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O'Grady Michael

Disclosed activity across 2 companies

Tapewire entity
14741
SEC CIK
0001527742

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314DirectorApril 24, 2026April 28, 2026
NORTHERN TRUST CORPNTRS · Entity 1970Director · Chairman and CEOMarch 01, 2026March 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date April 24, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect7,603 Reported balance After 2026-04-24 transaction · row 1
1 source row

Row 1 · 2026-04-24 · Grant · Acquired 2,286 · Balance 7,603

F1: Restricted stock unit award granted under the Abbott Laboratories 2026 Incentive Stock Program (the "Program"). The award will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.86 · Expires 2036-04-23Direct5,929 Reported balance After 2026-04-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-24 · Grant · Acquired 5,929 · Balance 5,929

F2: Stock option granted under the Program, in a transaction exempt from Section 16 under Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock unit award granted under the Abbott Laboratories 2026 Incentive Stock Program (the "Program"). The award will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

F2: Stock option granted under the Program, in a transaction exempt from Section 16 under Rule 16b-3.

NORTHERN TRUST CORP

Report date March 01, 2026 · Filed March 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect56,897 Reported balance After 2026-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-01 · Tax withholding · Disposed 11,129 · Balance 56,897

F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2: Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Common StockSEC Table I · non-derivativeIndirectBy Trust417,676.44 Reported balance Holding disclosure · report date 2026-03-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 417,676.44

F2: Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo Child 16,959.85 Reported balance Holding disclosure · report date 2026-03-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,959.85

F3: The reporting person's spouse is trustee of this trust.

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo Child 26,958.85 Reported balance Holding disclosure · report date 2026-03-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,958.85

F3: The reporting person's spouse is trustee of this trust.

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo Child 36,959.85 Reported balance Holding disclosure · report date 2026-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 6,959.85

F3: The reporting person's spouse is trustee of this trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2: Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F3: The reporting person's spouse is trustee of this trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2026 Filed Apr 28, 2026 23:14 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 5,929 $0.00 Strike: $91.86 $0.00
Disclosure

SEC source: 0001527742-26-000012 · form4-04282026_110406.xml · derivative · entry 2

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,929

Underlying: Common Shares · 5,929 shares

Expires 2036-04-23

F2 · security: Stock option granted under the Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
April 24, 2026 Filed Apr 28, 2026 23:14 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 2,286 $0.00 $0.00
Disclosure

SEC source: 0001527742-26-000012 · form4-04282026_110406.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,603

F1 · shares: Restricted stock unit award granted under the Abbott Laboratories 2026 Incentive Stock Program (the "Program"). The award will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 01, 2026 Filed Mar 5, 2026 00:10 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 11,129 $143.15 $1,593,116.35
Disclosure

SEC source: 0001527742-26-000011 · wk-form4_1772669456.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,897

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:14 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 32,181 $147.24 $4,738,330.44
Disclosure

SEC source: 0001527742-26-000009 · wk-form4_1771542877.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,423

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 40,461 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:14 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 72,642 $0.00 $0.00
Disclosure

SEC source: 0001527742-26-000009 · wk-form4_1771542877.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,065

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2026 Filed Feb 10, 2026 00:29 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 19,437 $0.00 $0.00
Disclosure

SEC source: 0001527742-26-000007 · wk-form4_1770683385.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,423

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 22:52 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 34,489 $0.00 Strike: $58.25 $0.00
Disclosure

SEC source: 0001527742-26-000005 · wk-form4_1770072773.xml · derivative · entry 7

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,489 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 22:52 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 21,739 $150.78 $3,277,806.42
Disclosure

SEC source: 0001527742-26-000005 · wk-form4_1770072773.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 361,818.44

Read SEC document
January 29, 2026 Filed Feb 2, 2026 22:52 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionCommon Stock 34,489 $58.25 $2,008,984.25
Disclosure

SEC source: 0001527742-26-000005 · wk-form4_1770072773.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 383,557.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 23:34 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 770 $131.32 $101,116.40
Disclosure

SEC source: 0001527742-25-000005 · wk-form4_1764977660.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,986

