person · Reporting owner
Pembleton Susan Gillian
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | EVP/Human Resources | February 26, 2018 | February 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date February 26, 2018 · Filed February 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,330 |
Last balance in matching sequence
After 2018-02-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-02-26 · Sale · Disposed 9,300 · Balance 21,330 F1: Price reflects the weighted average sales price from $108.21 to $108.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Row 2 · 2018-02-26 · Exercise / conversion · Acquired 6,898 · Balance 28,228 F2: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Row 3 · 2018-02-26 · Sale · Disposed 6,898 · Balance 21,330 F3: Price reflects the weighted average sales price from $108.21 to $108.74. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Employee Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.25 · Expires 2026-02-16 | Direct | 13,795 |
Reported balance
After 2018-02-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-26 · Exercise / conversion · Disposed 6,898 · Balance 13,795 F4: This option becomes exercisable in four equal annual installments beginning 2/16/2017. |
| Common StockSEC Table I · non-derivative | IndirectUK Employee Share Ownership Plan as of 12-31-2017 | 1,940.48 |
Reported balance
Holding disclosure · report date 2018-02-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,940.48 |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflects the weighted average sales price from $108.21 to $108.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F2: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3: Price reflects the weighted average sales price from $108.21 to $108.74. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F4: This option becomes exercisable in four equal annual installments beginning 2/16/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,898 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · derivative · entry 5 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,795 Underlying: Common Stock · 6,898 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,898 | $108.49 | $748,364.02 |
DisclosureSEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · nonDerivative · entry 3 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,330 F3 · price: Price reflects the weighted average sales price from $108.21 to $108.74. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,898 | $58.25 | $401,808.50 |
DisclosureSEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 9,300 | $108.26 | $1,006,818.00 |
DisclosureSEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,330 F1 · price: Price reflects the weighted average sales price from $108.21 to $108.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000131 · wf-form4_151933725517770.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,630 F3 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,381 | $105.15 | $145,212.15 |
DisclosureSEC source: 0000073124-18-000131 · wf-form4_151933725517770.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,948 F1 · balance_after: Reflects 1,381 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,938 previously reported stock units. The remaining 1,557 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 15,264 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 338 | $98.88 | $33,421.44 |
DisclosureSEC source: 0000073124-18-000093 · wf-form4_151865119337895.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,329 F1 · balance_after: Reflects 338 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 719 previously reported stock units. The remaining 381 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 18,202 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,170 | $106.71 | $658,400.70 |
DisclosureSEC source: 0000073124-18-000043 · wf-form4_151692150391671.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 F1 · balance_after: Includes 18,921 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 13,126 | $106.71 | $1,400,675.46 |
DisclosureSEC source: 0000073124-18-000043 · wf-form4_151692150391671.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,837 F1 · balance_after: Includes 18,921 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:21 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 9,793 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-17-000209 · wf-form4_149583369058312.xml · derivative · entry 4 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,792 Underlying: Common Stock · 9,793 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning on February 17, 2016. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:21 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 9,793 | $88.29 | $864,623.97 |
DisclosureSEC source: 0000073124-17-000209 · wf-form4_149583369058312.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,711 F2 · price: Price reflects the weighted average sales price from $88.17 to $88.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:21 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 9,793 | $70.21 | $687,566.53 |
DisclosureSEC source: 0000073124-17-000209 · wf-form4_149583369058312.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,898 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · derivative · entry 6 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,693 Underlying: Common Stock · 6,898 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,898 | $87.44 | $603,161.12 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · nonDerivative · entry 3 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,711 F2 · price: Price reflects the weighted average sales price from $87.3596 to $87.50. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,898 | $58.25 | $401,808.50 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 20,906 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · derivative · entry 5 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,906 Underlying: Common Stock · 20,906 shares Expires 2027-02-21 F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000106 · wf-form4_148789533674101.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,711 F1 · balance_after: Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 265 | $86.31 | $22,870.83 |
DisclosureSEC source: 0000073124-17-000064 · wf-form4_148712654214835.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,111 F3 · balance_after: On February 11, 2017, 562 already reported stock units, granted on February 11, 2013, vested. Of this amount, 265 were withheld in payment of Federal, State and Medicare taxes. F4 · balance_after: Includes 14,321 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 339 | $85.66 | $29,037.05 |
DisclosureSEC source: 0000073124-17-000064 · wf-form4_148712654214835.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,376 F1 · balance_after: On February 10, 2017, 720 already reported stock units, granted on February 10, 2014, vested. Of this amount, 339 were withheld in payment of Federal, State and Medicare taxes. F2 · balance_after: Includes 14,883 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 7,500 | $89.38 | $670,350.00 |
DisclosureSEC source: 0000073124-16-000542 · wf-form4_148158232537106.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,715 F1 · price: Price reflects the weighted average sales price from $89.00 to $89.50. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 15,603 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,231 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 12 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,231 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,275 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 11 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,275 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,216 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 10 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,216 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,709 | $0.00 Strike: $55.39 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 9 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,709 shares Expires 2019-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/16/2010. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,143 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 8 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,143 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 15,574 | $72.04 | $1,121,950.96 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 6 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,215 F2 · price: Price reflects the weighted average sales price from $71.65 to $72.22. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 1,231 | $43.65 | $53,733.15 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 5 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 4,275 | $52.64 | $225,036.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 4 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,216 | $50.99 | $265,963.84 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 3 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 2,709 | $55.39 | $150,051.51 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 2,143 | $71.23 | $152,645.89 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.