Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2018 Filed Feb 1, 2018 23:54 UTC
Leech WilsonEVP/Chief Risk Officer
Exercise / conversionCommon Stock 5,694 $52.69 $300,016.86
Disclosure

SEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · nonDerivative · entry 1

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,272.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:00 UTC
Potter Stephen NVice Chairman
SaleCommon Stock 10,000 $106.14 $1,061,400.00
Disclosure

SEC source: 0000073124-18-000057 · wf-form4_151735321231042.xml · nonDerivative · entry 1

Potter Stephen N · CIK 0001378549 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,674

F1 · price: Price reflects the weighted average sales price from $106.06 to $106.27. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:00 UTC
Parker TeresaExecutive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 7,118 $0.00 Strike: $52.69 $0.00
Disclosure

SEC source: 0000073124-18-000056 · wf-form4_151735319285961.xml · derivative · entry 5

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,118 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:00 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 7,118 $106.19 $755,860.42
Disclosure

SEC source: 0000073124-18-000056 · wf-form4_151735319285961.xml · nonDerivative · entry 3

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,984

F3 · price: Price reflects the weighted average sales price from $106.16 to $106.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 7,672 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:00 UTC
Parker TeresaExecutive Vice President
Exercise / conversionCommon Stock 7,118 $52.69 $375,047.42
Disclosure

SEC source: 0000073124-18-000056 · wf-form4_151735319285961.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 7,672 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:00 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 3,000 $106.15 $318,450.00
Disclosure

SEC source: 0000073124-18-000056 · wf-form4_151735319285961.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,984

F1 · price: Price reflects the weighted average sales price from $106.14 to $106.17. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 7,672 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Cohodes Jeffrey D.Executive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 9,793 $0.00 Strike: $70.21 $0.00
Disclosure

SEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · derivative · entry 8

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,792

Underlying: Common Stock · 9,793 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/17/2016.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Cohodes Jeffrey D.Executive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 15,253 $0.00 Strike: $60.85 $0.00
Disclosure

SEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · derivative · entry 7

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084

Underlying: Common Stock · 15,253 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Cohodes Jeffrey D.Executive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 5,871 $0.00 Strike: $52.69 $0.00
Disclosure

SEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · derivative · entry 6

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,871 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Cohodes Jeffrey D.Executive Vice President
SaleCommon Stock 30,917 $105.29 $3,255,250.93
Disclosure

SEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 4

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,852

F2 · price: Price reflects the weighted average sales price from $104.98 to $105.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Cohodes Jeffrey D.Executive Vice President
Exercise / conversionCommon Stock 9,793 $70.21 $687,566.53
Disclosure

SEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 3

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Cohodes Jeffrey D.Executive Vice President
Exercise / conversionCommon Stock 15,253 $60.85 $928,145.05
Disclosure

SEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 2

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Cohodes Jeffrey D.Executive Vice President
Exercise / conversionCommon Stock 5,871 $52.69 $309,342.99
Disclosure

SEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 1

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:59 UTC
Blake Aileen BEVP and Controller
SaleCommon Stock 3,000 $105.32 $315,960.00
Disclosure

SEC source: 0000073124-18-000054 · wf-form4_151735315958482.xml · nonDerivative · entry 1

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,230

F1 · price: Price reflects the weighted average sales price from $105.31 to $105.36. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:06 UTC
WADDELL FREDERICK HDirector · Chairman
Tax withholdingCommon Stock 22,347 $106.71 $2,384,648.37
Disclosure

SEC source: 0000073124-18-000048 · wf-form4_151692159603676.xml · nonDerivative · entry 3

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,739

F2 · balance_after: Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects the transfer of 30,552 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:06 UTC
WADDELL FREDERICK HDirector · Chairman
GrantCommon Stock 52,899 $106.71 $5,644,852.29
Disclosure

SEC source: 0000073124-18-000048 · wf-form4_151692159603676.xml · nonDerivative · entry 2

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,638

F2 · balance_after: Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:06 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 1,076 $106.71 $114,819.96
Disclosure

SEC source: 0000073124-18-000047 · wf-form4_151692157688746.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,293

F1 · balance_after: Includes 7,762 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:06 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 3,182 $106.71 $339,551.22
Disclosure

SEC source: 0000073124-18-000047 · wf-form4_151692157688746.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,369

F1 · balance_after: Includes 7,762 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:06 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 5,968 $106.71 $636,845.28
Disclosure

SEC source: 0000073124-18-000046 · wf-form4_151692155895567.xml · nonDerivative · entry 3

