Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.BFH · Entity 4059 | Director | June 15, 2026 | June 17, 2026 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | Executive Vice President | March 01, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,307 |
Reported balance
After 2026-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 1,638 · Balance 11,307 F1: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027. F2: The total amount of securities beneficially owned includes: (a) 6,275 unrestricted shares; (b) 3,394 unvested restricted stock units granted 8/15/23; and (b) the new grant for 1,638 restricted stock units |
Filing footnotes · ownership attribution and instrument terms
F1: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027.
F2: The total amount of securities beneficially owned includes: (a) 6,275 unrestricted shares; (b) 3,394 unvested restricted stock units granted 8/15/23; and (b) the new grant for 1,638 restricted stock units
NORTHERN TRUST CORP
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,830 |
Reported balance
After 2022-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-01 · Tax withholding · Disposed 2,746 · Balance 16,830 F1: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 29,017 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,017 F1: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 12-31-2021 | 5,094.03 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,094.03 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 22:15 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 1,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393081-26-000002 · wk-form4_1781734539.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,307 F1 · kind: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027. F1 · price: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 6,275 unrestricted shares; (b) 3,394 unvested restricted stock units granted 8/15/23; and (b) the new grant for 1,638 restricted stock units Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:08 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 2,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-25-000115 · wk-form4_1750284474.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,669 F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026. F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 3,394 unvested restricted stock units granted 8/15/23; (b) 3,473 unvested restricted stock units granted 6/17/24; and (c) the new grant for 2,802 restricted stock units. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:10 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 3,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-24-000154 · wk-form4_1718914195.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,867 F1 · kind: The new grant is for 3,473 shares of common stock represented by restricted stock units, which will vest on June 17, 2025. F1 · price: The new grant is for 3,473 shares of common stock represented by restricted stock units, which will vest on June 17, 2025. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 3,394 unvested restricted stock units granted 8/15/23; and (b) the new grant for 3,473 restricted stock units. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 3,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-23-000169 · wk-form4_1692219810.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,394 F1 · kind: The new grant is for 3,394 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) August 15, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than August 15, 2024. F1 · price: The new grant is for 3,394 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) August 15, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than August 15, 2024. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,746 | $109.14 | $299,698.44 |
DisclosureSEC source: 0000073124-22-000091 · wf-form4_164635080755955.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,830 F1 · balance_after: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,223 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000064 · wf-form4_164583168852239.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,371 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 23:30 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 3,031 | $132.16 | $400,576.96 |
DisclosureSEC source: 0000073124-22-000033 · wf-form4_164272141875655.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,148 F1 · balance_after: Includes 16,148 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 6,270 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 23:30 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 9,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000033 · wf-form4_164272141875655.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,449 F1 · balance_after: Includes 16,148 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:01 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 12,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000298 · wf-form4_163917729535951.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 18,952 Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 00:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 266 | $117.38 | $31,223.08 |
DisclosureSEC source: 0000073124-21-000296 · wf-form4_163892277537913.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,148 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 21:48 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 9,395 | $125.00 | $1,174,375.00 |
DisclosureSEC source: 0000073124-21-000280 · wf-form4_163614888049415.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,652 F1 · price: Price reflects the weighted average sales price from $125.00 to $125.03. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 26,132 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · derivative · entry 7 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,132 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 21, 2018. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 23,739 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · derivative · entry 6 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,739 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 17, 2016. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 4 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 41,047 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 49,871 | $116.00 | $5,785,036.00 |
DisclosureSEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 3 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,414 F1 · balance_after: Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 26,132 | $88.06 | $2,301,183.92 |
DisclosureSEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 23,739 | $70.21 | $1,666,715.19 |
DisclosureSEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 21, 2021 Filed May 24, 2021 21:12 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,568 | $120.00 | $788,160.00 |
DisclosureSEC source: 0000073124-21-000211 · wf-form4_162189075402087.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2019 GRAT Disclosed balance after: 0 Read SEC document |
| April 30, 2021 Filed May 3, 2021 22:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 2,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000193 · wf-form4_162007919864821.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 44,239 Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 9,248 | $107.42 | $993,420.16 |
DisclosureSEC source: 0000073124-21-000182 · wf-form4_161947576257166.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $107.28 to $107.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Reflects the March 5, 2021 distribution of 5,640 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:44 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,085 | $98.43 | $205,226.55 |
DisclosureSEC source: 0000073124-21-000115 · wf-form4_161481507123050.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,414 F1 · balance_after: Reflects 2,085 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,968 previously reported stock units. The remaining 2,883 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:55 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,155 | $96.92 | $111,942.60 |
