Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarLotz, Inc.LOTZ · Entity 121687 | CCO and GC | March 17, 2022 | March 21, 2022 |
| IAA, Inc.IAA · Entity 115305 | Director · Secretary | June 14, 2019 | June 14, 2019 |
| Moatable, Inc.MTBL · Entity 79813 | Director | October 26, 2023 | October 26, 2023 |
| OPENLANE, Inc.KAR · Entity 4015 | CLO & Sec.; Pres. TradeRev | June 28, 2019 | July 03, 2019 |
| RideNow Group, Inc.RDNW · Entity 6256 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarLotz, Inc.
Report date March 17, 2022 · Filed March 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.68 · Expires 2032-03-17 | Direct | 257,335 |
Reported balance
After 2022-03-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-17 · Grant · Acquired 257,335 · Balance 257,335 F3: The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 178,572 |
Reported balance
After 2022-03-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-17 · Grant · Acquired 178,572 · Balance 178,572 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F4: The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,382 |
Reported balance
Holding disclosure · report date 2022-03-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 95,382 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-third of these restricted stock units vest on October 30, 2022, one-third of these restricted stock units vest on October 30, 2023 and one-third of these restricted stock units vest on October 30, 2024, assuming continued employment through the applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 16,659 |
Reported balance
Holding disclosure · report date 2022-03-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,659 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-third of these restricted stock units vest on October 30, 2022, one-third of these restricted stock units vest on October 30, 2023 and one-third of these restricted stock units vest on October 30, 2024, assuming continued employment through the applicable vesting date.
F3: The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.
F4: The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date.
IAA, Inc.
Report date June 14, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Moatable, Inc.
Report date October 26, 2023 · Filed October 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| American Depositary SharesSEC Table I · non-derivative | Direct | 47,847 |
Reported balance
After 2023-10-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-26 · Grant · Acquired 47,847 · Balance 47,847 F1: Each American depositary share ("ADS") represents 45 Class A ordinary shares, par value US $0.001 per share, of the Issuer. The number of ADSs reported herein includes 2,153,115 time-based restricted stock units (the "RSUs") granted to the Reporting Person on October 26, 2023, which will vest in equal monthly installments over 48 months with the first vesting date on November 26, 2023. Each RSU represents a contingent right to receive one Class A ordinary share. Subject to tax withholding, the Issuer will deliver one ADS to the Reporting Person for every 45 vested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each American depositary share ("ADS") represents 45 Class A ordinary shares, par value US $0.001 per share, of the Issuer. The number of ADSs reported herein includes 2,153,115 time-based restricted stock units (the "RSUs") granted to the Reporting Person on October 26, 2023, which will vest in equal monthly installments over 48 months with the first vesting date on November 26, 2023. Each RSU represents a contingent right to receive one Class A ordinary share. Subject to tax withholding, the Issuer will deliver one ADS to the Reporting Person for every 45 vested RSUs.
OPENLANE, Inc.
Report date June 28, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,624.73 |
Reported balance
After 2019-06-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-28 · Grant · Acquired 14,624.73 · Balance 14,624.73 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,981.49 |
Reported balance
After 2019-06-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-06-28 · Grant · Acquired 12,981.49 · Balance 12,981.49 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,520 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,520 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F3: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,776 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,776 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,788 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,788 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. |
| Common StockSEC Table I · non-derivative | Direct | 57,368.2336 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 57,368.2336 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.89 · Expires 2024-02-27 | Direct | 34,996 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 34,996 F1: All of these options are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: All of these options are currently exercisable.
F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F3: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.
F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.
F7: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4.
F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.
RideNow Group, Inc.
