Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | CEO of ADESA | February 22, 2018 | February 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date February 22, 2018 · Filed February 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,058.9903 |
Reported balance
After 2018-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-22 · Exercise / conversion · Acquired 1,154 · Balance 26,058.9903 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018. F2: Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 25,603.9903 |
Reported balance
After 2018-02-22 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-22 · Tax withholding · Disposed 455 · Balance 25,603.9903 F3: Shares withheld by the Company to satisfy tax withholding requirements. |
| Common StockSEC Table I · non-derivative | Direct | 26,684.9903 |
Reported balance
After 2018-02-24 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-02-24 · Exercise / conversion · Acquired 1,081 · Balance 26,684.9903 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 26,258.9903 |
Reported balance
After 2018-02-24 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-02-24 · Tax withholding · Disposed 426 · Balance 26,258.9903 F3: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,155 |
Reported balance
After 2018-02-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-02-22 · Exercise / conversion · Disposed 1,154 · Balance 1,155 F7: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,160 |
Reported balance
After 2018-02-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-24 · Exercise / conversion · Disposed 1,081 · Balance 2,160 F7: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.89 · Expires 2024-02-27 | Direct | 38,884 |
Reported balance
Holding disclosure · report date 2018-02-22 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 38,884 F5: 29,163 of these options are currently exercisable and the remaining 9,721 options become exercisable on February 27, 2018, assuming continued employment through the applicable vesting date. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.46 · Expires 2020-03-01 | Direct | 72,768 |
Reported balance
Holding disclosure · report date 2018-02-22 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 72,768 F6: All of these options are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.
F2: Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.
F3: Shares withheld by the Company to satisfy tax withholding requirements.
F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.
F5: 29,163 of these options are currently exercisable and the remaining 9,721 options become exercisable on February 27, 2018, assuming continued employment through the applicable vesting date.
F6: All of these options are currently exercisable.
F7: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.
F9: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2018 Filed Feb 27, 2018 01:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · derivative · entry 8 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,160 Underlying: Common Stock · 1,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 01:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 426 | $51.42 | $21,904.92 |
DisclosureSEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 4 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,258.9903 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 01:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 3 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,684.9903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · derivative · entry 7 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Underlying: Common Stock · 1,154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 455 | $50.87 | $23,145.85 |
DisclosureSEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 2 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,603.9903 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000045 · wf-form4_151969672208146.xml · nonDerivative · entry 1 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,058.9903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018. F2 · balance_after: Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000035 · wf-form4_151934039813716.xml · derivative · entry 5 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 422 | $50.49 | $21,306.78 |
DisclosureSEC source: 0001395942-18-000035 · wf-form4_151934039813716.xml · nonDerivative · entry 2 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,904.9903 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000035 · wf-form4_151934039813716.xml · nonDerivative · entry 1 St-Hilaire Stephane · CIK 0001592827 · CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,326.9903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2018. F2 · balance_after: Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000013 · wf-form4_151814118346526.xml · derivative · entry 7 St-Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,241 Underlying: Common Stock · 3,241 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 4,291 | $51.04 | $219,012.64 |
DisclosureSEC source: 0001395942-18-000013 · wf-form4_151814118346526.xml · nonDerivative · entry 2 St-Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,254.9903 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 14,043.6532 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000013 · wf-form4_151814118346526.xml · nonDerivative · entry 1 St-Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,545.9903 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018. F3 · balance_after: Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20 | $10.00 Strike: $10.00 | $200.00 |
DisclosureSEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · derivative · entry 3 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Due to a clerical error, all options were previously erroneously reported as having been exercised on the Form 4 filed on May 11, 2016, when in fact the option remained unexercised solely with respect to 20 shares. The option was exercised with respect to those remaining 20 shares on August 18, 2017 prior to the option's expiration on August 20, 2017. F3 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 20 | $44.36 | $887.20 |
DisclosureSEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · nonDerivative · entry 2 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,486.4774 Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 20 | $10.00 | $200.00 |
DisclosureSEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · nonDerivative · entry 1 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,506.4774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,183.3136 shares acquired (including 17.8591 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 4,487 | $44.72 | $200,658.64 |
DisclosureSEC source: 0001395942-17-000055 · wf-form4_148908646906752.xml · nonDerivative · entry 2 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,920.355 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 15,593.1638 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000055 · wf-form4_148908646906752.xml · nonDerivative · entry 1 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,407.355 F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017. F3 · balance_after: Includes 597.1912 shares acquired (including 4.2121 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · derivative · entry 8 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309 Underlying: Common Stock · 1,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · derivative · entry 7 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,464 Underlying: Common Stock · 3,464 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 365 | $44.80 | $16,352.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · nonDerivative · entry 3 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · nonDerivative · entry 2 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000030 · wf-form4_148781490731870.xml · derivative · entry 6 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Underlying: Common Stock · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 366 | $46.48 | $17,011.68 |
DisclosureSEC source: 0001395942-17-000030 · wf-form4_148781490731870.xml · nonDerivative · entry 3 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000030 · wf-form4_148781490731870.xml · nonDerivative · entry 2 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.