Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IAA, Inc.IAA · Entity 115305 | Director · President | June 14, 2019 | June 14, 2019 |
| OPENLANE, Inc.KAR · Entity 4015 | Director | May 09, 2024 | May 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IAA, Inc.
Report date June 14, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
OPENLANE, Inc.
Report date May 09, 2024 · Filed May 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 762,313.8733 |
Reported balance
After 2024-05-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-09 · Exercise / conversion · Acquired 48,364 · Balance 762,313.8733 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024. F2: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested. |
| Common StockSEC Table I · non-derivative | Direct | 743,641.8733 |
Reported balance
After 2024-05-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-05-09 · Tax withholding · Disposed 18,672 · Balance 743,641.8733 F3: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 48,364 |
Reported balance
After 2024-05-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-09 · Exercise / conversion · Disposed 48,364 · Balance 48,364 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024.
F2: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.
F3: Shares withheld by the Company to satisfy tax withholding requirements.
F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2024 Filed May 13, 2024 16:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 48,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-24-000032 · wk-form4_1715630810.xml · derivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,364 Underlying: Common Stock · 48,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025. Read SEC document |
| May 09, 2024 Filed May 13, 2024 16:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 18,672 | $17.71 | $330,681.12 |
DisclosureSEC source: 0001395942-24-000032 · wk-form4_1715630810.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,641.8733 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 09, 2024 Filed May 13, 2024 16:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 48,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-24-000032 · wk-form4_1715630810.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 762,313.8733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024. F2 · balance_after: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 09:25 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 194,404 | $11.74 Strike: $11.74 | $2,282,302.96 |
DisclosureSEC source: 0001395942-24-000014 · wk-form4_1709043928.xml · derivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 194,404 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 09:25 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 164,294 | $15.06 | $2,474,267.64 |
DisclosureSEC source: 0001395942-24-000014 · wk-form4_1709043928.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 713,949.8733 F2 · kind: Represents a "net exercise" of outstanding stock options (the reporting person received 30,110 shares from exercising 194,404 stock options in a net exercise transaction with broker). Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 09:25 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 194,404 | $11.74 | $2,282,302.96 |
DisclosureSEC source: 0001395942-24-000014 · wk-form4_1709043928.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,243.8733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 9, 2023. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 15:23 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 11,032 | $15.41 | $170,003.12 |
DisclosureSEC source: 0001395942-23-000070 · wf-form4_168607937272795.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 683,839.8733 F1 · shares: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested. F1 · balance_after: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested. Read SEC document |
| May 09, 2023 Filed May 11, 2023 18:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 48,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000058 · wf-form4_168384279419785.xml · derivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,728 Underlying: Common Stock · 48,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025. Read SEC document |
| May 09, 2023 Filed May 11, 2023 18:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 13,593 | $15.09 | $205,118.37 |
DisclosureSEC source: 0001395942-23-000058 · wf-form4_168384279419785.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,807.8733 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 09, 2023 Filed May 11, 2023 18:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 48,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000058 · wf-form4_168384279419785.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 686,400.8733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2023. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 05, 2023 Filed May 9, 2023 09:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 1,466 | $14.83 | $21,740.78 |
DisclosureSEC source: 0001395942-23-000049 · wf-form4_168363721123183.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,036.8733 F1 · shares: 1,466 shares were issued to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 1,466 shares vest on June 2, 2023 and are subject to forfeiture until vested. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 19:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 14,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000012 · wf-form4_167711223591866.xml · derivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023. F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 19:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 3,693 | $14.12 | $52,145.16 |
DisclosureSEC source: 0001395942-23-000012 · wf-form4_167711223591866.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,570.8733 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 19:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 14,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000012 · wf-form4_167711223591866.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,263.8733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2023. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 15:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 4,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · derivative · entry 4 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,092 Underlying: Common Stock · 4,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 48,364 of these restricted stock units vest on May 9, 2023, 48,364 of these restricted stock units vest on May 9, 2024 and the remaining 48,364 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 48,364 of these restricted stock units vest on May 9, 2023, 48,364 of these restricted stock units vest on May 9, 2024 and the remaining 48,364 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 15:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · derivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 15:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 4,908 | $13.37 | $65,619.96 |
DisclosureSEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,141.8733 F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 15:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 4,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,049.8733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | PurchaseCommon Stock | 100,000 | $13.15 | $1,315,000.00 |