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,611

F2 · balance_after: Includes 29,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects the transfer of 9,941 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:06 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 15,909 $106.71 $1,697,649.39
Disclosure

SEC source: 0000073124-18-000046 · wf-form4_151692155895567.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,520

F2 · balance_after: Includes 29,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:05 UTC Tax withholdingCommon Stock 7,728 $106.71 $824,654.88
Disclosure

SEC source: 0000073124-18-000045 · wf-form4_151692154180315.xml · nonDerivative · entry 3

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,248

F2 · balance_after: Includes 43,248 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects the transfer of 12,159 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:05 UTC GrantCommon Stock 19,887 $106.71 $2,122,141.77
Disclosure

SEC source: 0000073124-18-000045 · wf-form4_151692154180315.xml · nonDerivative · entry 2

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,135

F2 · balance_after: Includes 43,248 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:05 UTC
Potter Stephen NVice Chairman
Tax withholdingCommon Stock 5,968 $106.71 $636,845.28
Disclosure

SEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 4

Potter Stephen N · CIK 0001378549 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,669

F3 · balance_after: Includes 42,669 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F4 · balance_after: Reflects the transfer of 9,941 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:05 UTC
Potter Stephen NVice Chairman
GrantCommon Stock 15,909 $106.71 $1,697,649.39
Disclosure

SEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 3

Potter Stephen N · CIK 0001378549 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,578

F3 · balance_after: Includes 42,669 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:05 UTC
Pembleton Susan GillianEVP/Human Resources
Tax withholdingCommon Stock 6,170 $106.71 $658,400.70
Disclosure

SEC source: 0000073124-18-000043 · wf-form4_151692150391671.xml · nonDerivative · entry 2

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

F1 · balance_after: Includes 18,921 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:05 UTC
Pembleton Susan GillianEVP/Human Resources
GrantCommon Stock 13,126 $106.71 $1,400,675.46
Disclosure

SEC source: 0000073124-18-000043 · wf-form4_151692150391671.xml · nonDerivative · entry 1

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,837

F1 · balance_after: Includes 18,921 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:04 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 1,926 $106.71 $205,523.46
Disclosure

SEC source: 0000073124-18-000042 · wf-form4_151692148390630.xml · nonDerivative · entry 3

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,984

F2 · balance_after: Includes 7,672 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:04 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 3,978 $106.71 $424,492.38
Disclosure

SEC source: 0000073124-18-000042 · wf-form4_151692148390630.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,910

F2 · balance_after: Includes 7,672 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:04 UTC
O'Grady MichaelDirector · President and CEO
Tax withholdingCommon Stock 5,962 $106.71 $636,205.02
Disclosure

SEC source: 0000073124-18-000041 · wf-form4_151692146286623.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,418

F1 · balance_after: Includes 29,830 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:04 UTC
O'Grady MichaelDirector · President and CEO
GrantCommon Stock 15,909 $106.71 $1,697,649.39
Disclosure

SEC source: 0000073124-18-000041 · wf-form4_151692146286623.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,380

F1 · balance_after: Includes 29,830 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:04 UTC
MORRISON WILLIAM LVice Chairman
Tax withholdingCommon Stock 9,090 $106.71 $969,993.90
Disclosure

SEC source: 0000073124-18-000040 · wf-form4_151692144398623.xml · nonDerivative · entry 3

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,464

F2 · balance_after: Includes 57,687 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:04 UTC
MORRISON WILLIAM LVice Chairman
GrantCommon Stock 25,853 $106.71 $2,758,773.63
Disclosure

SEC source: 0000073124-18-000040 · wf-form4_151692144398623.xml · nonDerivative · entry 2

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,554

F2 · balance_after: Includes 57,687 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:03 UTC
Levy Susan CohenExecutive VP & General Counsel
Tax withholdingCommon Stock 4,738 $106.71 $505,591.98
Disclosure

SEC source: 0000073124-18-000039 · wf-form4_151692142202684.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,936

F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:03 UTC
Levy Susan CohenExecutive VP & General Counsel
GrantCommon Stock 13,126 $106.71 $1,400,675.46
Disclosure

SEC source: 0000073124-18-000039 · wf-form4_151692142202684.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,674

F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:03 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 5,968 $106.71 $636,845.28
Disclosure

SEC source: 0000073124-18-000037 · wf-form4_151692138093045.xml · nonDerivative · entry 3

