Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | President / Asset Management | March 01, 2022 | March 03, 2022 |
| REINSURANCE GROUP OF AMERICA INCRGA · Entity 2716 | Director | May 20, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,800 |
Reported balance
After 2022-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-01 · Tax withholding · Disposed 3,208 · Balance 63,800 F1: Reflects 3,208 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 7,236 previously reported stock units. The remaining 4,028 shares were distributed to the reporting person as shares of common stock. F2: Includes 22,735 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 3,208 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 7,236 previously reported stock units. The remaining 4,028 shares were distributed to the reporting person as shares of common stock.
F2: Includes 22,735 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
REINSURANCE GROUP OF AMERICA INC
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 817 |
Reported balance
After 2026-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 817 · Balance 817 F1: The phantom stock units convert 1 for 1 to common stock, based on fair market value. F2: Acquired pursuant to deferral of annual stock grant (817 shares) to independent directors for services performed as a director. F3: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4: Distributable upon director's retirement from the Board in accordance with distribution elections. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units convert 1 for 1 to common stock, based on fair market value.
F2: Acquired pursuant to deferral of annual stock grant (817 shares) to independent directors for services performed as a director.
F3: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.
F4: Distributable upon director's retirement from the Board in accordance with distribution elections.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 22, 2026 22:14 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantPhantom Stock · Derivative | 817 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037859 · wk-form4_1779488074.xml · derivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 817 Underlying: Common Stock · 817 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert 1 for 1 to common stock, based on fair market value. F2 · shares: Acquired pursuant to deferral of annual stock grant (817 shares) to independent directors for services performed as a director. F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections. Read SEC document |
| May 21, 2025 Filed May 23, 2025 22:55 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantPhantom Stock · Derivative | 810 | $203.75 Strike: $0.00 | $165,037.50 |
DisclosureSEC source: 0000898174-25-000114 · wk-form4_1748040934.xml · derivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810 Underlying: Common Stock · 810 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock. F2 · shares: Acquired pursuant to deferral of stock grant (810 shares) to independent directors for services performed as a director. F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:12 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantCommon Stock · Derivative | 778 | $212.20 Strike: $0.00 | $165,091.60 |
DisclosureSEC source: 0000898174-24-000113 · wk-form4_1716581517.xml · derivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778 Underlying: Common stock · 778 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock. F2 · shares: Acquired pursuant to deferral of stock grant (778 shares) to independent directors for services performed as a director. F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections. F5 · ownership.direct: The Reporting Person beneficially owns a total of 778 phantom shares. Read SEC document |
| May 24, 2023 Filed May 26, 2023 19:30 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantCommon Stock | 1,072 | $144.54 | $154,946.88 |
DisclosureSEC source: 0000898174-23-000114 · wf-form4_168512939800398.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,454 F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:10 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantCommon Stock | 1,280 | $121.05 | $154,944.00 |
DisclosureSEC source: 0000898174-22-000078 · wf-form4_165368218883905.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,382 F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 3,208 | $109.14 | $350,121.12 |
DisclosureSEC source: 0000073124-22-000092 · wf-form4_164635082247113.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,800 F1 · balance_after: Reflects 3,208 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 7,236 previously reported stock units. The remaining 4,028 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 22,735 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 10,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000065 · wf-form4_164583171431676.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,008 F1 · balance_after: Includes 29,971 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000041 · wf-form4_164462061440040.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,659 F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 23:30 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,814 | $132.16 | $371,898.24 |
DisclosureSEC source: 0000073124-22-000034 · wf-form4_164272143965867.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,659 F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 23:30 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000034 · wf-form4_164272143965867.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,473 F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 21:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,000 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-21-000241 · wf-form4_162750872003441.xml · derivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 16, 2017. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 21:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 5,000 | $112.47 | $562,350.00 |
DisclosureSEC source: 0000073124-21-000241 · wf-form4_162750872003441.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,662 F2 · price: Price reflects the weighted average sales price from $112.47 to $112.48. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 21:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,000 | $58.25 | $291,250.00 |
DisclosureSEC source: 0000073124-21-000241 · wf-form4_162750872003441.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 19, 2021 Filed May 20, 2021 19:21 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantCommon Stock | 1,102 | $124.75 | $137,474.50 |
DisclosureSEC source: 0001246360-21-000761 · form.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102 F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. F2 · shares: Mr. Thomas's annual stock grant was prorated based on the date he joined the board. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,741 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-21-000201 · wf-form4_162068206989693.xml · derivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,741 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 16, 2017. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 2,741 | $118.26 | $324,150.66 |
DisclosureSEC source: 0000073124-21-000201 · wf-form4_162068206989693.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,662 F2 · price: Price reflects the weighted average sales price from $118.23 to $118.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 2,741 | $58.25 | $159,663.25 |
DisclosureSEC source: 0000073124-21-000201 · wf-form4_162068206989693.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 22:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,748 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-21-000183 · wf-form4_161947578028131.xml · derivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,748 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning February 17, 2016. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 22:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 4,748 | $107.48 | $510,315.04 |
DisclosureSEC source: 0000073124-21-000183 · wf-form4_161947578028131.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,662 F2 · price: Price reflects the weighted average sales price from $107.47 to $107.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 22:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 4,748 | $70.21 | $333,357.08 |
