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person · Reporting owner

Lakkundi Veena M

Disclosed activity across 4 companies

Tapewire entity
44534
SEC CIK
0001820707

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275Senior Vice PresidentFebruary 01, 2021February 16, 2021
APOGEE ENTERPRISES, INC.APOG · Entity 5131Pres, Performance SurfacesApril 30, 2026May 04, 2026
ROCKWELL AUTOMATION, INCROK · Entity 906SVP, Strategy & Corp DevelopmtDecember 07, 2024December 11, 2024
TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439DirectorMay 21, 2026May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date February 01, 2021 · Filed February 16, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,069.4224 Reported balance After 2021-02-01 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-02-01 · Tax withholding · Disposed 189 · Balance 1,069.4224

F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

APOGEE ENTERPRISES, INC.

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,158 Reported balance After 2026-04-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-30 · Tax withholding · Disposed 1,306 · Balance 39,158

F1: Includes the aggregate number of shares withheld for tax liability.

F2: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes the aggregate number of shares withheld for tax liability.

F2: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

ROCKWELL AUTOMATION, INC

Report date December 07, 2024 · Filed December 11, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,504 Ending reported balance After 2024-12-10 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2024-12-07 · Exercise / conversion · Acquired 371 · Balance 5,270

Row 2 · 2024-12-09 · Sale · Disposed 112 · Balance 5,158

F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/7/2024.

F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7350 to $302.3600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Row 3 · 2024-12-09 · Exercise / conversion · Acquired 501 · Balance 5,659

Row 4 · 2024-12-10 · Sale · Disposed 29 · Balance 5,630

F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.8950 to $295.5850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Row 5 · 2024-12-10 · Sale · Disposed 66 · Balance 5,564

F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.1000 to $296.9950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Row 6 · 2024-12-10 · Sale · Disposed 50 · Balance 5,514

F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F6: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.2950 to $298.2100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Row 7 · 2024-12-10 · Sale · Disposed 10 · Balance 5,504

F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F7: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.9000 to $298.9050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-07Direct0 Reported balance After 2024-12-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-12-07 · Exercise / conversion · Disposed 371 · Balance 0

F8: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-09Direct501 Reported balance After 2024-12-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-09 · Exercise / conversion · Disposed 501 · Balance 501

F8: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/7/2024.

F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7350 to $302.3600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.8950 to $295.5850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.1000 to $296.9950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.2950 to $298.2100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F7: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.9000 to $298.9050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

TRINITY INDUSTRIES INC

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Trinity Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,024 Reported balance After 2026-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 4,024 · Balance 4,024

F1: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2026 Filed May 26, 2026 21:02 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-26-000095 · wk-form4_1779829332.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Read SEC document
April 30, 2026 Filed May 4, 2026 17:09 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 Tax withholdingCommon Stock 1,306 $36.40 $47,538.40
Disclosure

SEC source: 0001820707-26-000007 · wk-form4_1777914593.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Pres, Performance Surfaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,158

F1 · shares: Includes the aggregate number of shares withheld for tax liability.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
April 22, 2026 Filed Apr 24, 2026 19:53 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 9,583 $35.47 $339,909.01
Disclosure

SEC source: 0000006845-26-000025 · wk-form4_1777060422.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Pres, Performance Surfaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,464

F1 · shares: Shares vest over a three-year vesting period with one-third of the shares vesting on 4/30/27, 4/30/28 and 4/30/29.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 21:05 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 16,882 $35.54 $599,986.28
Disclosure

SEC source: 0001820707-26-000004 · wk-form4_1768597498.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Pres, Performance Surfaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,881

F1 · shares: Shares vest over a two-year vesting period with one-half of the shares vesting on 1/14/27 and 1/14/28.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 18:28 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 1,341 $37.29 $50,005.89
Disclosure

SEC source: 0001820707-26-000002 · wk-form4_1767896917.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Pres, Performance Surfaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,999

F1 · shares: Includes the aggregate number of shares withheld for tax liability.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:47 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Stock Units · Derivative 5,121 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-25-000059 · wk-form4_1747691252.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,121

Underlying: Common Stock · 5,121 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Read SEC document
May 15, 2025 Filed Jun 2, 2025 21:19 UTC Amendment TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantCommon Stock 5,121 $0.00 $0.00
Disclosure

SEC source: 0000099780-25-000081 · wk-form4a_1748899184.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,121

Read SEC document
April 22, 2025 Filed Apr 24, 2025 21:31 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 7,959 $45.61 $363,009.99
Disclosure

SEC source: 0000006845-25-000057 · wk-form4_1745530296.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Pres, Performance Surfaces

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,340

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2026, 4/30/2027 and 4/30/2028.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 18:08 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantCommon Stock 7,381 $0.00 $0.00
Disclosure

SEC source: 0000006845-25-000026 · wk-form4_1736359731.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · President, Large Scale Optical

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,381

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 1/6/2026, 1/6/2027 and 1/6/2028.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 10 $298.90 $2,989.02
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · nonDerivative · entry 7

