Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.OPLN · Entity 4015 | Director · Chief Executive Officer | August 24, 2026 | August 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date August 24, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 14,830.1521 |
Reported balance
After 2026-08-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-24 · Purchase · Acquired 14,830.1521 · Balance 14,830.1521 F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.6990 to $33.7200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.6990 to $33.7200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2026 Filed Aug 26, 2026 21:52 UTC | OPENLANE, Inc. OPLN · Entity 4015 | PurchaseCommon Stock | 14,830.1521 | $33.72 | $499,998.58 |
DisclosureSEC source: 0001532010-26-000003 · wk-form4_1787781133.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 14,830.1521 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.6990 to $33.7200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2026 Filed Feb 23, 2026 22:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 53,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001532010-26-000002 · wk-form4_1771884686.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,986 Underlying: Common Stock · 53,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2026, one-third of these restricted stock units vest on February 21, 2027 and the remaining one-third of these restricted stock units vest on February 21, 2028, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2026, one-third of these restricted stock units vest on February 21, 2027 and the remaining one-third of these restricted stock units vest on February 21, 2028, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2026 Filed Feb 23, 2026 22:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 22,625 | $28.63 | $647,753.75 |
DisclosureSEC source: 0001532010-26-000002 · wk-form4_1771884686.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,833 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2026 Filed Feb 23, 2026 22:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 53,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001532010-26-000002 · wk-form4_1771884686.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 683,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2026. Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 21:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 141,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001532010-26-000001 · wk-form4_1771621267.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,166 Underlying: Common Stock · 141,166 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 19, 2027, one-third of these restricted stock units vest on February 19, 2028 and the remaining one-third of these restricted stock units vest on February 19, 2029, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 19, 2027, one-third of these restricted stock units vest on February 19, 2028 and the remaining one-third of these restricted stock units vest on February 19, 2029, assuming continued employment through the applicable vesting date. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 116,710 | $29.10 | $3,396,261.00 |
DisclosureSEC source: 0001532010-26-000001 · wk-form4_1771621267.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 629,552 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 274,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001532010-26-000001 · wk-form4_1771621267.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,262 F1 · shares: The number of performance-based restricted stock units that vested was determined based on a combination of the Company's cumulative adjusted EBITDA performance (75% weighting) and the Company's total shareholder return relative to that of companies within the S&P SmallCap 600 Index (25% weighting) over a three-year period from January 1, 2023 through December 31, 2025. The Compensation Committee certified performance achievement effective February 18, 2026. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 18, 2026. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 21:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001532010-25-000003 · wk-form4_1765230598.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,892 Underlying: Common Stock · 3,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 53,906 of these restricted stock units vest on February 21, 2026, 54,217 of these restricted stock units vest on February 21, 2027 and the remaining 55,769 of these restricted stock units vest on February 21, 2028, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 53,906 of these restricted stock units vest on February 21, 2026, 54,217 of these restricted stock units vest on February 21, 2027 and the remaining 55,769 of these restricted stock units vest on February 21, 2028, assuming continued employment through the applicable vesting date. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 21:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 3,413 | $26.14 | $89,215.82 |
DisclosureSEC source: 0001532010-25-000003 · wk-form4_1765230598.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,545.263 F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 21:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001532010-25-000003 · wk-form4_1765230598.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,958.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| May 09, 2025 Filed May 12, 2025 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 49,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-25-000030 · wk-form4_1747084744.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 9, 2025. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 9, 2025. Read SEC document |
| May 09, 2025 Filed May 12, 2025 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 21,081 | $21.96 | $462,938.76 |
DisclosureSEC source: 0001395942-25-000030 · wk-form4_1747084744.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,545.263 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 09, 2025 Filed May 12, 2025 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 49,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-25-000030 · wk-form4_1747084744.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,626.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2025. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 15:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 167,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-25-000016 · wk-form4_1740498783.xml · derivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,305 Underlying: Common Stock · 167,305 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2026, one-third of these restricted stock units vest on February 21, 2027 and the remaining one-third of these restricted stock units vest on February 21, 2028, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2026, one-third of these restricted stock units vest on February 21, 2027 and the remaining one-third of these restricted stock units vest on February 21, 2028, assuming continued employment through the applicable vesting date. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 41,308 | $20.07 | $829,051.56 |
DisclosureSEC source: 0001395942-25-000010 · wk-form4_1740173535.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,600.263 F3 · shares: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 109,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-25-000010 · wk-form4_1740173535.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,908.263 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted EBITDA performance over a three-year period from January 1, 2022 through December 31, 2024. The Compensation Committee certified performance achievement effective February 19, 2025. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2025. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 23:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-24-000080 · wk-form4_1734479915.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,026 Underlying: Common Stock · 974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on May 9, 2025, assuming continued employment through the vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on May 9, 2025, assuming continued employment through the vesting date. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 23:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 974 | $20.57 | $20,035.18 |