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,647

F2 · balance_after: Includes 45,647 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects the transfer of 9,941 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:03 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 15,909 $106.71 $1,697,649.39
Disclosure

SEC source: 0000073124-18-000037 · wf-form4_151692138093045.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,556

F2 · balance_after: Includes 45,647 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:03 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 936 $106.71 $99,880.56
Disclosure

SEC source: 0000073124-18-000038 · wf-form4_151692140283110.xml · nonDerivative · entry 2

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,578.63

F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:03 UTC
Leech WilsonEVP/Chief Risk Officer
GrantCommon Stock 1,989 $106.71 $212,246.19
Disclosure

SEC source: 0000073124-18-000038 · wf-form4_151692140283110.xml · nonDerivative · entry 1

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,514.63

F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:02 UTC
Cohodes Jeffrey D.Executive Vice President
Tax withholdingCommon Stock 4,737 $106.71 $505,485.27
Disclosure

SEC source: 0000073124-18-000036 · wf-form4_151692135989482.xml · nonDerivative · entry 3

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,852

F2 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:02 UTC
Cohodes Jeffrey D.Executive Vice President
GrantCommon Stock 13,126 $106.71 $1,400,675.46
Disclosure

SEC source: 0000073124-18-000036 · wf-form4_151692135989482.xml · nonDerivative · entry 2

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,589

F2 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:02 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 5,970 $106.71 $637,058.70
Disclosure

SEC source: 0000073124-18-000034 · wf-form4_151692132489784.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,071

F1 · balance_after: Includes 25,726 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 23, 2018 Filed Jan 25, 2018 23:02 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
GrantCommon Stock 15,909 $106.71 $1,697,649.39
Disclosure

SEC source: 0000073124-18-000034 · wf-form4_151692132489784.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,041

F1 · balance_after: Includes 25,726 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 23, 2018 Filed Jan 25, 2018 23:02 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 4,560 $106.71 $486,597.60
Disclosure

SEC source: 0000073124-18-000035 · wf-form4_151692134276672.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,171

F1 · balance_after: Includes 20,016 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 23, 2018 Filed Jan 25, 2018 23:02 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 12,728 $106.71 $1,358,204.88
Disclosure

SEC source: 0000073124-18-000035 · wf-form4_151692134276672.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,731

F1 · balance_after: Includes 20,016 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 23, 2018 Filed Jan 25, 2018 23:02 UTC
Bowman BiffChief Financial Officer
Tax withholdingCommon Stock 5,968 $106.71 $636,845.28
Disclosure

SEC source: 0000073124-18-000033 · wf-form4_151692130586456.xml · nonDerivative · entry 2

Bowman Biff · CIK 0001548048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,673

F1 · balance_after: Includes 25,917 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 23, 2018 Filed Jan 25, 2018 23:02 UTC
Bowman BiffChief Financial Officer
GrantCommon Stock 15,909 $106.71 $1,697,649.39
Disclosure

SEC source: 0000073124-18-000033 · wf-form4_151692130586456.xml · nonDerivative · entry 1

Bowman Biff · CIK 0001548048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,641

F1 · balance_after: Includes 25,917 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 23, 2018 Filed Jan 25, 2018 23:01 UTC
Blake Aileen BEVP and Controller
Tax withholdingCommon Stock 1,335 $106.71 $142,457.85
Disclosure

SEC source: 0000073124-18-000032 · wf-form4_151692128863257.xml · nonDerivative · entry 2

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

F1 · balance_after: Includes 9,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 2,643 shares directly held by the reporting person into the reporting person's existing trust account.

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January 23, 2018 Filed Jan 25, 2018 23:01 UTC
Blake Aileen BEVP and Controller
GrantCommon Stock 3,978 $106.71 $424,492.38
Disclosure

SEC source: 0000073124-18-000032 · wf-form4_151692128863257.xml · nonDerivative · entry 1

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,936

F1 · balance_after: Includes 9,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 31, 2017 Filed Jan 4, 2018 00:00 UTC GrantStock Units · Derivative 310 $100.66 $31,204.60
Disclosure

SEC source: 0000073124-18-000010 · wf-form4_151502398698269.xml · derivative · entry 3

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,482

Underlying: Common Stock · 310 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

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December 31, 2017 Filed Jan 3, 2018 23:59 UTC GrantStock Units · Derivative 298 $100.66 $29,996.68
Disclosure

SEC source: 0000073124-18-000009 · wf-form4_151502397118435.xml · derivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,648

Underlying: Common Stock · 298 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.