DisclosureSEC source: 0000073124-21-000091 · wf-form4_161421090224879.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,382 F1 · balance_after: Reflects 1,155 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,752 previously reported stock units. The remaining 1,597 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000065 · wf-form4_161378178760770.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,134 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 3,398 | $96.76 | $328,790.48 |
DisclosureSEC source: 0000073124-21-000034 · wf-form4_161127150896620.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,580 F1 · balance_after: Includes 17,580 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 7,638 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 11,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000034 · wf-form4_161127150896620.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,616 F1 · balance_after: Includes 17,580 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 23:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 10,000 | $94.24 | $942,400.00 |
DisclosureSEC source: 0000073124-20-000276 · wf-form4_160738290886711.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,774 F3 · price: Price reflects the weighted average sales price from $94.00 to $94.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 261 | $93.31 | $24,353.91 |
DisclosureSEC source: 0000073124-20-000276 · wf-form4_160738290886711.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,580 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 22,992 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · derivative · entry 9 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,992 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 16, 2017. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,162 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · derivative · entry 8 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,162 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 10, 2015. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 29,154 | $90.05 | $2,625,317.70 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · nonDerivative · entry 3 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,841 F2 · price: Price reflects the weighted average sales price from $90.00 to $90.34. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 17,841 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 22,992 | $58.25 | $1,339,284.00 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 17,841 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,162 | $60.85 | $374,957.70 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 17,841 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,438 | $86.63 | $124,573.94 |
DisclosureSEC source: 0000073124-20-000121 · wf-form4_158327669965434.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,841 F1 · balance_after: Reflects 1,438 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,426 previously reported stock units. The remaining 1,988 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,155 | $101.35 | $117,059.25 |
DisclosureSEC source: 0000073124-20-000098 · wf-form4_158266791805290.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,267 F1 · balance_after: Reflects 1,155 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,753 previously reported stock units. The remaining 1,598 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 00:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000066 · wf-form4_158215797784722.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,020 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2020 Filed Feb 20, 2020 00:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,853 | $100.60 | $287,011.80 |
DisclosureSEC source: 0000073124-20-000066 · wf-form4_158215797784722.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,580 F1 · balance_after: Reflects 2,853 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,438 previously reported stock units. The remaining 3,585 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 4,926 | $109.23 | $538,066.98 |
DisclosureSEC source: 0000073124-20-000032 · wf-form4_157973503363897.xml · nonDerivative · entry 3 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,018 F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 9,182 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 14,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000032 · wf-form4_157973503363897.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,126 F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Jan 22, 2020 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 304 | $108.68 | $33,038.72 |
DisclosureSEC source: 0000073124-20-000032 · wf-form4_157973503363897.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,018 F1 · balance_after: Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 8,110 | $100.52 | $815,217.20 |
DisclosureSEC source: 0000073124-19-000243 · wf-form4_157255527831903.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2018 GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $100.40 to $100.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Reflects the October 29, 2019 distribution of 5,210 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 21:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000203 · wf-form4_156651009991708.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,183 F1 · balance_after: Reflects the August 20, 2019 transfer of 12,484 shares of the Corporation's common stock into a newly created grantor retained annuity trust. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 682 | $93.49 | $63,760.18 |
DisclosureSEC source: 0000073124-19-000109 · wf-form4_155183347901705.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,322 F1 · balance_after: Reflects 682 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,624 previously reported stock units. The remaining 942 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000083 · wf-form4_155078909190722.xml · nonDerivative · entry 3 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,946 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $92.83 | $146,485.74 |
DisclosureSEC source: 0000073124-19-000083 · wf-form4_155078909190722.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,437 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,853 | $92.83 | $264,843.99 |
DisclosureSEC source: 0000073124-19-000083 · wf-form4_155078909190722.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,998 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 2,853 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,438 previously reported stock units. The remaining 3,585 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 7,053 | $90.42 | $637,732.26 |
DisclosureSEC source: 0000073124-19-000048 · wf-form4_154834949317456.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,436 F1 · balance_after: Includes 28,436 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 12,484 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 19,537 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000048 · wf-form4_154834949317456.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,973 F1 · balance_after: Includes 28,436 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 275 | $90.36 | $24,849.00 |
DisclosureSEC source: 0000073124-18-000316 · wf-form4_154457190482206.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,436 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 23:01 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 2,289 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000255 · wf-form4_153264609530016.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2015 GRAT Disclosed balance after: 0 F2 · balance_after: On July 25, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 5,403 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 2,289 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 23:01 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 3,166 | $112.00 | $354,592.00 |
DisclosureSEC source: 0000073124-18-000255 · wf-form4_153264609530016.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 33,147 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F2 · balance_after: On July 25, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 5,403 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 2,289 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.