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 158,469 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 12,903 · Balance 158,469 F1: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2026 Filed Jun 8, 2026 20:18 UTC | RideNow Group, Inc. RDNW · Entity 6256 | GrantClass B Common Stock | 12,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041568 · wk-form4_1780949884.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,469 F1 · shares: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock. Read SEC document |
| June 04, 2025 Filed Jun 7, 2025 00:33 UTC Amendment | RideNow Group, Inc. RMBL · Entity 6256 | GrantClass B Common Stock | 61,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001596961-25-000057 · wk-form4a_1749256380.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,566 F1 · shares: Annual director equity grant, based on the grant date closing price. The restricted stock units ("RSUs") will vest on June 4, 2026, subject to pro rata vesting if the reporting person leaves the board of directors before such date. Each RSU converts into a share of Class B common stock on a one-for-one basis. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 21:55 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantClass B Common Stock | 61,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001596961-25-000051 · wk-form4_1749246945.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,566 F1 · shares: Annual director equity grant, based on the grant date closing price. The restricted stock units ("RSUs") will vest on June 4, 2026, subject to pro rata vesting if the reporting person leaves the board of directors before such date. Each RSU converts into a share of Class B common stock on a one-for-one basis. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 19:48 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantClass B Common Stock | 28,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001596961-24-000088 · wk-form4_1723578477.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,838 F1 · shares: On August 9, 2024, the reporting person received a grant of 28,531 restricted stock units (RSUs) calculated based on the share price at the conclusion of the second trading day following the release of Q2 2024 earnings. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs will vest on June 4, 2025, and are subject to pro rata vesting if the reporting person leaves the board of directors before that date. F1 · price: On August 9, 2024, the reporting person received a grant of 28,531 restricted stock units (RSUs) calculated based on the share price at the conclusion of the second trading day following the release of Q2 2024 earnings. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs will vest on June 4, 2025, and are subject to pro rata vesting if the reporting person leaves the board of directors before that date. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 22:17 UTC | RideNow Group, Inc. RMBL · Entity 6256 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 38,259 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001596961-23-000060 · wk-form4_1701987429.xml · derivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 41,260 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock. The rights offering also included an over-subscription right, which entitled eligible stockholders who fully exercised their basic subscription right the right to purchase additional shares of Class B Common Stock that remained unsubscribed at the expiration time of the rights offering at a price of $5.50 per share, subject to allocation. Includes approximately 36,000 shares issued pursuant to the over-subscription right in connection with the rights offering. F1 · derivative.underlying_shares: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023. F3 · derivative.underlying_shares: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock. The rights offering also included an over-subscription right, which entitled eligible stockholders who fully exercised their basic subscription right the right to purchase additional shares of Class B Common Stock that remained unsubscribed at the expiration time of the rights offering at a price of $5.50 per share, subject to allocation. Includes approximately 36,000 shares issued pursuant to the over-subscription right in connection with the rights offering. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 22:17 UTC | RideNow Group, Inc. RMBL · Entity 6256 | Exercise / conversionClass B Common Stock | 41,260 | $5.50 | $226,930.00 |
DisclosureSEC source: 0001596961-23-000060 · wk-form4_1701987429.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023. F2 · price: The effective purchase price of the shares of Class B Common Stock underlying the subscription rights issued in connection with the Issuer's rights offering was $5.50 per share. Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 21:15 UTC | Moatable, Inc. MTBL · Entity 79813 | GrantAmerican Depositary Shares | 47,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053680 · doc4.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,847 F1 · shares: Each American depositary share ("ADS") represents 45 Class A ordinary shares, par value US $0.001 per share, of the Issuer. The number of ADSs reported herein includes 2,153,115 time-based restricted stock units (the "RSUs") granted to the Reporting Person on October 26, 2023, which will vest in equal monthly installments over 48 months with the first vesting date on November 26, 2023. Each RSU represents a contingent right to receive one Class A ordinary share. Subject to tax withholding, the Issuer will deliver one ADS to the Reporting Person for every 45 vested RSUs. F1 · balance_after: Each American depositary share ("ADS") represents 45 Class A ordinary shares, par value US $0.001 per share, of the Issuer. The number of ADSs reported herein includes 2,153,115 time-based restricted stock units (the "RSUs") granted to the Reporting Person on October 26, 2023, which will vest in equal monthly installments over 48 months with the first vesting date on November 26, 2023. Each RSU represents a contingent right to receive one Class A ordinary share. Subject to tax withholding, the Issuer will deliver one ADS to the Reporting Person for every 45 vested RSUs. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 00:06 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantClass B Common Stock | 12,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001596961-23-000027 · wk-form4_1693958751.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,047 F1 · shares: On September 1, 2023, the reporting person received a grant of 12,225 restricted stock units (RSUs) calculated based upon the share price at the conclusion of the second trading day following the Company's release of earnings for Q2 2023. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs vest in four (4) equal quarterly installments beginning on September 30, 2023, and are subject to pro rata vesting if a director leaves the board of directors before the end of each quarterly vesting period. F1 · price: On September 1, 2023, the reporting person received a grant of 12,225 restricted stock units (RSUs) calculated based upon the share price at the conclusion of the second trading day following the Company's release of earnings for Q2 2023. