Last 12 months
Inside the activity.
1 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2017 Filed Feb 22, 2017 20:38 UTC |
Caruso Thomas J.Chief Client Officer
|
Exercise / conversionCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · nonDerivative · entry 2 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:33 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000020 · wf-form4_148781359220123.xml · derivative · entry 6 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Underlying: Common Stock · 953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:33 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 360 | $46.48 | $16,732.80 |
DisclosureSEC source: 0001395942-17-000020 · wf-form4_148781359220123.xml · nonDerivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:33 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
Exercise / conversionCommon Stock | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000020 · wf-form4_148781359220123.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:44 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000025 · wf-form4_148781428626880.xml · derivative · entry 5 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Underlying: Common Stock · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:44 UTC |
Kett John WIAA CEO & President
|
Tax withholdingCommon Stock | 391 | $46.48 | $18,173.68 |
DisclosureSEC source: 0001395942-17-000025 · wf-form4_148781428626880.xml · nonDerivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:44 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000025 · wf-form4_148781428626880.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:43 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000024 · wf-form4_148781416690021.xml · derivative · entry 6 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431 Underlying: Common Stock · 6,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:43 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,044 | $46.48 | $95,005.12 |
DisclosureSEC source: 0001395942-17-000024 · wf-form4_148781416690021.xml · nonDerivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:43 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 6,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000024 · wf-form4_148781416690021.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 02:21 UTC |
Money James E. IIAFC President
|
Exercise / conversionRestricted Stock Units · Derivative | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000032 · wf-form4_148781649462322.xml · derivative · entry 8 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471.3886 Underlying: Common Stock · 474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 02:21 UTC |
Money James E. IIAFC President
|
Tax withholdingCommon Stock | 176 | $46.48 | $8,180.48 |
DisclosureSEC source: 0001395942-17-000032 · wf-form4_148781649462322.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 02:21 UTC |
Money James E. IIAFC President
|
Exercise / conversionCommon Stock | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000032 · wf-form4_148781649462322.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit and dividend equivalent is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units and dividend equivalents vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:55 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Exercise / conversionRestricted Stock Units · Derivative | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000030 · wf-form4_148781490731870.xml · derivative · entry 6 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Underlying: Common Stock · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:55 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Tax withholdingCommon Stock | 366 | $46.48 | $17,011.68 |
DisclosureSEC source: 0001395942-17-000030 · wf-form4_148781490731870.xml · nonDerivative · entry 3 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:55 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Exercise / conversionCommon Stock | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000030 · wf-form4_148781490731870.xml · nonDerivative · entry 2 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:49 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000028 · wf-form4_148781456814185.xml · derivative · entry 6 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Underlying: Common Stock · 536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:49 UTC |
Price Lisa A.EVP of Human Resources
|
Tax withholdingCommon Stock | 199 | $46.48 | $9,249.52 |
DisclosureSEC source: 0001395942-17-000028 · wf-form4_148781456814185.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:49 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000028 · wf-form4_148781456814185.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:48 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Exercise / conversionRestricted Stock Units · Derivative | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000027 · wf-form4_148781447247114.xml · derivative · entry 5 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Underlying: Common Stock · 953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:48 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Tax withholdingCommon Stock | 409 | $46.48 | $19,010.32 |
DisclosureSEC source: 0001395942-17-000027 · wf-form4_148781447247114.xml · nonDerivative · entry 3 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:48 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Exercise / conversionCommon Stock | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000027 · wf-form4_148781447247114.xml · nonDerivative · entry 2 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:05 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,280 | $18.80 Strike: $18.80 | $61,664.00 |
DisclosureSEC source: 0001395942-17-000017 · wf-form4_148719634565715.xml · derivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,280 shares Expires 2021-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:05 UTC |
Price Lisa A.EVP of Human Resources
|
SaleCommon Stock | 3,280 | $46.00 | $150,880.00 |
DisclosureSEC source: 0001395942-17-000017 · wf-form4_148719634565715.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:05 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionCommon Stock | 3,280 | $18.80 | $61,664.00 |
DisclosureSEC source: 0001395942-17-000017 · wf-form4_148719634565715.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:54 UTC |
Price Lisa A.EVP of Human Resources
|
SaleCommon Stock | 1,540 | $46.02 | $70,878.19 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:54 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionCommon Stock | 1,540 | $18.80 | $28,952.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 4 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:54 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 1,720 | $18.80 Strike: $18.80 | $32,336.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · derivative · entry 7 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,280 Underlying: Common Stock · 1,720 shares Expires 2021-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: 180 shares were exercised on January 17, 2017 and 1,540 shares were exercised on January 18, 2017. F6 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:54 UTC |
Price Lisa A.EVP of Human Resources
|
SaleCommon Stock | 180 | $46.00 | $8,280.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:54 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionCommon Stock | 180 | $18.80 | $3,384.00 |
DisclosureSEC source: 0001395942-17-000015 · wf-form4_148487005426099.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:07 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 65.6484 | $44.61 | $2,928.58 |
