0001246360-20-001246 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,896.8046 F2 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:56 UTC |
Fooks Elik ISenior Vice President
|
Exercise / conversionCommon Stock | 4,000 | $80.11 | $320,440.00 |
DisclosureSEC source: 0001246360-20-001246 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,896.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 13:00 UTC |
Moret Blake D.Director · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,719 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-20-001248 · form.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,181 Underlying: Common Stock · 13,719 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 13:00 UTC |
Moret Blake D.Director · President and CEO
|
SaleCommon Stock | 13,719 | $209.10 | $2,868,666.22 |
DisclosureSEC source: 0001246360-20-001248 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,413 F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $209.0000 to $209.1017. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020. F4 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 18, 2020 Filed May 20, 2020 13:00 UTC |
Moret Blake D.Director · President and CEO
|
Exercise / conversionCommon Stock | 13,719 | $74.14 | $1,017,126.66 |
DisclosureSEC source: 0001246360-20-001248 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020. Read SEC document |
| May 18, 2020 Filed May 20, 2020 12:56 UTC | SaleCommon Stock | 2,000 | $207.43 | $414,867.00 |
DisclosureSEC source: 0001246360-20-001247 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,799 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $207.4192 to $207.4550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
|
| May 08, 2020 Filed May 8, 2020 21:56 UTC |
Holloman James PhillipDirector
|
SaleCommon Stock | 1,582 | $194.34 | $307,445.88 |
DisclosureSEC source: 0001246360-20-001174 · form.xml · nonDerivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 05, 2020 Filed May 6, 2020 18:28 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
SaleCommon Stock | 200 | $190.52 | $38,104.00 |
DisclosureSEC source: 0001246360-20-001144 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,405 F2 · ownership.direct: Includes 400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 20:21 UTC |
Holloman James PhillipDirector
|
GrantRestricted Stock Units · Derivative | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001037 · form.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,589 Underlying: Common Stock · 84 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:07 UTC |
Fooks Elik ISenior Vice President
|
SaleCommon Stock | 58 | $155.78 | $9,035.08 |
DisclosureSEC source: 0001246360-20-000928 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,896.8046 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/10/2020 to cover taxes due on restricted stock that vested on 3/13/2020. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $155.7701 to $156.0300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 18:36 UTC |
Goris Patrick P.Sr. VP and CFO
|
SaleCommon Stock | 127 | $204.55 | $25,977.85 |
DisclosureSEC source: 0001246360-20-000564 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742.96 F2 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/21/2019 to cover taxes due on restricted stock and performance shares that vested on 02/07/2020. F3 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 19:56 UTC |
Fooks Elik ISenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,200 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-20-000501 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 19:56 UTC |
Fooks Elik ISenior Vice President
|
SaleCommon Stock | 5,200 | $205.73 | $1,069,805.88 |
DisclosureSEC source: 0001246360-20-000501 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954.8046 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $205.7200 to $205.7500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 19:56 UTC |
Fooks Elik ISenior Vice President
|
Exercise / conversionCommon Stock | 5,200 | $74.14 | $385,528.00 |
DisclosureSEC source: 0001246360-20-000501 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,154.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 20:21 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 234 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-20-000463 · form.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 234 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| February 11, 2020 Filed Feb 12, 2020 20:21 UTC | SaleCommon Stock | 1,000 | $205.12 | $205,123.50 |
DisclosureSEC source: 0001246360-20-000463 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,799 Read SEC document |
|
| February 11, 2020 Filed Feb 12, 2020 20:21 UTC | Exercise / conversionCommon Stock | 234 | $136.40 | $31,917.60 |
DisclosureSEC source: 0001246360-20-000463 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
|
| February 10, 2020 Filed Feb 11, 2020 19:21 UTC |
Goris Patrick P.Sr. VP and CFO
|
SaleCommon Stock | 323 | $202.52 | $65,412.47 |
DisclosureSEC source: 0001246360-20-000448 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869.96 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.4100 to $202.5500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/21/2019 to cover taxes due on restricted stock that vested on 2/7/2020. F4 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 17:00 UTC | SaleCommon Stock | 2,500 | $204.07 | $510,162.75 |
DisclosureSEC source: 0001246360-20-000443 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,565 F2 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
|
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC |
Murphy Robert BSr. VP Connected Enter Consltg
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,400 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · derivative · entry 6 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC |
Murphy Robert BSr. VP Connected Enter Consltg
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · derivative · entry 5 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC |
Murphy Robert BSr. VP Connected Enter Consltg
|
SaleCommon Stock | 4,400 | $204.78 | $901,025.84 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · nonDerivative · entry 4 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $204.7770 to $204.8000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC |
Murphy Robert BSr. VP Connected Enter Consltg
|
Exercise / conversionCommon Stock | 2,400 | $115.69 | $277,656.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC |
Murphy Robert BSr. VP Connected Enter Consltg
|
Exercise / conversionCommon Stock | 2,000 | $108.89 | $217,780.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