DisclosureSEC source: 0001395942-24-000080 · wk-form4_1734479915.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,265.263 F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 23:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-24-000080 · wk-form4_1734479915.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,239.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 49,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-24-000034 · wk-form4_1715630862.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 49,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vested on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 21,115 | $17.71 | $373,946.65 |
DisclosureSEC source: 0001395942-24-000034 · wk-form4_1715630862.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,265.263 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 49,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-24-000034 · wk-form4_1715630862.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,380.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2024. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 13:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | PurchaseCommon Stock | 24,000 | $14.98 | $359,520.00 |
DisclosureSEC source: 0001395942-24-000015 · wk-form4_1709128510.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,355.263 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.74 to $15.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 13:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | PurchaseCommon Stock | 10,000 | $14.87 | $148,700.00 |
DisclosureSEC source: 0001395942-24-000015 · wk-form4_1709128510.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,355.263 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.78 to $14.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000087 · wk-form4_1702423750.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,025 Underlying: Common Stock · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 49,025 of these restricted stock units vest on May 9, 2024 and the remaining 50,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 49,025 of these restricted stock units vest on May 9, 2024 and the remaining 50,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 975 | $14.34 | $13,981.50 |
DisclosureSEC source: 0001395942-23-000087 · wk-form4_1702423750.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,355.263 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000087 · wk-form4_1702423750.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,330.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000054 · wf-form4_168384271574249.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 15,187 | $15.09 | $229,171.83 |
DisclosureSEC source: 0001395942-23-000054 · wf-form4_168384271574249.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,355.263 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000054 · wf-form4_168384271574249.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,542.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2023. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 00:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 5,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000010 · wf-form4_167711219348548.xml · derivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023. F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 00:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,493 | $14.12 | $21,081.16 |
DisclosureSEC source: 0001395942-23-000010 · wf-form4_167711219348548.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,542.263 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 00:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 5,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-23-000010 · wf-form4_167711219348548.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,035.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2023. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 20:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000076 · wf-form4_167096491379763.xml · derivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | PurchaseCommon Stock | 35,958 | $13.24 | $476,083.92 |
DisclosureSEC source: 0001395942-22-000036 · wf-form4_165247426522990.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,978.263 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.05 to $13.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | PurchaseCommon Stock | 10,000 | $12.58 | $125,800.00 |
DisclosureSEC source: 0001395942-22-000036 · wf-form4_165247426522990.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,020.263 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.48 to $12.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 13,997.263 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · derivative · entry 9 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,997.263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 2,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · derivative · entry 7 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 4,144 | $13.83 | $57,311.52 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 6 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,020.263 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 13,997.263 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 5 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,164.263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 630 | $13.83 | $8,712.90 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 4 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,167 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 2,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 3 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · derivative · entry 8 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,057 Underlying: Common Stock · 5,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,497 | $13.97 | $20,913.09 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,672 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022. F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:51 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 704,501 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000066 · wf-form4_162319985480522.xml · derivative · entry 2 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,501 Underlying: Common Stock · 704,501 shares Expires 2031-06-04 F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:51 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 176,125 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000066 · wf-form4_162319985480522.xml · derivative · entry 1 Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,125 Underlying: Common Stock · 176,125 shares Expires 2031-06-04 F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 474,309 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000041 · wf-form4_161524759901572.xml · derivative · entry 2 Kelly Peter J · CIK 0001532010 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,309 Underlying: Common Stock · 474,309 shares Expires 2031-03-04 F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 118,578 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000041 · wf-form4_161524759901572.xml · derivative · entry 1 Kelly Peter J · CIK 0001532010 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,578 Underlying: Common Stock · 118,578 shares Expires 2031-03-04 F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:35 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 8,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000025 · wf-form4_161489727662914.xml · derivative · entry 7 Kelly Peter J · CIK 0001532010 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.