Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | Director | June 17, 2019 | June 19, 2019 |
| Solo Brands, Inc.SBDS · Entity 8034 | Director · President and CEO | September 23, 2026 | September 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date June 17, 2019 · Filed June 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 885.0779 |
Reported balance
After 2019-06-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-17 · Grant · Acquired 63.927 · Balance 885.0779 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares are vested. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 12,380 |
Reported balance
Holding disclosure · report date 2019-06-17 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 12,380 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.
F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested.
F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.
F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares are vested.
Solo Brands, Inc.
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 103,135 |
Ending reported balance
After 2026-09-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-23 · Exercise / conversion · Acquired 11,201 · Balance 106,356 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Row 2 · 2026-09-23 · Tax withholding · Disposed 3,221 · Balance 103,135 F2: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 78,409 |
Reported balance
After 2026-09-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-23 · Exercise / conversion · Disposed 11,201 · Balance 78,409 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3: 11,201 RSUs vested on September 23, 2026. The remaining unvested RSUs will vest in substantially equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
F2: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of RSUs.
F3: 11,201 RSUs vested on September 23, 2026. The remaining unvested RSUs will vest in substantially equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IAA, Inc.
Report date March 20, 2023 · Filed March 21, 2023
Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-03-20 transaction · row 1
1 source rowRow 1 · 2023-03-20 · Disposition to issuer · Disposed 28,376 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to a restricted stock award and shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,
F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to a restricted stock award and shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2026 Filed Sep 25, 2026 11:59 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionRestricted Stock Unit · Derivative | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-26-000013 · wk-form4_1790337575.xml · derivative · entry 3 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,409 Underlying: Class A Common Stock · 11,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 11,201 RSUs vested on September 23, 2026. The remaining unvested RSUs will vest in substantially equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. F3 · derivative.expiration_date: 11,201 RSUs vested on September 23, 2026. The remaining unvested RSUs will vest in substantially equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 11:59 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Tax withholdingClass A Common Stock | 3,221 | $3.06 | $9,856.26 |
DisclosureSEC source: 0001609333-26-000013 · wk-form4_1790337575.xml · nonDerivative · entry 2 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,135 F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 11:59 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionClass A Common Stock | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-26-000013 · wk-form4_1790337575.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 21:05 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionRestricted Stock Unit · Derivative | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-26-000010 · wk-form4_1782421516.xml · derivative · entry 3 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,610 Underlying: Class A Common Stock · 11,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 11,201 RSUs vested on June 23, 2026. The remaining unvested RSUs will vest in substantially equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. F3 · derivative.expiration_date: 11,201 RSUs vested on June 23, 2026. The remaining unvested RSUs will vest in substantially equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 21:05 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Tax withholdingClass A Common Stock | 3,221 | $3.81 | $12,272.01 |
DisclosureSEC source: 0001609333-26-000010 · wk-form4_1782421516.xml · nonDerivative · entry 2 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,155 F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 21:05 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionClass A Common Stock | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-26-000010 · wk-form4_1782421516.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 17:32 UTC | Solo Brands, Inc. SBDS · Entity 8034 | PurchaseClass A Common Stock | 2,559 | $3.91 | $9,998.01 |
DisclosureSEC source: 0001609333-26-000007 · wk-form4_1775064760.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,175 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.72 to $3.945, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 30, 2026 Filed Mar 31, 2026 11:45 UTC | Solo Brands, Inc. SBDS · Entity 8034 | PurchaseClass A Common Stock | 4,073 | $3.68 | $14,999.23 |
DisclosureSEC source: 0001609333-26-000005 · wk-form4_1774957549.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,616 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.57 to $3.819, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 21:15 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionRestricted Stock Unit · Derivative | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-26-000003 · wk-form4_1774473317.xml · derivative · entry 3 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,811 Underlying: Class A Common Stock · 11,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 11,201 RSUs vested on March 23, 2026 and were settled on the transaction date herein. The remaining unvested RSUs will vest in approximately equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. F3 · derivative.expiration_date: 11,201 RSUs vested on March 23, 2026 and were settled on the transaction date herein. The remaining unvested RSUs will vest in approximately equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 21:15 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Tax withholdingClass A Common Stock | 3,420 | $4.04 | $13,816.80 |
DisclosureSEC source: 0001609333-26-000003 · wk-form4_1774473317.xml · nonDerivative · entry 2 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,543 F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 21:15 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionClass A Common Stock | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-26-000003 · wk-form4_1774473317.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 21:07 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionRestricted Stock Unit · Derivative | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-25-000007 · wk-form4_1767042444.xml · derivative · entry 3 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,012 Underlying: Class A Common Stock · 11,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 11,201 RSUs vested on December 23, 2025 and were settled on the transaction date herein. The remaining unvested RSUs will vest in approximately equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. F3 · derivative.expiration_date: 11,201 RSUs vested on December 23, 2025 and were settled on the transaction date herein. The remaining unvested RSUs will vest in approximately equal quarterly installments, such that all vested RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 21:07 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Tax withholdingClass A Common Stock | 4,901 | $7.01 | $34,356.01 |