DisclosureSEC source: 0000073124-21-000183 · wf-form4_161947578028131.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,233 | $98.43 | $219,794.19 |
DisclosureSEC source: 0000073124-21-000116 · wf-form4_161481509261283.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,662 F1 · balance_after: Reflects 2,233 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,036 previously reported stock units. The remaining 2,803 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:55 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 250 | $96.92 | $24,230.00 |
DisclosureSEC source: 0000073124-21-000092 · wf-form4_161421092679046.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,895 F1 · balance_after: Reflects 250 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 852 previously reported stock units. The remaining 602 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 24,658 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,799 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000066 · wf-form4_161378181301743.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,145 F1 · balance_after: Includes 25,510 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000042 · wf-form4_161291246339257.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,346 F1 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,455 | $96.76 | $237,545.80 |
DisclosureSEC source: 0000073124-21-000035 · wf-form4_161127152590634.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,343 F1 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,175 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000035 · wf-form4_161127152590634.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,798 F1 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,345 | $86.63 | $116,517.35 |
DisclosureSEC source: 0000073124-20-000122 · wf-form4_158327672101829.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,623 F1 · balance_after: Reflects 1,345 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,033 previously reported stock units. The remaining 1,688 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 250 | $101.35 | $25,337.50 |
DisclosureSEC source: 0000073124-20-000099 · wf-form4_158266793893619.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,968 F1 · balance_after: Reflects 250 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 852 previously reported stock units. The remaining 602 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 19,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 00:20 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000067 · wf-form4_158215799950726.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,218 F3 · balance_after: Includes 20,596 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2020 Filed Feb 20, 2020 00:20 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 318 | $100.60 | $31,990.80 |
DisclosureSEC source: 0000073124-20-000067 · wf-form4_158215799950726.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,199 F1 · balance_after: Reflects 318 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,084 previously reported stock units. The remaining 766 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 12,577 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 23:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000044 · wf-form4_158163681774423.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,517 F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,274 | $109.23 | $139,159.02 |
DisclosureSEC source: 0000073124-20-000033 · wf-form4_157973505493768.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,467 F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000033 · wf-form4_157973505493768.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,741 F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 22:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,384 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · derivative · entry 5 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,384 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 22:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,700 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · derivative · entry 4 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,700 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 22:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 11,084 | $97.65 | $1,082,352.60 |
DisclosureSEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · nonDerivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,561 F2 · price: Price reflects the weighted average sales price from $97.61 to $97.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 22:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,384 | $43.65 | $235,011.60 |
DisclosureSEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 22:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,700 | $52.64 | $300,048.00 |
DisclosureSEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 556 | $93.49 | $51,980.44 |
DisclosureSEC source: 0000073124-19-000110 · wf-form4_155183351221085.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,561 F1 · balance_after: Reflects 556 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,254 previously reported stock units. The remaining 698 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000084 · wf-form4_155078912880167.xml · nonDerivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,117 F5 · balance_after: Includes 14,915 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 209 | $92.83 | $19,401.47 |
DisclosureSEC source: 0000073124-19-000084 · wf-form4_155078912880167.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,004 F3 · balance_after: Reflects 209 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 712 previously reported stock units. The remaining 503 shares were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 7,802 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 318 | $92.83 | $29,519.94 |
DisclosureSEC source: 0000073124-19-000084 · wf-form4_155078912880167.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,213 F1 · balance_after: Reflects 318 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,084 previously reported stock units. The remaining 766 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 8,514 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,503 | $90.42 | $135,901.26 |
DisclosureSEC source: 0000073124-19-000049 · wf-form4_154834953097214.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,531 F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,933 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000049 · wf-form4_154834953097214.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,034 F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:12 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,740 | $0.00 Strike: $55.39 | $0.00 |
DisclosureSEC source: 0000073124-18-000253 · wf-form4_153246672567663.xml · derivative · entry 3 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,740 shares Expires 2019-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/16/2010. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:12 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 4,740 | $107.88 | $511,351.20 |
DisclosureSEC source: 0000073124-18-000253 · wf-form4_153246672567663.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,101 F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:12 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 4,740 | $55.39 | $262,548.60 |
DisclosureSEC source: 0000073124-18-000253 · wf-form4_153246672567663.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 10, 2018 Filed May 11, 2018 22:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000214 · wf-form4_152607783561391.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,101 F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000135 · wf-form4_151933733131607.xml · nonDerivative · entry 2 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,375 F3 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 209 | $105.15 | $21,976.35 |
DisclosureSEC source: 0000073124-18-000135 · wf-form4_151933733131607.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,361 F1 · balance_after: Reflects 209 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 713 previously reported stock units. The remaining 504 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 4,584 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.