Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | Director | June 04, 2020 | June 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date June 04, 2020 · Filed June 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 17,922 |
Reported balance
After 2020-06-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-04 · Grant · Acquired 8,228 · Balance 17,922 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,526.6501 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,526.6501 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. |
| Common StockSEC Table I · non-derivative | Direct | 7,689 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,689 |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.
F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested.
F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.
F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2020 Filed Jun 8, 2020 21:51 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 8,228 | $15.80 | $130,002.40 |
DisclosureSEC source: 0001395942-20-000083 · wf-form4_159165305076953.xml · derivative · entry 2 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,922 Underlying: Common Stock · 8,228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 8,228 shares of phantom stock vest on June 4, 2021, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 220.012 | $9.50 | $2,090.11 |
DisclosureSEC source: 0001395942-20-000063 · wf-form4_158629919574153.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526.6501 Underlying: Common Stock · 220.012 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares except 257.056 are vested. The 257.056 shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 92.52 | $22.40 | $2,072.45 |
DisclosureSEC source: 0001395942-20-000002 · wf-form4_157843020216224.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306.6381 Underlying: Common Stock · 92.52 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares except 37.044 are vested. The 37.044 shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 19:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 87.228 | $23.57 | $2,055.96 |
DisclosureSEC source: 0001395942-19-000107 · wf-form4_157047627426151.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214.1181 Underlying: Common Stock · 87.228 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares except 17.976 are vested. The 17.976 shares vest on June 4, 2020 and are subject to forfeiture until vested. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 49.765 | $60.07 | $2,989.38 |
DisclosureSEC source: 0001395942-19-000077 · wf-form4_156097803279589.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126.8901 Underlying: Common Stock · 49.765 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 22:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,230 | $58.31 | $130,031.30 |
DisclosureSEC source: 0001395942-19-000071 · wf-form4_155977330085493.xml · derivative · entry 2 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,694 Underlying: Common Stock · 2,230 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 22:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 56.7249 | $52.35 | $2,969.55 |
DisclosureSEC source: 0001395942-19-000052 · wf-form4_155476085837182.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077.1251 Underlying: Common Stock · 56.7249 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 20:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 62.8341 | $46.91 | $2,947.55 |
DisclosureSEC source: 0001395942-19-000007 · wf-form4_154698041921581.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020.4002 Underlying: Common Stock · 62.8341 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 49.2079 | $59.55 | $2,930.33 |
DisclosureSEC source: 0001395942-18-000128 · wf-form4_153877824832104.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957.5661 Underlying: Common Stock · 49.2079 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 21:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 52.449 | $55.52 | $2,911.97 |
DisclosureSEC source: 0001395942-18-000104 · wf-form4_153117133015487.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908.3582 Underlying: Common Stock · 52.449 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:36 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000085 · wf-form4_152832096869624.xml · nonDerivative · entry 1 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,689 F1 · balance_after: 2,140 of these shares were issued on June 4, 2018 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,140 shares vest every three months from the date issued and are subject to forfeiture until vested. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 19:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 52.9546 | $54.64 | $2,893.44 |
DisclosureSEC source: 0001395942-18-000068 · wf-form4_152304446355261.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855.9092 Underlying: Common Stock · 52.9546 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 55.7717 | $51.53 | $2,873.92 |
DisclosureSEC source: 0001395942-18-000005 · wf-form4_151553442361820.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802.9546 Underlying: Common Stock · 55.7717 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 20:51 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 53.8218 | $48.50 | $2,610.36 |
DisclosureSEC source: 0001395942-17-000108 · wf-form4_150723670042353.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747.1829 Underlying: Common Stock · 53.8218 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 63.4351 | $40.83 | $2,590.06 |
DisclosureSEC source: 0001395942-17-000090 · wf-form4_149973481319805.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693.3611 Underlying: Common Stock · 63.4351 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000086 · wf-form4_149688351694227.xml · nonDerivative · entry 1 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549 F1 · balance_after: 2,594 of these shares were issued on June 5, 2017 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,594 shares vest every three months from the date issued and are subject to forfeiture until vested. Read SEC document |
| April 04, 2017 Filed Apr 7, 2017 00:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 60.9281 | $42.19 | $2,570.56 |
DisclosureSEC source: 0001395942-17-000062 · wf-form4_149152465602602.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629.926 Underlying: Common Stock · 60.9281 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 57.2126 | $44.61 | $2,552.25 |
DisclosureSEC source: 0001395942-17-000003 · wf-form4_148410033584837.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568.9979 Underlying: Common Stock · 57.2126 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 21:37 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 52.8922 | $43.44 | $2,297.64 |
DisclosureSEC source: 0001395942-16-000362 · wf-form4_147578982272532.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511.7853 Underlying: Common Stock · 52.8922 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.