SaleCommon Stock | 1,071 | $204.91 | $219,457.00 |
DisclosureSEC source: 0001246360-20-000440 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,605 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $204.9000 to $204.9100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:28 UTC |
Etzel Steven W.VP and Treasurer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,200 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-20-000416 · form.xml · derivative · entry 4 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 2,200 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:28 UTC |
Etzel Steven W.VP and Treasurer
|
SaleCommon Stock | 2,480 | $204.09 | $506,134.52 |
DisclosureSEC source: 0001246360-20-000416 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $204.0588 to $204.3041. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:28 UTC |
Etzel Steven W.VP and Treasurer
|
Exercise / conversionCommon Stock | 2,200 | $80.11 | $176,242.00 |
DisclosureSEC source: 0001246360-20-000416 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:56 UTC |
PAYNE LISA ADirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000407 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,364 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:56 UTC |
Parfet Donald RDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000411 · form.xml · nonDerivative · entry 2 Parfet Donald R · CIK 0001305641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,175 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:56 UTC |
Rosamilia Thomas WDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000410 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:56 UTC |
Watson Patricia ADirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000409 · form.xml · nonDerivative · entry 1 Watson Patricia A · CIK 0001570660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,647 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:56 UTC |
Murphy PamDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000408 · form.xml · nonDerivative · entry 1 Murphy Pam · CIK 0001778037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:49 UTC |
Kingsley Lawrence DDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000406 · form.xml · nonDerivative · entry 1 Kingsley Lawrence D · CIK 0001301427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,646.868 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:49 UTC |
Holloman James PhillipDirector
|
GrantRestricted Stock Units · Derivative | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000405 · form.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,505 Underlying: Common Stock · 198 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:49 UTC |
KALMANSON STEVEN RDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000404 · form.xml · nonDerivative · entry 1 KALMANSON STEVEN R · CIK 0001222892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,962 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:28 UTC |
KEANE JAMES PDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000402 · form.xml · nonDerivative · entry 1 KEANE JAMES P · CIK 0001196719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,962 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 22:28 UTC |
House Rebecca WSr.VP, Gen Counsel & Secretary
|
SaleCommon Stock | 895 | $202.70 | $181,417.31 |
DisclosureSEC source: 0001246360-20-000125 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,095 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/17/2019 to cover taxes due on restricted stock that vested on 1/3/2020. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.65 to $202.72. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:21 UTC |
Holloman James PhillipDirector
|
GrantRestricted Stock Units · Derivative | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000019 · form.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,307 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 00:21 UTC |
Goris Patrick P.Sr. VP and CFO
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SaleCommon Stock | 69 | $202.86 | $13,997.34 |
DisclosureSEC source: 0001246360-19-002667 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,192.96 F2 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/21/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F3 · ownership.direct: Includes 4,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 00:14 UTC |
Etzel Steven W.VP and Treasurer
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SaleCommon Stock | 70 | $202.86 | $14,200.20 |
DisclosureSEC source: 0001246360-19-002666 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,203 F2 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/23/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F3 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:35 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
SaleCommon Stock | 501 | $199.12 | $99,761.12 |
DisclosureSEC source: 0001246360-19-002649 · form.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,676 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/16/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.10 to $199.13. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:42 UTC |
Riesterer Terry L.Vice President and Controller
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SaleCommon Stock | 138 | $199.18 | $27,487.01 |
DisclosureSEC source: 0001246360-19-002656 · form.xml · nonDerivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/17/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.09 to $199.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:42 UTC |
Nicolas ErnestSVP, Operations & Eng Services
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SaleCommon Stock | 121 | $199.02 | $24,081.26 |
DisclosureSEC source: 0001246360-19-002655 · form.xml · nonDerivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,497.5 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 11/25/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.88 to $199.045. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 4,340 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:36 UTC | SaleCommon Stock | 183 | $199.02 | $36,420.17 |
DisclosureSEC source: 0001246360-19-002654 · form.xml · nonDerivative · entry 3 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,776 F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/17/2019 to cover taxes due on restricted stock and performance shares that vested on 12/6/2019. F8 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.99 to $199.04. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F9 · ownership.direct: Includes 2,240 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.