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ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2021 Filed Dec 14, 2021 22:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionRestricted Stock Units · Derivative 203 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000173 · wf-form4_163952091251904.xml · derivative · entry 5

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Underlying: Common Stock · 203 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 203 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000173 · wf-form4_163952091251904.xml · nonDerivative · entry 1

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,037.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:21 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 285 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000171 · wf-form4_163952045179812.xml · derivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

Underlying: Common Stock · 285 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:21 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000171 · wf-form4_163952045179812.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:49 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,635 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · derivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 2,635 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:49 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 2,635 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:43 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000167 · wf-form4_163951818425763.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 65 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:43 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000167 · wf-form4_163951818425763.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:33 UTC Exercise / conversionRestricted Stock Units · Derivative 528 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057

Underlying: Common Stock · 528 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:33 UTC Exercise / conversionCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:29 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 486 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · derivative · entry 5

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Underlying: Common Stock · 486 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:29 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionCommon Stock 486 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · nonDerivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:25 UTC
Fooks Elik ISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 183 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000161 · wf-form4_163951708391769.xml · derivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Stock · 183 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:25 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000161 · wf-form4_163951708391769.xml · nonDerivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,123.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC
Chand SujeetSr VP, Technology
Exercise / conversionRestricted Stock Units · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000159 · wf-form4_163951657854975.xml · derivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730

Underlying: Common Stock · 365 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC
Chand SujeetSr VP, Technology
Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000159 · wf-form4_163951657854975.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 00:11 UTC SaleCommon Stock 50 $348.83 $17,441.50
Disclosure

SEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,458

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 00:11 UTC SaleCommon Stock 1,526 $348.09 $531,185.95
Disclosure

SEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,508

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $347.77 to $348.615. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 00:11 UTC SaleCommon Stock 1,315 $347.27 $456,665.31
Disclosure

SEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $346.74 to $347.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 00:11 UTC SaleCommon Stock 450 $346.24 $155,806.52
Disclosure

SEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,349

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.63 to $346.60. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 01:12 UTC
PAYNE LISA ADirector
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000121 · wf-form4_163901236285574.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,434

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 01:20 UTC GrantRestricted Stock Units · Derivative 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000129 · wf-form4_163901282424164.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,185

Underlying: Common Stock · 421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 01:18 UTC GrantRestricted Stock Units · Derivative 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000127 · wf-form4_163901271469576.xml · derivative · entry 2

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980

Underlying: Common Stock · 421 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F3 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 01:17 UTC GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000125 · wf-form4_163901261240174.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 01:15 UTC GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000123 · wf-form4_163901248619352.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,120

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 01:07 UTC GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000119 · wf-form4_163901203563641.xml · nonDerivative · entry 1

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,847

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 01:02 UTC
Murphy PamDirector
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000117 · wf-form4_163901175374057.xml · nonDerivative · entry 1

Murphy Pam · CIK 0001778037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 00:59 UTC GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000115 · wf-form4_163901158159246.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 00:56 UTC GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000113 · wf-form4_163901135151951.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:11 UTC GrantRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Underlying: Common Stock · 1,112 shares

Expires 2024-12-07

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:11 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 4,448 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000157 · wf-form4_163909505117398.xml · derivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448

Underlying: Common Stock · 4,448 shares

Expires 2031-12-07

F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F8 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:04 UTC
Woods IsaacVice President and Treasurer
GrantRestricted Stock Units · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000155 · wf-form4_163909465193276.xml · derivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

Underlying: Common Stock · 257 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:04 UTC
Woods IsaacVice President and Treasurer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,027 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000155 · wf-form4_163909465193276.xml · derivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Common Stock · 1,027 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:00 UTC GrantRestricted Stock Units · Derivative 941 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000153 · wf-form4_163909438915728.xml · derivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

Underlying: Common Stock · 941 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,764 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000153 · wf-form4_163909438915728.xml · derivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,764

Underlying: Common Stock · 3,764 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:48 UTC
Shepherd Brian ASr. VP Software and Control
GrantRestricted Stock Units · Derivative 1,283 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000151 · wf-form4_163909371678456.xml · derivative · entry 2

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Underlying: Common Stock · 1,283 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:48 UTC
Shepherd Brian ASr. VP Software and Control
GrantEmployee Stock Option (Right to Buy) · Derivative 5,133 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000151 · wf-form4_163909371678456.xml · derivative · entry 1

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,133

Underlying: Common Stock · 5,133 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:45 UTC
Riesterer Terry L.Vice President and Controller
GrantRestricted Stock Units · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000149 · wf-form4_163909354182219.xml · derivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

Underlying: Common Stock · 257 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 07, 2021 Filed Dec 9, 2021 23:45 UTC
Riesterer Terry L.Vice President and Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 1,027 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000149 · wf-form4_163909354182219.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Common Stock · 1,027 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

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December 07, 2021 Filed Dec 9, 2021 23:41 UTC
Perducat CyrilSVP, Technology
GrantRestricted Stock Units · Derivative 941 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000147 · wf-form4_163909324507989.xml · derivative · entry 2

Perducat Cyril · CIK 0001862211 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

Underlying: Common Stock · 941 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:41 UTC
Perducat CyrilSVP, Technology
GrantEmployee Stock Option (Right to Buy) · Derivative 3,764 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000147 · wf-form4_163909324507989.xml · derivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,764

Underlying: Common Stock · 3,764 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

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December 07, 2021 Filed Dec 9, 2021 23:38 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
GrantRestricted Stock Units · Derivative 856 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000145 · wf-form4_163909311158808.xml · derivative · entry 2

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856

Underlying: Common Stock · 856 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:38 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 3,422 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000145 · wf-form4_163909311158808.xml · derivative · entry 1

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,422

Underlying: Common Stock · 3,422 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:34 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000143 · wf-form4_163909285232225.xml · derivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:34 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 2,738 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000143 · wf-form4_163909285232225.xml · derivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738

Underlying: Common Stock · 2,738 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:30 UTC
Moret Blake D.Director · President and CEO
GrantRestricted Stock Units · Derivative 7,698 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000141 · wf-form4_163909259006402.xml · derivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,698

Underlying: Common Stock · 7,698 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:30 UTC
Moret Blake D.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 30,794 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000141 · wf-form4_163909259006402.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,794

Underlying: Common Stock · 30,794 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:27 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantRestricted Stock Units · Derivative 137 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000139 · wf-form4_163909245799449.xml · derivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137

Underlying: Common Stock · 137 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:27 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 548 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000139 · wf-form4_163909245799449.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock · 548 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:23 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
GrantRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000137 · wf-form4_163909218975114.xml · derivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Underlying: Common Stock · 1,112 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.