DisclosureSEC source: 0001609333-25-000007 · wk-form4_1767042444.xml · nonDerivative · entry 2 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,762 F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 21:07 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionClass A Common Stock | 11,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-25-000007 · wk-form4_1767042444.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| December 15, 2025 Filed Dec 18, 2025 01:31 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionRestricted Stock Unit · Derivative | 56,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-25-000005 · wk-form4_1766021482.xml · derivative · entry 3 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,213 Underlying: Class A Common Stock · 56,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The RSUs vested as to 31.25% on the grant date and the remaining RSUs will vest in substantially equal quarterly installments following June 23, 2025 such that all RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. F3 · derivative.expiration_date: The RSUs vested as to 31.25% on the grant date and the remaining RSUs will vest in substantially equal quarterly installments following June 23, 2025 such that all RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. Read SEC document |
| December 15, 2025 Filed Dec 18, 2025 01:31 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Tax withholdingClass A Common Stock | 16,103 | $7.95 | $128,018.85 |
DisclosureSEC source: 0001609333-25-000005 · wk-form4_1766021482.xml · nonDerivative · entry 2 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,462 F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| December 15, 2025 Filed Dec 18, 2025 01:31 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionClass A Common Stock | 56,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-25-000005 · wk-form4_1766021482.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 22:58 UTC | Solo Brands, Inc. SBDS · Entity 8034 | GrantRestricted Stock Unit · Derivative | 179,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001609333-25-000003 · wk-form4_1763074679.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,218 Underlying: Class A Common Stock · 179,218 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested as to 31.25% on the grant date and the remaining RSUs will vest in substantially equal quarterly installments following June 23, 2025 such that all RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. The vested RSUs have not yet been settled. F2 · derivative.expiration_date: The RSUs vested as to 31.25% on the grant date and the remaining RSUs will vest in substantially equal quarterly installments following June 23, 2025 such that all RSUs are vested on the third anniversary of June 23, 2025, subject to the Reporting Person's continued service on the applicable vesting date. The vested RSUs have not yet been settled. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 20:43 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001870600-25-000106 · wk-form4_1755722599.xml · derivative · entry 3 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The RSUs vested upon the appointment of a permanent President and Chief Executive Officer and were settled on the transaction date reported herein. F3 · derivative.expiration_date: The RSUs vested upon the appointment of a permanent President and Chief Executive Officer and were settled on the transaction date reported herein. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 20:43 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionRestricted Stock Unit · Derivative | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001870600-25-000106 · wk-form4_1755722599.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested on the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and were settled on the transaction date reported herein. F2 · derivative.expiration_date: The RSUs vested on the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and were settled on the transaction date reported herein. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 20:43 UTC | Solo Brands, Inc. SBDS · Entity 8034 | Exercise / conversionClass A Common Stock | 26,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001870600-25-000106 · wk-form4_1755722599.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 12, 2025 Filed Mar 13, 2025 20:29 UTC | Solo Brands, Inc. DTC · Entity 8034 | GrantRestricted Stock Unit · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001870600-25-000034 · wk-form4_1741897765.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director · Interim President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs will vest upon the appointment of a permanent President and Chief Executive Officer, and only if on such date, Mr. Larson has continued to serve as Interim President and Chief Executive Officer. F2 · derivative.expiration_date: The RSUs will vest upon the appointment of a permanent President and Chief Executive Officer, and only if on such date, Mr. Larson has continued to serve as Interim President and Chief Executive Officer. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:50 UTC | Solo Brands, Inc. DTC · Entity 8034 | GrantRestricted Stock Unit · Derivative | 62,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001870600-24-000127 · wk-form4_1733521814.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,422 Underlying: Class A Common Stock · 62,422 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant. F2 · derivative.expiration_date: The RSUs vest on the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 17:56 UTC | IAA, Inc. IAA · Entity 115305 | Disposition to issuerCommon Stock | 28,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009335 · doc4.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · price: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to a restricted stock award and shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 19:38 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 5,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-022925 · doc4.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,376 F1 · kind: Represents an annual stock retainer payable to non-employee directors, which will vest in full on the earlier of the one-year anniversary of the grant date or the day preceding the Issuer's next annual meeting of stockholders following the grant date. F2 · balance_after: Includes 17,801 stock units subject to a deferral option and payable pursuant to the Issuer's Directors Deferred Compensation Plan. Read SEC document |
