Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVR PARTNERS, LPUAN · Entity 8965 | Director | November 15, 2019 | November 15, 2019 |
| OPENLANE, Inc.KAR · Entity 4015 | Director | June 17, 2019 | June 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVR PARTNERS, LP
Report date November 15, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 12,500 |
Reported balance
After 2019-11-15 transaction · row 1
1 source rowRow 1 · 2019-11-15 · Sale · Disposed 17,969 · Balance 12,500 F1: The price reflects the weighted average sale price of multiple transactions ranging from a low sale price of $3.01 per unit to a high sale price of $3.07 per unit. Upon the written request of the SEC, the Issuer or a security holder of the Issuer, the reporting person agrees to provide the number of common units sold at each sale price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects the weighted average sale price of multiple transactions ranging from a low sale price of $3.01 per unit to a high sale price of $3.07 per unit. Upon the written request of the SEC, the Issuer or a security holder of the Issuer, the reporting person agrees to provide the number of common units sold at each sale price.
OPENLANE, Inc.
Report date June 17, 2019 · Filed June 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,628.8032 |
Reported balance
After 2019-06-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-17 · Grant · Acquired 97.212 · Balance 1,628.8032 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares are vested. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 17,383 |
Reported balance
Holding disclosure · report date 2019-06-17 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 17,383 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.
F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested.
F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.
F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares are vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 15, 2019 23:42 UTC | CVR PARTNERS, LP UAN · Entity 8965 | SaleCommon Units | 17,969 | $3.04 | $54,553.88 |
DisclosureSEC source: 0001425292-19-000037 · wf-form4_157386130627883.xml · nonDerivative · entry 1 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · price: The price reflects the weighted average sale price of multiple transactions ranging from a low sale price of $3.01 per unit to a high sale price of $3.07 per unit. Upon the written request of the SEC, the Issuer or a security holder of the Issuer, the reporting person agrees to provide the number of common units sold at each sale price. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 17:02 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 97.212 | $60.07 | $5,839.52 |
DisclosureSEC source: 0001395942-19-000078 · wf-form4_156097814914642.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628.8032 Underlying: Common Stock · 97.212 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares are vested. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 17:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,230 | $58.31 | $130,031.30 |
DisclosureSEC source: 0001395942-19-000064 · wf-form4_155977196661229.xml · derivative · entry 1 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,383 Underlying: Common Stock · 2,230 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 18:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 110.8087 | $52.35 | $5,800.84 |
DisclosureSEC source: 0001395942-19-000055 · wf-form4_155476133034087.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531.5912 Underlying: Common Stock · 110.8087 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 16:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 122.7427 | $46.91 | $5,757.86 |
DisclosureSEC source: 0001395942-19-000010 · wf-form4_154698168851752.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420.7825 Underlying: Common Stock · 122.7427 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019. Read SEC document |
| October 03, 2018 Filed Oct 9, 2018 06:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 96.1248 | $59.55 | $5,724.23 |
DisclosureSEC source: 0001395942-18-000133 · wf-form4_153907920791346.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298.0398 Underlying: Common Stock · 96.1248 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 102.456 | $55.52 | $5,688.36 |
DisclosureSEC source: 0001395942-18-000103 · wf-form4_153117114657098.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201.915 Underlying: Common Stock · 102.456 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:57 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000090 · wf-form4_152832222319512.xml · derivative · entry 1 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,153 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 16:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 89.8229 | $54.64 | $4,907.92 |
DisclosureSEC source: 0001395942-18-000075 · wf-form4_152304535668735.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099.459 Underlying: Common Stock · 89.8229 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 1,075.4468 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 16:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 94.6015 | $51.53 | $4,874.82 |
DisclosureSEC source: 0001395942-18-000008 · wf-form4_151553507958257.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009.6361 Underlying: Common Stock · 94.6015 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 970.0974 shares are vested and the remaining shares will vest as follows: 19.7693 shares vest on March 5, 2018 and the remaining 19.7695 shares vest on June 5, 2018. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 16:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 91.294 | $48.50 | $4,427.76 |
DisclosureSEC source: 0001395942-17-000110 · wf-form4_150723691977227.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915.0346 Underlying: Common Stock · 91.294 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 882.5378 shares are vested and the remaining shares will vest as follows: 10.8322 shares vest on December 5, 2017, 10.8322 shares vest on March 5, 2018 and the remaining 10.8324 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 107.6003 | $40.83 | $4,393.32 |
DisclosureSEC source: 0001395942-17-000094 · wf-form4_149973527978203.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823.7406 Underlying: Common Stock · 107.6003 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 803.4105 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:51 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000079 · wf-form4_149688307423482.xml · derivative · entry 1 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,013 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:30 UTC | CVR PARTNERS, LP UAN · Entity 8965 | PurchaseCommon Units | 2,000 | $3.97 | $7,940.00 |
DisclosureSEC source: 0001425292-17-000041 · wf-form4_149643539034093.xml · nonDerivative · entry 1 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,469 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 83.8212 | $42.19 | $3,536.42 |
DisclosureSEC source: 0001395942-17-000059 · wf-form4_149152433184932.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716.1403 Underlying: Common Stock · 83.8212 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additonal shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 694.5784 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 78.7096 | $44.61 | $3,511.24 |
DisclosureSEC source: 0001395942-17-000008 · wf-form4_148410068798026.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632.3191 Underlying: Common Stock · 78.7096 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additonal shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 599.9788 shares are vested and the remaining shares will vest as follows: 16.1701 shares vest on March 7, 2017 and the remaining 16.1702 shares vest on June 7, 2017. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 17:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 72.7659 | $43.44 | $3,160.95 |
DisclosureSEC source: 0001395942-16-000355 · wf-form4_147578932251826.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553.6095 Underlying: Common Stock · 72.7659 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additonal shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 520.2877 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.