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,504

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.9000 to $298.9050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 50 $297.82 $14,890.79
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · nonDerivative · entry 6

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,514

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.2950 to $298.2100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 66 $296.68 $19,581.18
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · nonDerivative · entry 5

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,564

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.1000 to $296.9950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 29 $295.26 $8,562.59
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · nonDerivative · entry 4

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,630

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.8950 to $295.5850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 501 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · derivative · entry 9

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 501

Underlying: Common Stock · 501 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · nonDerivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 112 $302.06 $33,831.19
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,158

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/7/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7350 to $302.3600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · derivative · entry 8

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 371 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2024 Filed Dec 11, 2024 01:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000189 · wk-form4_1733879346.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 22:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted Stock Units · Derivative 1,313 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000161 · wk-form4_1733522944.xml · derivative · entry 5

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,313

Underlying: Common Stock · 1,313 shares

Expires 2027-12-05

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 22:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (Right to Buy) · Derivative 4,172 $0.00 Strike: $297.10 $0.00
Disclosure

SEC source: 0001024478-24-000161 · wk-form4_1733522944.xml · derivative · entry 4

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,172

Underlying: Common Stock · 4,172 shares

Expires 2034-12-05

F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F6 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 22:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 142 $296.09 $42,045.19
Disclosure

SEC source: 0001024478-24-000161 · wk-form4_1733522944.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,899

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/4/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.09 to $296.5050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 465 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000161 · wk-form4_1733522944.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 465 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:09 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 465 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000161 · wk-form4_1733522944.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 01:04 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 579 $266.86 $154,510.38
Disclosure

SEC source: 0001024478-24-000103 · wk-form4_1730855091.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,576

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 11/1/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $266.3540 to $267.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2024 Filed Nov 6, 2024 01:04 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 1,876 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000103 · wk-form4_1730855091.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,876 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 01, 2024 Filed Nov 6, 2024 01:04 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000103 · wk-form4_1730855091.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:34 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Stock Units · Derivative 4,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-24-000096 · wk-form4_1716410046.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,488

Underlying: Common Stock · 4,488 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 01:50 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 20 $280.21 $5,604.25
Disclosure

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 5

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,279

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.2250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 01:50 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 208 $279.66 $58,168.91
Disclosure

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 4

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,299

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.01 to $280. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 01:50 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · derivative · entry 7

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 500 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 01:50 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 01:50 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 169 $279.04 $47,158.55
Disclosure

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,007

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:50 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · derivative · entry 6

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 371

Underlying: Common Stock · 371 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:50 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000189 · wk-form4_1702345804.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 00:48 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted Stock Units · Derivative 1,396 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000176 · wk-form4_1701823685.xml · derivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,396

Underlying: Common Stock · 1,396 shares

Expires 2026-12-04

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 00:48 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (Right to Buy) · Derivative 4,540 $0.00 Strike: $279.50 $0.00
Disclosure

SEC source: 0001024478-23-000176 · wk-form4_1701823685.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,540

Underlying: Common Stock · 4,540 shares

Expires 2033-12-04

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 02, 2023 Filed Nov 2, 2023 21:55 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 597 $257.14 $153,513.00
Disclosure

SEC source: 0001024478-23-000124 · wk-form4_1698962100.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,805

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/31/2023 to cover taxes due on restricted stock units that vested on 11/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.0901 to $257.16. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:55 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 1,876 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000124 · wk-form4_1698962100.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,876

Underlying: Common Stock · 1,876 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:55 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000124 · wk-form4_1698962100.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:09 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Stock Units · Derivative 6,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-23-000066 · wf-form4_168375293021792.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,473

Underlying: Common Stock · 6,473 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted Stock Units · Derivative 1,502 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000169 · wf-form4_167097275754041.xml · derivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502

Underlying: Common Stock · 1,502 shares

Expires 2025-12-09

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (Right to Buy) · Derivative 5,025 $0.00 Strike: $259.81 $0.00
Disclosure

SEC source: 0001024478-22-000169 · wf-form4_167097275754041.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 5,025 shares

Expires 2032-12-09

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 00:11 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 113 $256.87 $29,026.37
Disclosure

SEC source: 0001024478-22-000119 · wf-form4_167054468135117.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/7/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.87 to $256.9301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:11 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000119 · wf-form4_167054468135117.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742

Underlying: Common Stock · 370 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:11 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000119 · wf-form4_167054468135117.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 22:32 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 1 $242.97 $242.97
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · nonDerivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock that vested on 11/1/2022.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 22:32 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 605 $242.23 $146,551.87
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock that vested on 11/1/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $241.95 to $242.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:32 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · derivative · entry 4

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Underlying: Common Stock · 1,875 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:32 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000091 · wf-form4_166751470532527.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:04 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Stock Units · Derivative 3,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-22-000121 · wf-form4_166276108351296.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

Underlying: Common Stock · 3,609 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.