Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST INTERSTATE BANCSYSTEM INCFIBK · Entity 4141 | Director | June 01, 2026 | June 03, 2026 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | EVP & Chief Financial Officer | December 12, 2019 | December 16, 2019 |
| Voya Financial, Inc.VOYA · Entity 3571 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST INTERSTATE BANCSYSTEM INC
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,035 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 4,353 · Balance 24,035 F1: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2027, subject to the reporting person's provision of continuous service to the Registrant through the earlier of the applicable vesting date or the date of the Registrant's next annual shareholder meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2027, subject to the reporting person's provision of continuous service to the Registrant through the earlier of the applicable vesting date or the date of the Registrant's next annual shareholder meeting.
NORTHERN TRUST CORP
Report date December 12, 2019 · Filed December 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,628 |
Reported balance
After 2019-12-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-12 · Tax withholding · Disposed 352 · Balance 74,628 F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2: Includes 23,736 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 9-30-19 | 552.8 |
Reported balance
Holding disclosure · report date 2019-12-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 552.8 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2: Includes 23,736 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Voya Financial, Inc.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,829 |
Reported balance
After 2026-05-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-21 · Grant · Acquired 2,062 · Balance 8,829 F1: The restricted stock units will vest based on their respective award agreements. F2: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders. |
| Common StockSEC Table I · non-derivative | Direct | 527 |
Reported balance
Holding disclosure · report date 2026-05-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 527 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units will vest based on their respective award agreements.
F2: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 17:49 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantCommon Stock | 4,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001548048-26-000002 · wk-form4_1780508952.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,035 F1 · shares: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2027, subject to the reporting person's provision of continuous service to the Registrant through the earlier of the applicable vesting date or the date of the Registrant's next annual shareholder meeting. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,062 | $82.42 | $169,950.04 |
DisclosureSEC source: 0001535929-26-000094 · form4.xml · derivative · entry 2 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,829 Underlying: Common Stock · 2,062 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units will vest based on their respective award agreements. F2 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders. F2 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders. Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 19:40 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantCommon Stock | 4,788 | $0.00 | $0.00 |
DisclosureSEC source: 0000860413-25-000102 · wk-form4_1748979601.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,682 F1 · shares: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2026, subject to the reporting person's provision of continuous service to the Registrant through the earlier of the applicable vesting date or the date of the Registrant's [next] annual stockholder meeting. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,547 | $66.72 | $169,935.84 |
DisclosureSEC source: 0001127602-25-015647 · form4.xml · derivative · entry 2 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,767 Underlying: Common Stock · 2,547 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2026 Annual Meeting of Shareholders. F2 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2026 Annual Meeting of Shareholders. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 19:47 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantCommon Stock | 6,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000860413-24-000088 · wk-form4_1717530463.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,894 F1 · shares: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2025, subject to the reporting persons provision of continuous service to the Registrant through the vesting date. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,055 | $73.00 | $150,015.00 |
DisclosureSEC source: 0001127602-24-016678 · form4.xml · derivative · entry 2 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,220 Underlying: Common Stock · 2,055 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2025 Annual Meeting of Shareholders. F2 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:47 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 4,534 | $0.00 | $0.00 |
DisclosureSEC source: 0000860413-23-000154 · wf-form4_168599802709433.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,113 F1 · shares: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest on June 1, 2024, subject to the reporting persons provision of continuous service to the Registrant through the vesting date, but settlement has been deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,165 | $69.29 | $150,012.85 |
DisclosureSEC source: 0001127602-23-017109 · form4.xml · derivative · entry 4 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,692 Underlying: Common Stock · 2,165 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders. F4 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017109 · form4.xml · derivative · entry 3 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,164 Underlying: Common Stock · 527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The restricted stock units will vest based on their respective award agreements. F3 · derivative.expiration_date: The restricted stock units will vest based on their respective award agreements. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 527 | $69.29 | $36,515.83 |
DisclosureSEC source: 0001127602-23-017109 · form4.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2023 Filed May 30, 2023 23:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 527 | $66.41 | $34,998.07 |
DisclosureSEC source: 0001127602-23-017109 · form4.xml · derivative · entry 2 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527 Underlying: Common Stock · 527 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: These shares of common stock reflect a grant of restricted stock units pursuant to the Issuer's Amended and Restated 2013 Omnibus Non-Employee Director Incentive Plan. The number of restricted stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on March 22, 2023, the appointment date. F2 · derivative.expiration_date: These shares of common stock reflect a grant of restricted stock units pursuant to the Issuer's Amended and Restated 2013 Omnibus Non-Employee Director Incentive Plan. The number of restricted stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on March 22, 2023, the appointment date. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:40 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 1,576 | $38.07 | $59,998.32 |
DisclosureSEC source: 0000860413-22-000163 · wf-form4_165420241634857.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,579 Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 16:58 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 1,646 | $47.07 | $77,477.22 |
DisclosureSEC source: 0000860413-21-000177 · wf-form4_162265309463396.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,003 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:36 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantClass A Common Stock | 357 | $45.42 | $16,214.94 |
DisclosureSEC source: 0000860413-21-000110 · wf-form4_161487578395561.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357 Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 352 | $108.68 | $38,255.36 |
