Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2024 Filed Feb 28, 2024 22:40 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 2,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004824 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,395 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:39 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 3,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004822 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 61,498 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:39 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004822 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,076 F2 · price: Settlement of performance-based restricted stock units granted 3/05/2021. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:39 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 14,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004822 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,253 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:38 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 5,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004819 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,913 F1 · price: Grant of restricted stock units. Read SEC document |
| January 10, 2024 Filed Jan 11, 2024 22:35 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 12,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000806 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,732 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 1,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:48 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023131 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,074 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 1,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 23:02 UTC |
Valdes Luis E.Executive Chairman, Latam
|
GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023151 · form4.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Executive Chairman, Latam 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,668 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 23:01 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023150 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,530 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,633 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:56 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 7 | $78.36 | $548.52 |
DisclosureSEC source: 0001062993-23-023149 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,630 Underlying: Common Stock · 7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:56 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023149 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,243 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:55 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023148 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,860 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:55 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023147 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,716 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:54 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023146 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,942 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:54 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023145 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,511 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:53 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023144 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,341 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:53 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 126 | $78.36 | $9,873.36 |
DisclosureSEC source: 0001062993-23-023143 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,676 Underlying: Common Stock · 126 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:53 UTC |
Mills ScottDirector
|
GrantCommon Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023143 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,341 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:53 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 189 | $78.36 | $14,810.04 |
DisclosureSEC source: 0001062993-23-023142 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,230 Underlying: Common Stock · 189 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:53 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023142 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,226 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:52 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023141 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,878 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:52 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023140 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,783 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:52 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 134 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023139 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,129 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:51 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023138 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 58,174 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes an accumulative total of 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:51 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023138 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,929 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:51 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023137 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,564 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:51 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023136 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,106 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2,182 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:50 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023135 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,380 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:50 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 196 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023134 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,827 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:49 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $78.36 | $1,175.40 |
DisclosureSEC source: 0001062993-23-023133 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,810 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:49 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023133 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,474 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,062 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:49 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023132 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,305 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:47 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023130 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,281 F1 · price: Grant of restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:26 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 931 | $75.15 | $69,964.65 |
DisclosureSEC source: 0001062993-23-022411 · form4.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,041 Underlying: Common Stock · 931 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:30 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 765 | $75.15 | $57,489.75 |
DisclosureSEC source: 0001062993-23-022415 · form4.xml · derivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,623 Underlying: Common Stock · 765 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:29 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 823 | $75.15 | $61,848.45 |
DisclosureSEC source: 0001062993-23-022413 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,550 Underlying: Common Stock · 823 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 16:08 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GiftCommon Stock | 34,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021329 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,809 F1 · balance_after: Includes an accumulative total of 7,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:50 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018858 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,742 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 1,082 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:57 UTC |
Valdes Luis E.Executive Chairman, Latam
|
GrantCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018888 · form4.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Executive Chairman, Latam 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,642 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:57 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018886 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 58,065 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes an accumulative total of 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:57 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018886 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,745 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:56 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018882 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,458 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:55 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018879 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,891 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2,164 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:54 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 757 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018874 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,656 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:54 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018871 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,631 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:53 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 16 | $72.07 | $1,153.12 |
DisclosureSEC source: 0001062993-23-018868 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,794 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:53 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
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GrantCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018868 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,332 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:52 UTC |
Halter Patrick GregoryPresident and CEO - PAM
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GrantCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018864 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,128 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:51 UTC |
Friedrich Amy ChristinePresident - USIS
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GrantCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018862 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,247 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,560 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:49 UTC |
RIVERA ALFREDODirector
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GrantPhantom Stock Units · Derivative | 8 | $72.07 | $576.56 |
DisclosureSEC source: 0001062993-23-018854 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858 Underlying: Common Stock · 8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.