| June 16, 2021 Filed Jul 2, 2021 16:12 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 3,619 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027199 · doc4.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,805 F1 · kind: Represents a stock unit award granted on June 16, 2021, which will vest in full on the earlier of the one-year anniversary of the grant date or the day preceding the Issuer's next annual meeting of stockholders following the grant date. F2 · balance_after: Includes 15,571 stock units subject to a deferral option. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:34 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 4,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017275 · doc4.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,186 F1 · kind: Represents a stock unit award granted on June 17, 2020, which will vest in four substantially equal quarterly installments over a one-year period following the grant date; provided, however, that if the Issuer's 2021 annual meeting of stockholders occurs prior to the last vesting date, the outstanding and unvested portion of the stock unit award will vest on the day prior to such annual meeting. F2 · balance_after: Includes 15,571 stock units subject to a deferral option. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 19:09 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020726 · doc4.xml · nonDerivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,650 F1 · shares: The reporting person was issued an equity award of 1,384 shares of restricted stock on July 29, 2019, which will vest in quarterly installments over a one-year period beginning on the grant date. F2 · balance_after: Includes 13,266 stock units received in connection with the spin-off of the Issuer from KAR Auction Services, Inc (KAR). All outstanding stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. The stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. 2,230 of the stock units remain unvested and will vest on June 4, 2020. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 63.927 | $60.07 | $3,840.09 |
DisclosureSEC source: 0001395942-19-000074 · wf-form4_156097763121991.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885.0779 Underlying: Common Stock · 63.927 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares are vested. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 22:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,230 | $58.31 | $130,031.30 |
DisclosureSEC source: 0001395942-19-000068 · wf-form4_155977269639161.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,380 Underlying: Common Stock · 2,230 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 21:56 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 72.8669 | $52.35 | $3,814.58 |
DisclosureSEC source: 0001395942-19-000050 · wf-form4_155476058565372.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821.1509 Underlying: Common Stock · 72.8669 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 18:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 80.7145 | $46.91 | $3,786.32 |
DisclosureSEC source: 0001395942-19-000001 · wf-form4_154697278861278.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748.284 Underlying: Common Stock · 80.7145 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 22:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 63.2107 | $59.55 | $3,764.20 |
DisclosureSEC source: 0001395942-18-000126 · wf-form4_153877811857505.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667.5695 Underlying: Common Stock · 63.2107 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 21:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 67.3743 | $55.52 | $3,740.62 |
DisclosureSEC source: 0001395942-18-000100 · wf-form4_153117050128115.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604.3588 Underlying: Common Stock · 67.3743 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000086 · wf-form4_152832123569775.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,150 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 20:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 54.4031 | $54.64 | $2,972.59 |
DisclosureSEC source: 0001395942-18-000071 · wf-form4_152304487282931.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536.9845 Underlying: Common Stock · 54.4031 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 513.0549 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:51 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 57.2971 | $51.53 | $2,952.52 |
DisclosureSEC source: 0001395942-18-000006 · wf-form4_151553464901650.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482.5814 Underlying: Common Stock · 57.2971 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 443.2078 shares are vested and the remaining shares will vest as follows: 19.6868 shares vest on March 5, 2018 and the remaining 19.6869 shares vest on June 5, 2018. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:15 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 55.294 | $48.50 | $2,681.76 |
DisclosureSEC source: 0001395942-17-000114 · wf-form4_150723810704773.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425.2843 Underlying: Common Stock · 55.294 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: The balance is being updated to reflect the total amount of dividend equivalent phantom stock owned by the reporting person following the completion of a disposition pursuant to a domestic relations order ("DRO"), as previously disclosed on a Form 4 filed July 10, 2017. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 393.0351 shares are vested and the remaining shares will vest as follows: 10.7497 shares vest on December 5, 2017, 10.7497 shares vest on March 5, 2018 and the remaining 10.7498 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 72.7886 | $40.83 | $2,971.96 |
DisclosureSEC source: 0001395942-17-000096 · wf-form4_149973831227132.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617.1603 Underlying: Common Stock · 72.7886 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Total amount of phantom stock reflects a disposition by the reporting person pursuant to a domestic relations order ("DRO"). F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 596.8301 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:57 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000085 · wf-form4_149688345335828.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,337 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 04, 2017 Filed Apr 7, 2017 00:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 69.9119 | $42.19 | $2,949.58 |
DisclosureSEC source: 0001395942-17-000064 · wf-form4_149152488555498.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544.3717 Underlying: Common Stock · 69.9119 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 522.8098 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 02:06 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 65.6484 | $44.61 | $2,928.58 |
DisclosureSEC source: 0001395942-17-000004 · wf-form4_148410038722297.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474.4598 Underlying: Common Stock · 65.6484 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 442.1195 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 21:35 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 60.6912 | $43.44 | $2,636.43 |
DisclosureSEC source: 0001395942-16-000360 · wf-form4_147578970746451.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408.8114 Underlying: Common Stock · 60.6912 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 375.4896 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.