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 22:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 3,769 $0.00 Strike: $128.40 $0.00
Disclosure

SEC source: 0001415889-25-011526 · form4-04292025_100454.xml · derivative · entry 2

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,769

Underlying: Common Shares · 3,769 shares

Expires 2035-04-24

F2 · security: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 22:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,635 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011526 · form4-04292025_100454.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,317

F1 · shares: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:16 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 11,684 $110.27 $1,288,394.68
Disclosure

SEC source: 0000073124-25-000137 · wk-form4_1741126603.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,756

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 11,684 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 27,846 previously reported stock units. The remaining 16,162 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:13 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 27,957 $112.69 $3,150,474.33
Disclosure

SEC source: 0000073124-25-000099 · wk-form4_1740093209.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,602

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 35,150 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:13 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 63,107 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000099 · wk-form4_1740093209.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,709

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:26 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 19,012 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000066 · wk-form4_1738974390.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,602

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 23:10 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 23,739 $0.00 Strike: $70.21 $0.00
Disclosure

SEC source: 0000073124-25-000031 · wk-form4_1738365044.xml · derivative · entry 8

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,739 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 17, 2016.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 23:10 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 17,432 $113.21 $1,973,476.72
Disclosure

SEC source: 0000073124-25-000031 · wk-form4_1738365044.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 292,341.32

Read SEC document
January 30, 2025 Filed Jan 31, 2025 23:10 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionCommon Stock 23,739 $70.21 $1,666,715.19
Disclosure

SEC source: 0000073124-25-000031 · wk-form4_1738365044.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 309,773.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 00:01 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 1,366 $110.31 $150,683.46
Disclosure

SEC source: 0000073124-24-000298 · wk-form4_1733443309.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,590

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 22:11 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 4,404 $0.00 Strike: $107.14 $0.00
Disclosure

SEC source: 0001415889-24-011797 · form4-04302024_100452.xml · derivative · entry 2

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,404

Underlying: Common Shares · 4,404 shares

Expires 2034-04-25

F2 · security: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 22:11 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,866 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011797 · form4-04302024_100452.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,682

F1 · shares: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:04 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 10,673 $81.90 $874,118.70
Disclosure

SEC source: 0000073124-24-000091 · wk-form4_1709683481.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,956

F1 · balance_after: Reflects 10,673 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 25,437 previously reported stock units. The remaining 14,764 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:47 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 33,734 $0.00 $0.00
Disclosure

SEC source: 0000073124-24-000056 · wk-form4_1708724800.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,393

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:44 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 26,618 $79.51 $2,116,397.18
Disclosure

SEC source: 0000073124-24-000038 · wk-form4_1708641882.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,659

F1 · balance_after: Includes 66,659 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 33,467 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:44 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 60,085 $0.00 $0.00
Disclosure

SEC source: 0000073124-24-000038 · wk-form4_1708641882.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,744

F1 · balance_after: Includes 66,659 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 22:02 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 24,651 $0.00 Strike: $60.85 $0.00
Disclosure

SEC source: 0000073124-24-000021 · wk-form4_1706306522.xml · derivative · entry 9

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,651 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 10, 2015.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 22:02 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 20,333 $81.38 $1,654,699.54
Disclosure

SEC source: 0000073124-24-000021 · wk-form4_1706306522.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 224,097

Read SEC document
January 24, 2024 Filed Jan 26, 2024 22:02 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionCommon Stock 24,651 $60.85 $1,500,013.35
Disclosure

SEC source: 0000073124-24-000021 · wk-form4_1706306522.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 244,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 23:39 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 1,282 $80.36 $103,021.52
Disclosure

SEC source: 0000073124-23-000208 · wk-form4_1701992362.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,659

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 21:59 UTC NORTHERN TRUST CORP NTRS · Entity 1970 PurchaseCommon Stock 20,000 $65.10 $1,302,000.00
Disclosure

SEC source: 0000073124-23-000192 · wk-form4_1698271134.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 219,779

F1 · price: Price reflects the weighted average purchase price from $64.98 to $65.28. Information regarding the number of shares purchased at each separate price will be provided by the reporting person upon request.