DisclosureSEC source: 0001395942-17-000005 · wf-form4_148410044477042.xml · derivative · entry 4 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474.4598 Underlying: Common Stock · 65.6484 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payments in the form of additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 442.1195 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:09 UTC |
Jolliffe LynnDirector
|
GrantPhantom Stock · Derivative | 44.1514 | $44.61 | $1,969.59 |
DisclosureSEC source: 0001395942-17-000006 · wf-form4_148410053165789.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411.1386 Underlying: Common Stock · 44.1514 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:54 UTC |
BOURELL TODD FDirector
|
GrantCommon Stock · Derivative | 41.1299 | $44.61 | $1,834.80 |
DisclosureSEC source: 0001628280-17-000188 · wf-form4_148410322804705.xml · derivative · entry 2 BOURELL TODD F · CIK 0001269126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199.8967 Underlying: Common Stock · 41.1299 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 167.5564 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:11 UTC |
ECTON DONNA RDirector
|
GrantPhantom Stock · Derivative | 78.7096 | $44.61 | $3,511.24 |
DisclosureSEC source: 0001395942-17-000008 · wf-form4_148410068798026.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632.3191 Underlying: Common Stock · 78.7096 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additonal shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 599.9788 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:02 UTC |
HOWELL J MARKDirector
|
GrantCommon Stock · Derivative | 50.7215 | $44.61 | $2,262.69 |
DisclosureSEC source: 0001395942-17-000001 · wf-form4_148410013005858.xml · derivative · entry 2 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276.6208 Underlying: Common Stock · 50.7215 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 244.2805 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:16 UTC |
Money James E. IIAFC President
|
GrantRestricted Stock Units · Derivative | 10.6677 | $44.61 | $475.89 |
DisclosureSEC source: 0001395942-17-000010 · wf-form4_148410094741886.xml · derivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497.8083 Underlying: Common Stock · 10.6677 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents will vest on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents will vest on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:16 UTC |
Money James E. IIAFC President
|
GrantRestricted Stock Units · Derivative | 6.7332 | $44.61 | $300.37 |
DisclosureSEC source: 0001395942-17-000010 · wf-form4_148410094741886.xml · derivative · entry 5 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945.3886 Underlying: Common Stock · 6.7332 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents will vest on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents will vest on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:13 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 59.9236 | $44.61 | $2,673.19 |
DisclosureSEC source: 0001395942-17-000009 · wf-form4_148410077806775.xml · derivative · entry 3 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416.6343 Underlying: Common Stock · 59.9236 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 384.294 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:06 UTC |
Larson John P.Director
|
GrantPhantom Stock · Derivative | 65.6484 | $44.61 | $2,928.58 |
DisclosureSEC source: 0001395942-17-000004 · wf-form4_148410038722297.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474.4598 Underlying: Common Stock · 65.6484 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 442.1195 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:05 UTC |
Smith Stephen E.Director
|
GrantPhantom Stock · Derivative | 57.2126 | $44.61 | $2,552.25 |
DisclosureSEC source: 0001395942-17-000003 · wf-form4_148410033584837.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568.9979 Underlying: Common Stock · 57.2126 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 18:04 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
GiftCommon Stock | 11,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-16-000377 · wf-form4_148253426309150.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,795.5708 F1 · balance_after: Includes 617.4319 shares acquired (including 4.0511 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 00:14 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 19,830 | $43.25 | $857,647.50 |
DisclosureSEC source: 0001395942-16-000373 · wf-form4_148219282729441.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657.2033 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 00:14 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
GrantCommon Stock | 46,894.2033 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-16-000373 · wf-form4_148219282729441.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,487.2033 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from December 13, 2013 through December 13, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on December 15, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:23 UTC |
Loughmiller Eric M.EVP & CFO
|
Tax withholdingCommon Stock | 64,890 | $43.25 | $2,806,492.50 |
DisclosureSEC source: 0001395942-16-000375 · wf-form4_148219342161845.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,124.0918 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:23 UTC |
Loughmiller Eric M.EVP & CFO
|
GrantCommon Stock | 146,541.6599 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-16-000375 · wf-form4_148219342161845.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,014.0918 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from December 13, 2013 through December 13, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on December 15, 2016. F3 · balance_after: Includes 617.4319 shares acquired (including 4.0511 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:18 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 135,551 | $43.25 | $5,862,580.75 |
DisclosureSEC source: 0001395942-16-000374 · wf-form4_148219308617021.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,546.5708 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:18 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
GrantCommon Stock | 293,081.1389 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-16-000374 · wf-form4_148219308617021.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,097.5708 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from December 13, 2013 through December 13, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on December 15, 2016. F3 · balance_after: Includes 617.4319 shares acquired (including 4.0511 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 00:44 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $12.97 Strike: $12.97 | $194,550.00 |
DisclosureSEC source: 0001395942-16-000372 · wf-form4_148098508522082.xml · derivative · entry 4 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Stock · 15,000 shares Expires 2021-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 00:44 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
SaleCommon Stock | 15,000 | $42.19 | $632,923.50 |
DisclosureSEC source: 0001395942-16-000372 · wf-form4_148098508522082.xml · nonDerivative · entry 3 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 1, 2015. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.8200 to $42.3900 per share, inclusive. The reporting person undertakes to provide to KAR Auction Services, Inc., any security holder of KAR Auction Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 00:44 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Exercise / conversionCommon Stock | 15,000 | $12.97 | $194,550.00 |
DisclosureSEC source: 0001395942-16-000372 · wf-form4_148098508522082.xml · nonDerivative · entry 2 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.