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs vest in four (4) equal quarterly installments beginning on September 30, 2023, and are subject to pro rata vesting if a director leaves the board of directors before the end of each quarterly vesting period. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:15 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantClass B Common Stock | 987 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-040905 · ownership.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 987 F1 · shares: On May 15, 2023, the reporting person received a grant of 987 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the board of directors before the vesting date. F1 · price: On May 15, 2023, the reporting person received a grant of 987 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the board of directors before the vesting date. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 21:19 UTC Amendment | RideNow Group, Inc. RMBL · Entity 6256 | GrantClass B Common Stock | 1,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-053621 · ownership.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,822 F1 · shares: In connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 9, 2023, the Reporting Person received a grant of 1,822 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the Board of Directors before the vesting date. This amendment is filed to reflect the correct number of shares issued based on the fair market value of the RSUs at the date of the Reporting Person's appointment to the Board. F1 · price: In connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 9, 2023, the Reporting Person received a grant of 1,822 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the Board of Directors before the vesting date. This amendment is filed to reflect the correct number of shares issued based on the fair market value of the RSUs at the date of the Reporting Person's appointment to the Board. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 20:05 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantRestricted Stock Units · Derivative | 178,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-036104 · tm229820-3_4seq1.xml · derivative · entry 4 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,572 Underlying: Class A Common Stock · 178,572 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 20:05 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantStock Option (right to buy) · Derivative | 257,335 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001104659-22-036104 · tm229820-3_4seq1.xml · derivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,335 Underlying: Class A Common Stock · 257,335 shares Expires 2032-03-17 F3 · derivative.exercise_date: The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates. Read SEC document |
| October 30, 2021 Filed Nov 2, 2021 22:41 UTC | CarLotz, Inc. LOTZ · Entity 121687 | Exercise / conversionRestricted Stock Units · Derivative | 31,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-133228 · tm2131747d1_4.xml · derivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,382 Underlying: Class A Common Stock · 31,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person was granted 127,175 Restricted Stock Units vesting in four equal annual installments beginning from October 30, 2020. F2 · derivative.expiration_date: The reporting person was granted 127,175 Restricted Stock Units vesting in four equal annual installments beginning from October 30, 2020. Read SEC document |
| October 30, 2021 Filed Nov 2, 2021 22:41 UTC | CarLotz, Inc. LOTZ · Entity 121687 | Tax withholdingClass A Common Stock | 16,462 | $3.96 | $65,189.52 |
DisclosureSEC source: 0001104659-21-133228 · tm2131747d1_4.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,331 Read SEC document |
| October 30, 2021 Filed Nov 2, 2021 22:41 UTC | CarLotz, Inc. LOTZ · Entity 121687 | Exercise / conversionClass A Common Stock | 31,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-133228 · tm2131747d1_4.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| October 30, 2021 Filed Nov 13, 2021 02:31 UTC Amendment | CarLotz, Inc. LOTZ · Entity 121687 | Tax withholdingClass A Common Stock | 15,134 | $3.96 | $59,930.64 |
DisclosureSEC source: 0001104659-21-138348 · tm2132863d1_4a.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,659 Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 21:35 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantRestricted Stock Units · Derivative | 86,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-007205 · tm214036-1_4seq1.xml · derivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,175 Underlying: Class A Common Stock · 86,175 shares Expires 2026-01-21 F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: These Restricted Stock Units will vest if the following earnout provisions for Former CarLotz stockholders to receive certain additional shares pursuant to the Agreement and Plan of Merger, dated as of October 21, 2020 (as amended by Amendment No. 1, dated December 16, 2020, the "Merger Agreement"), by and among Former CarLotz, Acamar Partners Acquisition Corp. ("Acamar Partners") and Acamar Partners Sub, Inc. ("Merger Sub"). Merger Sub merged (the "Merger") with and into Former CarLotz, with Former CarLotz surviving the merger as a wholly owned subsidiary of Acamar Partners (which subsequently changed its name to "CarLotz, Inc..", the "Issuer"), are met. F5 · derivative.exercise_date: These Restricted Stock Units will vest if, from the closing of the Merger until the fifth anniversary thereof, the closing share price of the Class A Common Stock exceeds the following thresholds. One-half will vest if the closing share price of the Class A Common Stock exceeds $12.50 for any 20 trading days within any 30 trading day period and one-half will vest if the closing share price of the Class A Common Stock exceeds $15.00 for any 20 trading days within any 30 trading day period. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 21:35 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantRestricted Stock Units · Derivative | 127,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-007205 · tm214036-1_4seq1.xml · derivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,175 Underlying: Class A Common Stock · 127,175 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These Restricted Stock Units vest in four equal annual installments beginning October 26, 2020. F3 · derivative.expiration_date: These Restricted Stock Units vest in four equal annual installments beginning October 26, 2020. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 21:35 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantStock Option (right to buy) · Derivative | 303,700 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001104659-21-007205 · tm214036-1_4seq1.xml · derivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CCO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,700 Underlying: Class A Common Stock · 303,700 shares Expires 2031-01-21 F1 · derivative.exercise_date: These options vest in four equal annual installments beginning October 26, 2020. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:41 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 12,981.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000083 · wf-form4_156211447865216.xml · derivative · entry 7 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,981.49 Underlying: Common Stock · 12,981.49 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:41 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 14,624.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000083 · wf-form4_156211447865216.xml · derivative · entry 6 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.73 Underlying: Common Stock · 14,624.73 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:13 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000039 · wf-form4_155182400770991.xml · derivative · entry 5 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776 Underlying: Common Stock · 1,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:13 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 620 | $47.72 | $29,586.40 |
