Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | AFC President | March 11, 2024 | March 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date March 11, 2024 · Filed March 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,604.3891 |
Ending reported balance
After 2024-03-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-11 · Exercise / conversion · Acquired 14,822 · Balance 59,426.3891 Row 2 · 2024-03-11 · Sale · Disposed 14,822 · Balance 44,604.3891 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $15.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.81 · Expires 2031-03-04 | Direct | 4,941 |
Reported balance
After 2024-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-11 · Exercise / conversion · Disposed 14,822 · Balance 4,941 F2: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $15.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2024 Filed Mar 13, 2024 18:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,822 | $13.81 Strike: $13.81 | $204,691.82 |
DisclosureSEC source: 0001395942-24-000018 · wk-form4_1710352989.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,941 Underlying: Common Stock · 14,822 shares Expires 2031-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 18:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 14,822 | $15.83 | $234,632.26 |
DisclosureSEC source: 0001395942-24-000018 · wk-form4_1710352989.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,604.3891 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $15.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 18:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 14,822 | $13.81 | $204,691.82 |
DisclosureSEC source: 0001395942-24-000018 · wk-form4_1710352989.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,426.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000088 · wk-form4_1702424824.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,654 Underlying: Common Stock · 346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 19,654 of these restricted stock units vest on May 9, 2024 and the remaining 20,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 19,654 of these restricted stock units vest on May 9, 2024 and the remaining 20,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 346 | $14.34 | $4,961.64 |
DisclosureSEC source: 0001395942-23-000088 · wk-form4_1702424824.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,604.3891 F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000088 · wk-form4_1702424824.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,950.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000053 · wf-form4_168384269505792.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 5,700 | $15.09 | $86,013.00 |
DisclosureSEC source: 0001395942-23-000053 · wf-form4_168384269505792.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,604.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000053 · wf-form4_168384269505792.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,304.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 00:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000011 · wf-form4_167711221556148.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 00:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 367 | $14.12 | $5,182.04 |
DisclosureSEC source: 0001395942-23-000011 · wf-form4_167711221556148.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,304.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 00:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000011 · wf-form4_167711221556148.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,671.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2023. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 20:57 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000080 · wf-form4_167096499356560.xml · derivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 4,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · derivative · entry 9 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 639 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,203 | $13.83 | $16,637.49 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,269.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 4,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 5 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,472.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 183 | $13.83 | $2,530.89 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,266.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,449.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · derivative · entry 8 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410 Underlying: Common Stock · 1,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vested on February 21, 2021, 1,403 of these restricted stock units vested on February 21, 2022 and the remaining 1,410 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vested on February 21, 2021, 1,403 of these restricted stock units vested on February 21, 2022 and the remaining 1,410 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 369 | $13.97 | $5,154.93 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,810.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,179.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:45 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000099 · wf-form4_163952911864437.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813 Underlying: Common Stock · 43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2022 and the remaining 1,410 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2022 and the remaining 1,410 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:45 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 43 | $16.04 | $689.72 |
DisclosureSEC source: 0001395942-21-000099 · wf-form4_163952911864437.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,776.3891 F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:45 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000099 · wf-form4_163952911864437.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,819.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 117,417 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000064 · wf-form4_162319965931652.xml · derivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,417 Underlying: Common Stock · 117,417 shares Expires 2031-06-04 F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 29,354 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000064 · wf-form4_162319965931652.xml · derivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,354 Underlying: Common Stock · 29,354 shares Expires 2031-06-04 F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 79,052 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000034 · wf-form4_161524705400648.xml · derivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,052 Underlying: Common Stock · 79,052 shares Expires 2031-03-04 F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 19,763 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000034 · wf-form4_161524705400648.xml · derivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,763 Underlying: Common Stock · 19,763 shares Expires 2031-03-04 F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 5,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · derivative · entry 5 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,442 | $13.99 | $20,173.58 |
DisclosureSEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,776.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 5,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,218.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 155 | $13.99 | $2,168.45 |
DisclosureSEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,175.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,330.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 638 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000014 · wf-form4_161412907915295.xml · derivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639 Underlying: Common Stock · 638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 183 | $14.58 | $2,668.14 |
DisclosureSEC source: 0001395942-21-000014 · wf-form4_161412907915295.xml · nonDerivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,791.3891 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 638 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000014 · wf-form4_161412907915295.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,974.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2021. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000014 · wf-form4_161412907915295.xml · derivative · entry 9 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 Underlying: Common Stock · 1,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vested on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vested on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 369 | $14.78 | $5,453.82 |
DisclosureSEC source: 0001395942-21-000014 · wf-form4_161412907915295.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,336.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000014 · wf-form4_161412907915295.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,705.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,259 Underlying: Common Stock · 79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vest on February 21, 2021, 1,410 of these restricted stock units vest on February 21, 2022 and the remaining 1,446 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 79 | $18.75 | $1,481.25 |
DisclosureSEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,302.3891 F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000109 · wf-form4_160808231627427.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,381.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:37 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000042 · wf-form4_158327502487959.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539 Underlying: Common Stock · 539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:37 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 155 | $20.21 | $3,132.55 |
DisclosureSEC source: 0001395942-20-000042 · wf-form4_158327502487959.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,302.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:37 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000042 · wf-form4_158327502487959.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,457.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 5,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · derivative · entry 10 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 24, 2020. F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020. F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,685 | $21.55 | $36,311.75 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · nonDerivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,918.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.