Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | Director | June 17, 2019 | June 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date June 17, 2019 · Filed June 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 841.6676 |
Reported balance
After 2019-06-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-17 · Grant · Acquired 38.403 · Balance 841.6676 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 8,018 |
Reported balance
Holding disclosure · report date 2019-06-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 8,018 F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested. F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 7,689 |
Reported balance
Holding disclosure · report date 2019-06-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,689 |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.
F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested.
F3: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.
F4: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IAA, Inc.
Report date March 20, 2023 · Filed March 21, 2023
Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-03-20 transaction · row 1
1 source rowRow 1 · 2023-03-20 · Disposition to issuer · Disposed 25,698 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to a restricted stock award and shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,
F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to a restricted stock award and shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2023 Filed Mar 21, 2023 17:54 UTC | IAA, Inc. IAA · Entity 115305 | Disposition to issuerCommon Stock | 25,698 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-008993 · ownership.xml · nonDerivative · entry 1 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · price: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to a restricted stock award and shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 19:40 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 3,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-022929 · doc4.xml · nonDerivative · entry 1 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,698 F1 · kind: Represents an annual stock retainer payable to non-employee directors, which will vest in full on the earlier of the one-year anniversary of the grant date or the day preceding the Issuer's next annual meeting of stockholders following the grant date. F2 · balance_after: Includes 8,859 stock units subject to a deferral option and payable pursuant to the Issuer's Directors Deferred Compensation Plan, which amount includes 2,230 stock units that were inadvertently omitted from the Reporting Person's previous Form 4 filings with the Securities and Exchange Commission. F3 · balance_after: Includes 7,689 shares of common stock that were converted into shares of the Issuer's common stock in connection with the spin-off of the Issuer from KAR Auction Services, Inc. and that were inadvertently omitted from the Reporting Person's previous Form 4 filings with the Securities and Exchange Commission. Read SEC document |
| June 16, 2021 Filed Jul 2, 2021 16:13 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027202 · doc4.xml · nonDerivative · entry 1 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,065 F1 · kind: Represents a stock unit award granted on June 16, 2021, which will vest in full on the earlier of the one-year anniversary of the grant date or the day preceding the Issuer's next annual meeting of stockholders following the grant date. F2 · balance_after: Includes 6,629 stock units subject to a deferral option. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:32 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 3,024 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017273 · doc4.xml · nonDerivative · entry 1 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,653 F1 · kind: Represents a restricted stock award granted on June 17, 2020, which will vest in four substantially equal quarterly installments over a one-year period following the grant date; provided, however, that if the Issuer's 2021 annual meeting of stockholders occurs prior to the last vesting date, the outstanding and unvested portion of the restricted stock award will vest on the day prior to such annual meeting. F2 · balance_after: Includes 6,629 stock units received in connection with the spin-off of the Issuer from KAR Auction Services, Inc. (KAR). All outstanding stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. The stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. The 6,629 stock units are subject to a deferral option. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 17:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 38.403 | $60.07 | $2,306.87 |
DisclosureSEC source: 0001395942-19-000080 · wf-form4_156097834517579.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841.6676 Underlying: Common Stock · 38.403 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 18:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 2,230 | $58.31 | $130,031.30 |
DisclosureSEC source: 0001395942-19-000065 · wf-form4_155977218364566.xml · derivative · entry 2 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Underlying: Common Stock · 2,230 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,230 shares of phantom stock were granted on June 4, 2019 at a price of $58.31 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. This grant vests on June 4, 2020, and is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 18:12 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 43.7751 | $52.35 | $2,291.63 |
DisclosureSEC source: 0001395942-19-000057 · wf-form4_155476156104344.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803.2646 Underlying: Common Stock · 43.7751 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 13:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 48.4896 | $46.91 | $2,274.65 |
DisclosureSEC source: 0001395942-19-000004 · wf-form4_154697338859685.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759.4895 Underlying: Common Stock · 48.4896 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 18:25 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 37.9742 | $59.55 | $2,261.36 |
DisclosureSEC source: 0001395942-18-000129 · wf-form4_153877831517362.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710.9999 Underlying: Common Stock · 37.9742 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 40.4753 | $55.52 | $2,247.19 |
DisclosureSEC source: 0001395942-18-000102 · wf-form4_153117094489725.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673.0257 Underlying: Common Stock · 40.4753 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000088 · wf-form4_152832169465512.xml · nonDerivative · entry 1 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,689 F1 · balance_after: 2,140 of these shares were issued on June 4, 2018 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,140 shares vest every three months from the date issued and are subject to forfeiture until vested. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 16:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 40.8655 | $54.64 | $2,232.89 |
DisclosureSEC source: 0001395942-18-000072 · wf-form4_152304498512856.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632.5504 Underlying: Common Stock · 40.8655 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 16:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 43.0394 | $51.53 | $2,217.82 |
DisclosureSEC source: 0001395942-18-000004 · wf-form4_151553426544451.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591.6849 Underlying: Common Stock · 43.0394 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 16:53 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 41.5347 | $48.50 | $2,014.43 |
DisclosureSEC source: 0001395942-17-000109 · wf-form4_150723680148001.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548.6455 Underlying: Common Stock · 41.5347 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 48.9534 | $40.83 | $1,998.77 |
DisclosureSEC source: 0001395942-17-000089 · wf-form4_149973473817416.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507.1108 Underlying: Common Stock · 48.9534 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000083 · wf-form4_149688332853086.xml · nonDerivative · entry 1 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549 F1 · balance_after: 2,594 of these shares were issued on June 5, 2017 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,594 shares vest every three months from the date issued and are subject to forfeiture until vested. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 47.0188 | $42.19 | $1,983.72 |
DisclosureSEC source: 0001395942-17-000065 · wf-form4_149152493771383.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458.1574 Underlying: Common Stock · 47.0188 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 44.1514 | $44.61 | $1,969.59 |
DisclosureSEC source: 0001395942-17-000006 · wf-form4_148410053165789.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411.1386 Underlying: Common Stock · 44.1514 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 17:31 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantPhantom Stock · Derivative | 40.8175 | $43.44 | $1,773.11 |
DisclosureSEC source: 0001395942-16-000358 · wf-form4_147578950501174.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366.9872 Underlying: Common Stock · 40.8175 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.