DisclosureSEC source: 0001395942-22-000037 · wf-form4_165247477810352.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,141.8733 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.57 to $13.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 45,490.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · derivative · entry 9 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,490.191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 6,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · derivative · entry 7 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 13,378 | $13.83 | $185,017.74 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 6 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,141.8733 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 45,490.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 5 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,519.8733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 2,753 | $13.83 | $38,073.99 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 4 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,029.6823 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 6,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,782.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 14,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · derivative · entry 8 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,122 Underlying: Common Stock · 14,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 3,705 | $13.97 | $51,758.85 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,106.6823 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 14,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,811.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:45 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 195,695 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000062 · wf-form4_162319951085563.xml · derivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,695 Underlying: Common Stock · 195,695 shares Expires 2031-06-04 F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:45 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 48,924 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000062 · wf-form4_162319951085563.xml · derivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,924 Underlying: Common Stock · 48,924 shares Expires 2031-06-04 F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 18:45 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 395,257 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000035 · wf-form4_161524713392759.xml · derivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,257 Underlying: Common Stock · 395,257 shares Expires 2031-03-04 F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 18:45 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 98,815 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000035 · wf-form4_161524713392759.xml · derivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,815 Underlying: Common Stock · 98,815 shares Expires 2031-03-04 F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 54,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · derivative · entry 8 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 5,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · derivative · entry 6 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 2,880 | $13.99 | $40,291.20 |
DisclosureSEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 4 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,533.6823 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 54,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,413.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 2,378 | $13.99 | $33,268.22 |
DisclosureSEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,102.6823 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 5,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,480.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021. F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2021 Filed Mar 24, 2021 19:16 UTC Amendment | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 23,724 | $13.99 | $331,898.76 |
DisclosureSEC source: 0001395942-21-000043 · wf-form4a_161662779409548.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,689.6823 F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements. F2 · shares: Due to an administrative error, the original Form 4 filed on March 4, 2021 understated the total number of shares withheld by the Company to satisfy tax withholding requirements by 20,844 shares. F2 · balance_after: Due to an administrative error, the original Form 4 filed on March 4, 2021 understated the total number of shares withheld by the Company to satisfy tax withholding requirements by 20,844 shares. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 20:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 6,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000017 · wf-form4_161412935694298.xml · derivative · entry 7 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,676 Underlying: Common Stock · 6,677 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 20:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 2,910 | $14.58 | $42,427.80 |
DisclosureSEC source: 0001395942-21-000017 · wf-form4_161412935694298.xml · nonDerivative · entry 4 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,714.6823 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 20:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 6,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000017 · wf-form4_161412935694298.xml · nonDerivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,624.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2021. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 14,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000017 · wf-form4_161412935694298.xml · derivative · entry 10 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,244 Underlying: Common Stock · 14,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F11 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F11 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 5,118 | $14.78 | $75,644.04 |
DisclosureSEC source: 0001395942-21-000017 · wf-form4_161412935694298.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,947.6823 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 14,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000017 · wf-form4_161412935694298.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,065.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021. F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:37 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · derivative · entry 8 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,366 Underlying: Common Stock · 1,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:37 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,455 | $18.75 | $27,281.25 |
DisclosureSEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,943.6823 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:37 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000110 · wf-form4_160808260192974.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,398.6823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 17:18 UTC | OPENLANE, Inc. KAR · Entity 4015 | PurchaseCommon Stock | 59,255 | $16.88 | $1,000,224.40 |
DisclosureSEC source: 0001395942-20-000052 · wf-form4_158387508809540.xml · nonDerivative · entry 1 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,943.6823 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.51 to $17.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 5,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000045 · wf-form4_158327574722005.xml · derivative · entry 4 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Underlying: Common Stock · 5,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.