Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | Chief Client Officer | February 23, 2017 | February 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date February 23, 2017 · Filed February 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 504 |
Reported balance
After 2017-02-23 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2017-02-23 · Exercise / conversion · Acquired 504 · Balance 504 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 308 |
Reported balance
After 2017-02-23 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2017-02-23 · Tax withholding · Disposed 196 · Balance 308 F2: Shares withheld by the Company to satisfy tax withholding requirements. |
| Common StockSEC Table I · non-derivative | Direct | 629 |
Reported balance
Holding disclosure · report date 2017-02-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 629 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,510 |
Reported balance
After 2017-02-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-23 · Grant · Acquired 1,510 · Balance 1,510 F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,006 |
Reported balance
After 2017-02-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-23 · Exercise / conversion · Disposed 504 · Balance 1,006 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 506 |
Reported balance
Holding disclosure · report date 2017-02-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 506 F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.
F2: Shares withheld by the Company to satisfy tax withholding requirements.
F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.
F5: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · derivative · entry 6 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006 Underlying: Common Stock · 504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · derivative · entry 5 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510 Underlying: Common Stock · 1,510 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 196 | $44.80 | $8,780.80 |
DisclosureSEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · nonDerivative · entry 3 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · nonDerivative · entry 2 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · derivative · entry 4 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 Underlying: Common Stock · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F3 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 192 | $46.48 | $8,924.16 |
DisclosureSEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · nonDerivative · entry 3 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · nonDerivative · entry 2 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.