Read SEC document
April 28, 2023 Filed May 2, 2023 23:59 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 4,576 $0.00 Strike: $110.12 $0.00
Disclosure

SEC source: 0001415889-23-007137 · form4-05022023_110522.xml · derivative · entry 2

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,576

Underlying: Common Shares · 4,576 shares

Expires 2033-04-27

F2 · security: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
April 28, 2023 Filed May 2, 2023 23:59 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,816 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007137 · form4-05022023_110522.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,816

F1 · shares: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:48 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 9,845 $94.49 $930,254.05
Disclosure

SEC source: 0000073124-23-000064 · wf-form4_167789086284087.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,941

F1 · balance_after: Reflects 9,845 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 23,463 previously reported stock units. The remaining 13,618 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2023 Filed Feb 24, 2023 00:52 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 31,660 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000041 · wf-form4_167719990897562.xml · nonDerivative · entry 3

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,404

F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 21, 2023 Filed Feb 24, 2023 00:52 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 17,328 $94.70 $1,640,961.60
Disclosure

SEC source: 0000073124-23-000041 · wf-form4_167719990897562.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,744

F1 · balance_after: Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 21,786 shares directly held by the reporting person into the reporting person's existing trust account.

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February 21, 2023 Filed Feb 24, 2023 00:52 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 39,114 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000041 · wf-form4_167719990897562.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,858

F1 · balance_after: Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 07, 2023 Filed Feb 10, 2023 02:06 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 28,469 $0.00 Strike: $52.69 $0.00
Disclosure

SEC source: 0000073124-23-000024 · wf-form4_167599473265669.xml · derivative · entry 8

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,469 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 11, 2014.

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February 07, 2023 Filed Feb 10, 2023 02:06 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionCommon Stock 28,469 $52.69 $1,500,031.61
Disclosure

SEC source: 0000073124-23-000024 · wf-form4_167599473265669.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 28,469 shares directly held by the reporting person into the reporting person's existing trust account.

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December 05, 2022 Filed Dec 7, 2022 22:09 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 1,060 $90.19 $95,601.40
Disclosure

SEC source: 0000073124-22-000222 · wf-form4_167045093752057.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,744

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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May 18, 2022 Filed May 20, 2022 22:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 5,460 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 4

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo Child 3

Disclosed balance after: 5,460

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

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May 18, 2022 Filed May 20, 2022 22:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 5,460 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 3

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo Child 2

Disclosed balance after: 5,460

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

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May 18, 2022 Filed May 20, 2022 22:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 5,459 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo Child 1

Disclosed balance after: 5,459

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

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May 18, 2022 Filed May 20, 2022 22:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 16,379 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 0

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

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March 01, 2022 Filed Mar 3, 2022 23:38 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 8,841 $109.14 $964,906.74
Disclosure

SEC source: 0000073124-22-000088 · wf-form4_164635071570885.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,804

F1 · balance_after: Reflects 8,841 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 21,068 previously reported stock units. The remaining 12,227 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2022 Filed Feb 25, 2022 23:27 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 26,180 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000061 · wf-form4_164583161779634.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,872

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 18, 2022 Filed Jan 20, 2022 23:29 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 11,761 $132.16 $1,554,333.76
Disclosure

SEC source: 0000073124-22-000031 · wf-form4_164272137919202.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 17,260 shares directly held by the reporting person into the reporting person's existing trust account.

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January 18, 2022 Filed Jan 20, 2022 23:29 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 29,021 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000031 · wf-form4_164272137919202.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,713

F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:14 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 48,110 $0.00 Strike: $43.65 $0.00
Disclosure

SEC source: 0000073124-21-000301 · wf-form4_163917803548711.xml · derivative · entry 6

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,110 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 13, 2013.

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December 09, 2021 Filed Dec 10, 2021 23:14 UTC NORTHERN TRUST CORP NTRS · Entity 1970 SaleCommon Stock 48,110 $119.03 $5,726,533.30
Disclosure

SEC source: 0000073124-21-000301 · wf-form4_163917803548711.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

F2 · price: Price reflects the weighted average sales price from $118.58 to $119.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.