Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Executive Vice President | May 07, 2018 | May 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date May 07, 2018 · Filed May 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,484 |
Reported balance
After 2018-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-07 · Sale · Disposed 14,979 · Balance 20,484 F1: Price reflects the weighted average sales price from $105.00 to $105.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2: Includes 20,484 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 3-31-18 | 3,809.96 |
Reported balance
Holding disclosure · report date 2018-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,809.96 |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflects the weighted average sales price from $105.00 to $105.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F2: Includes 20,484 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2018 Filed May 8, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 14,979 | $105.15 | $1,575,041.85 |
DisclosureSEC source: 0000073124-18-000211 · wf-form4_152581916697598.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,484 F1 · price: Price reflects the weighted average sales price from $105.00 to $105.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 20,484 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000124 · wf-form4_151933711820542.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,463 F3 · balance_after: Includes 20,484 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,302 | $105.15 | $136,905.30 |
DisclosureSEC source: 0000073124-18-000124 · wf-form4_151933711820542.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,048 F1 · balance_after: Reflects 1,302 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,938 previously reported stock units. The remaining 1,636 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 15,069 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,898 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-18-000101 · wf-form4_151916779072443.xml · derivative · entry 4 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,795 Underlying: Common Stock · 6,898 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,898 | $105.27 | $726,152.46 |
DisclosureSEC source: 0000073124-18-000101 · wf-form4_151916779072443.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,350 F2 · price: Price reflects the weighted average sales price from $104.98 to $105.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 18,007 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,898 | $58.25 | $401,808.50 |
DisclosureSEC source: 0000073124-18-000101 · wf-form4_151916779072443.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,007 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,898 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-18-000066 · wf-form4_151847977659765.xml · derivative · entry 8 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,693 Underlying: Common Stock · 6,898 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,084 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000066 · wf-form4_151847977659765.xml · derivative · entry 7 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,084 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 500 | $100.00 | $50,000.00 |
DisclosureSEC source: 0000073124-18-000066 · wf-form4_151847977659765.xml · nonDerivative · entry 5 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,852 F3 · price: Price reflects the weighted average sales price from $99.87 to $100.15. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 5,282 | $99.12 | $523,551.84 |
DisclosureSEC source: 0000073124-18-000066 · wf-form4_151847977659765.xml · nonDerivative · entry 4 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,352 F2 · price: Price reflects the weighted average sales price from $98.83 to $99.76. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,200 | $98.33 | $609,646.00 |
DisclosureSEC source: 0000073124-18-000066 · wf-form4_151847977659765.xml · nonDerivative · entry 3 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,634 F1 · price: Price reflects the weighted average sales price from $97.81 to $98.80. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,898 | $58.25 | $401,808.50 |
DisclosureSEC source: 0000073124-18-000066 · wf-form4_151847977659765.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,084 | $60.85 | $309,361.40 |
DisclosureSEC source: 0000073124-18-000066 · wf-form4_151847977659765.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,502 | $98.88 | $148,517.76 |
DisclosureSEC source: 0000073124-18-000087 · wf-form4_151865108142350.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,350 F1 · balance_after: Reflects 1,502 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,389 previously reported stock units. The remaining 1,887 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 18,007 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 9,793 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · derivative · entry 8 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,792 Underlying: Common Stock · 9,793 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/17/2016. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 15,253 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · derivative · entry 7 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,084 Underlying: Common Stock · 15,253 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,871 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · derivative · entry 6 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,871 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 30,917 | $105.29 | $3,255,250.93 |
DisclosureSEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 4 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,852 F2 · price: Price reflects the weighted average sales price from $104.98 to $105.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 9,793 | $70.21 | $687,566.53 |
DisclosureSEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 3 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 15,253 | $60.85 | $928,145.05 |
DisclosureSEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,871 | $52.69 | $309,342.99 |
DisclosureSEC source: 0000073124-18-000055 · wf-form4_151735317644265.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 4,737 | $106.71 | $505,485.27 |
DisclosureSEC source: 0000073124-18-000036 · wf-form4_151692135989482.xml · nonDerivative · entry 3 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,852 F2 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 13,126 | $106.71 | $1,400,675.46 |
DisclosureSEC source: 0000073124-18-000036 · wf-form4_151692135989482.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,589 F2 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 195 | $97.29 | $18,971.55 |
DisclosureSEC source: 0000073124-18-000036 · wf-form4_151692135989482.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:20 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 15,000 | $91.67 | $1,375,050.00 |
DisclosureSEC source: 0000073124-17-000186 · wf-form4_149342158690951.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,658 F1 · price: Price reflects the weighted average sales price from $91.62 to $91.80. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 21,591 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 20,906 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000099 · wf-form4_148789522121313.xml · derivative · entry 3 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,906 Underlying: Common Stock · 20,906 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000099 · wf-form4_148789522121313.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,658 F1 · balance_after: Includes 21,591 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,789 | $86.31 | $154,399.65 |
DisclosureSEC source: 0000073124-17-000063 · wf-form4_148712652595210.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,058 F3 · balance_after: On February 11, 2017, 3,914 already reported stock units, granted on February 11, 2013, vested. Of this amount, 1,789 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,125 were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 16,991 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,550 | $85.66 | $132,765.25 |
DisclosureSEC source: 0000073124-17-000063 · wf-form4_148712652595210.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,847 F1 · balance_after: On February 10, 2017, 3,390 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,550 were withheld in payment of Federal, State and Medicare taxes and the remaining 1,840 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 20,905 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 20, 2017 Filed Jan 20, 2017 23:27 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 15,000 | $83.72 | $1,255,800.00 |
DisclosureSEC source: 0000073124-17-000041 · wf-form4_148495483917738.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,397 F1 · price: Price reflects the weighted average sales price from $83.45 to $83.83. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,019 | $88.93 | $446,314.58 |
DisclosureSEC source: 0000073124-17-000031 · wf-form4_148479007609744.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,397 F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 14,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000031 · wf-form4_148479007609744.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,416 F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 10,000 | $81.23 | $812,300.00 |
DisclosureSEC source: 0000073124-16-000523 · wf-form4_147933947236973.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,963 F1 · price: Price reflects the weighted average sales price from $81.16 to $81.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,000 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000514 · wf-form4_147917028749508.xml · derivative · entry 4 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,000 | $80.91 | $485,460.00 |
DisclosureSEC source: 0000073124-16-000514 · wf-form4_147917028749508.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,963 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $80.62 to $81.20. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,000 | $71.23 | $427,380.00 |
DisclosureSEC source: 0000073124-16-000514 · wf-form4_147917028749508.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 15,000 | $77.90 | $1,168,500.00 |
DisclosureSEC source: 0000073124-16-000504 · wf-form4_147882111881009.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,963 F1 · price: Price reflects the weighted average sales price from $77.79 to $77.99. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 23:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,616 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-16-000463 · wf-form4_147622722158076.xml · derivative · entry 4 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,871 Underlying: Common Stock · 7,616 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 23:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 7,616 | $72.35 | $551,017.60 |
DisclosureSEC source: 0000073124-16-000463 · wf-form4_147622722158076.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,963 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 23:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 7,616 | $52.69 | $401,287.04 |
DisclosureSEC source: 0000073124-16-000463 · wf-form4_147622722158076.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.