Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| METTLER TOLEDO INTERNATIONAL INC/MTD · Entity 3168 | Director | November 11, 2025 | November 13, 2025 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr. VP Software and Control | February 01, 2024 | February 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
METTLER TOLEDO INTERNATIONAL INC/
Report date November 11, 2025 · Filed November 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 146 |
Reported balance
After 2025-11-11 transaction · row 1
1 source rowRow 1 · 2025-11-11 · Grant · Acquired 63 · Balance 146 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,445.06 · Expires 2035-11-11 | Direct | 162 |
Reported balance
After 2025-11-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-11 · Grant · Acquired 162 · Balance 162 F1: The options vest annually in two equal installments beginning on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest annually in two equal installments beginning on the first anniversary of the date of grant.
ROCKWELL AUTOMATION, INC
Report date February 01, 2024 · Filed February 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,088 |
Ending reported balance
After 2024-02-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-01 · Exercise / conversion · Acquired 2,020 · Balance 5,725 Row 2 · 2024-02-02 · Sale · Disposed 637 · Balance 5,088 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 2/1/2024. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $262.61 to $263.1325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-02-01 | Direct | 0 |
Reported balance
After 2024-02-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-01 · Exercise / conversion · Disposed 2,020 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 2/1/2024.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $262.61 to $263.1325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2025 Filed Nov 13, 2025 16:05 UTC | METTLER TOLEDO INTERNATIONAL INC/ MTD · Entity 3168 | GrantStock Option (right to buy) · Derivative | 162 | $0.00 Strike: $1,445.06 | $0.00 |
DisclosureSEC source: 0001037646-25-000084 · form4.xml · derivative · entry 2 Shepherd Brian A · CIK 0001458677 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162 Underlying: Common Stock, par value $0.01 per share · 162 shares Expires 2035-11-11 F1 · derivative.exercise_date: The options vest annually in two equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 16:05 UTC | METTLER TOLEDO INTERNATIONAL INC/ MTD · Entity 3168 | GrantCommon Stock, par value $0.01 per share | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001037646-25-000084 · form4.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146 Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 18:34 UTC | METTLER TOLEDO INTERNATIONAL INC/ MTD · Entity 3168 | GrantStock Option (right to buy) · Derivative | 182 | $0.00 Strike: $1,260.97 | $0.00 |
DisclosureSEC source: 0001062993-24-019112 · form4.xml · derivative · entry 2 Shepherd Brian A · CIK 0001458677 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182 Underlying: Common Stock, par value $0.01 per share · 182 shares Expires 2034-11-12 F1 · derivative.exercise_date: The options vest annually in two equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 18:34 UTC | METTLER TOLEDO INTERNATIONAL INC/ MTD · Entity 3168 | GrantCommon Stock, par value $0.01 per share | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019112 · form4.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83 Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 14:07 UTC | METTLER TOLEDO INTERNATIONAL INC/ MTD · Entity 3168 | GrantCommon Stock, par value $0.01 per share | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015685 · form4.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12 Read SEC document |
| February 02, 2024 Filed Feb 2, 2024 21:41 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 637 | $262.87 | $167,447.62 |
DisclosureSEC source: 0001024478-24-000012 · wk-form4_1706910063.xml · nonDerivative · entry 2 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,088 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 2/1/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $262.61 to $263.1325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:41 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000012 · wk-form4_1706910063.xml · derivative · entry 3 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,020 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:41 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000012 · wk-form4_1706910063.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 40 | $280.16 | $11,206.20 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 6 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,705 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 273 | $279.64 | $76,340.90 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 5 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,745 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · derivative · entry 8 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,386 Underlying: Common Stock · 693 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 4 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1 | $279.62 | $279.62 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 3 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,325 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 193 | $279.04 | $53,855.38 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 2 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,326 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · derivative · entry 7 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 428 Underlying: Common Stock · 428 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000205 · wk-form4_1702346559.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 00:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 626 | $285.93 | $178,994.50 |
DisclosureSEC source: 0001024478-23-000016 · wf-form4_167538319124832.xml · nonDerivative · entry 2 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,091 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022 to cover taxes due on restricted stock that vested on 2/1/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.81 to $286.5801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 00:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000016 · wf-form4_167538319124832.xml · derivative · entry 3 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Underlying: Common Stock · 2,020 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 00:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000016 · wf-form4_167538319124832.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000183 · wf-form4_167097357374912.xml · derivative · entry 2 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079 Underlying: Common Stock · 2,079 shares Expires 2025-12-09 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,957 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001024478-22-000183 · wf-form4_167097357374912.xml · derivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,957 Underlying: Common Stock · 6,957 shares Expires 2032-12-09 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 129 | $256.72 | $33,116.94 |
DisclosureSEC source: 0001024478-22-000139 · wf-form4_167054568214153.xml · nonDerivative · entry 2 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.72 to $256.7901. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000139 · wf-form4_167054568214153.xml · derivative · entry 3 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856 Underlying: Common Stock · 427 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000139 · wf-form4_167054568214153.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 21:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 361 | $294.72 | $106,394.61 |
DisclosureSEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · nonDerivative · entry 3 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 2/1/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.2601 to $295.0650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 21:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 260 | $293.53 | $76,317.59 |
DisclosureSEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · nonDerivative · entry 2 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 2/1/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.21 to $293.89. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · derivative · entry 4 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,040 Underlying: Common Stock · 2,020 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · nonDerivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000151 · wf-form4_163909371678456.xml · derivative · entry 2 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283 Underlying: Common Stock · 1,283 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,133 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000151 · wf-form4_163909371678456.xml · derivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,133 Underlying: Common Stock · 5,133 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 6,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000360 · form.xml · derivative · entry 1 Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,060 Underlying: Common Stock · 6,060 shares Expires 2024-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.