DisclosureSEC source: 0000073124-19-000257 · wf-form4_157653813112663.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,628 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 23,736 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 23:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 13,208 | $106.53 | $1,407,048.24 |
DisclosureSEC source: 0000073124-19-000249 · wf-form4_157472415244345.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,980 F2 · price: Price reflects the weighted average sales price from $106.50 to $106.76. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 23:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000249 · wf-form4_157472415244345.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,188 F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 20:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 2,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000242 · wf-form4_157255525639254.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,517 F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 25,867 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · derivative · entry 7 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,622 Underlying: Common Stock · 25,867 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning on 2/16/2017. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 20,337 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · derivative · entry 6 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,337 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on 2/10/2015. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 298 | $93.36 | $27,821.28 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 4 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,006 F3 · price: Price reflects the weighted average sales price from $93.34 to $93.40. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 45,906 | $92.81 | $4,260,535.86 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 3 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,304 F2 · price: Price reflects the weighted average sales price from $92.34 to $93.33. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 25,867 | $58.25 | $1,506,752.75 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 20,337 | $60.85 | $1,237,506.45 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 707 | $93.49 | $66,097.43 |
DisclosureSEC source: 0000073124-19-000101 · wf-form4_155183319093330.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,006 F1 · balance_after: Reflects 707 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,684 previously reported stock units. The remaining 977 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,694 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000074 · wf-form4_155078875808568.xml · nonDerivative · entry 3 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,713 F5 · balance_after: Includes 25,772 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $92.83 | $146,485.74 |
DisclosureSEC source: 0000073124-19-000074 · wf-form4_155078875808568.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,019 F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 17,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,140 | $92.83 | $198,656.20 |
DisclosureSEC source: 0000073124-19-000074 · wf-form4_155078875808568.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,597 F1 · balance_after: Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 20,639 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 8,135 | $90.42 | $735,566.70 |
DisclosureSEC source: 0000073124-19-000040 · wf-form4_154834917047792.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,737 F1 · balance_after: Includes 25,468 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 21,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000040 · wf-form4_154834917047792.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,872 F1 · balance_after: Includes 25,468 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 518 | $90.36 | $46,806.48 |
DisclosureSEC source: 0000073124-18-000310 · wf-form4_154457172611786.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,893 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 25,468 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 21,352 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-18-000269 · wf-form4_153385437563166.xml · derivative · entry 4 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,352 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 21,352 | $111.11 | $2,372,420.72 |
DisclosureSEC source: 0000073124-18-000269 · wf-form4_153385437563166.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,411 F2 · price: Price reflects the weighted average sales price from $110.68 to $111.34. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 21,352 | $52.69 | $1,125,036.88 |
DisclosureSEC source: 0000073124-18-000269 · wf-form4_153385437563166.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000218 · wf-form4_152693902304220.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,411 F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 23:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 13,811 | $108.53 | $1,498,907.83 |
DisclosureSEC source: 0000073124-18-000145 · wf-form4_151977598218526.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,801 F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000121 · wf-form4_151933706302602.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,612 F3 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $105.15 | $165,926.70 |
DisclosureSEC source: 0000073124-18-000121 · wf-form4_151933706302602.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,593 F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 18,967 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:30 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,502 | $98.88 | $148,517.76 |
DisclosureSEC source: 0000073124-18-000084 · wf-form4_151865102667763.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,171 F1 · balance_after: Reflects 1,502 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,389 previously reported stock units. The remaining 1,887 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 22,528 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,968 | $106.71 | $636,845.28 |
DisclosureSEC source: 0000073124-18-000033 · wf-form4_151692130586456.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,673 F1 · balance_after: Includes 25,917 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,909 | $106.71 | $1,697,649.39 |
DisclosureSEC source: 0000073124-18-000033 · wf-form4_151692130586456.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,641 F1 · balance_after: Includes 25,917 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000304 · wf-form4_150897691822860.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,732 F1 · balance_after: Includes 25,917 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,399 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · derivative · entry 6 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,399 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,768 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · derivative · entry 5 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,768 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 23,167 | $91.77 | $2,126,035.59 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · nonDerivative · entry 3 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,365 F2 · price: Price reflects the weighted average sales price from $91.55 to $91.97. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 11,399 | $52.64 | $600,043.36 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 11,768 | $50.99 | $600,050.32 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 26,132 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000096 · wf-form4_148789517205042.xml · derivative · entry 3 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,132 Underlying: Common Stock · 26,132 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000096 · wf-form4_148789517205042.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,365 F1 · balance_after: Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,627 | $86.31 | $140,418.24 |
DisclosureSEC source: 0000073124-17-000054 · wf-form4_148712621473074.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,616 F3 · balance_after: On February 11, 2017, 3,559 already reported stock units, granted on February 11, 2013, vested. Of this amount, 1,627 were withheld in payment of Federal, State and Medicare taxes and the remaining 1,932 were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 20,168 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.