DisclosureSEC source: 0001395942-19-000039 · wf-form4_155182400770991.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,368.2336 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:13 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000039 · wf-form4_155182400770991.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,988.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · derivative · entry 7 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520 Underlying: Common Stock · 1,519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 678 | $47.06 | $31,906.68 |
DisclosureSEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 4 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,600.2336 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,278.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · derivative · entry 9 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,788 Underlying: Common Stock · 4,788 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · derivative · entry 6 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 494 | $47.06 | $23,247.64 |
DisclosureSEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,759.2336 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,253.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 3,917 | $53.85 | $210,930.45 |
DisclosureSEC source: 0001395942-19-000017 · wf-form4_155079379272798.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,146.2336 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 12,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000017 · wf-form4_155079379272798.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,063.2336 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 00:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,240 | $10.00 Strike: $10.00 | $442,400.00 |
DisclosureSEC source: 0001395942-18-000109 · wf-form4_153178729442331.xml · derivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,240 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 00:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 44,240 | $59.89 | $2,649,427.42 |
DisclosureSEC source: 0001395942-18-000109 · wf-form4_153178729442331.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,390.2336 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.6300 to $60.0600 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 00:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 44,240 | $10.00 | $442,400.00 |
DisclosureSEC source: 0001395942-18-000109 · wf-form4_153178729442331.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,630.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,240 | $10.00 Strike: $10.00 | $442,400.00 |
DisclosureSEC source: 0001395942-18-000095 · wf-form4_152944617615336.xml · derivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,240 Underlying: Common Stock · 44,240 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 44,240 | $55.05 | $2,435,319.10 |
DisclosureSEC source: 0001395942-18-000095 · wf-form4_152944617615336.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,390.2336 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.0000 to $55.1600 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 44,240 | $10.00 | $442,400.00 |
DisclosureSEC source: 0001395942-18-000095 · wf-form4_152944617615336.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,630.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2018 Filed Jun 7, 2018 22:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 39,589 | $55.20 | $2,185,415.73 |
DisclosureSEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 4 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,390.2336 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.0000 to $55.4100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2018 Filed Jun 7, 2018 22:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 39,589 | $10.00 | $395,890.00 |
DisclosureSEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,979.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 22:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,240 | $10.00 Strike: $10.00 | $442,400.00 |
DisclosureSEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · derivative · entry 5 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,480 Underlying: Common Stock · 44,240 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: 4,651 shares were exercised on June 6, 2018 and 39,589 shares were exercised on June 7, 2018. F5 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 22:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 4,651 | $55.00 | $255,815.70 |
DisclosureSEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,390.2336 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.0000 to $55.0500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 22:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 4,651 | $10.00 | $46,510.00 |
DisclosureSEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,041.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 01:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,000 | $10.00 Strike: $10.00 | $440,000.00 |
DisclosureSEC source: 0001395942-18-000067 · wf-form4_152099032734018.xml · derivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,720 Underlying: Common Stock · 44,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 01:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 44,000 | $56.20 | $2,472,874.80 |
DisclosureSEC source: 0001395942-18-000067 · wf-form4_152099032734018.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,390.2336 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.0900 to $56.4200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 01:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 44,000 | $10.00 | $440,000.00 |
DisclosureSEC source: 0001395942-18-000067 · wf-form4_152099032734018.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,390.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:27 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000060 · wf-form4_152038961039715.xml · derivative · entry 6 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,164 Underlying: Common Stock · 4,164 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · derivative · entry 8 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,039 Underlying: Common Stock · 1,520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 678 | $51.42 | $34,862.76 |
DisclosureSEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 4 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,390.2336 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.