Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | EVP/Chief Risk Officer | January 21, 2020 | January 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date January 21, 2020 · Filed January 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,640.63 |
Reported balance
After 2020-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-01-21 · Grant · Acquired 11,361 · Balance 55,640.63 F1: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 49,246.63 |
Reported balance
After 2020-01-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-01-21 · Tax withholding · Disposed 6,394 · Balance 49,246.63 F2: Includes 1,054 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,242 previously reported stock units. The remaining 1,188 shares were distributed to the reporting person as shares of common stock. F3: Includes 16,215 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectUK Employee Stock Ownership Plan as of 12-31-19 | 448 |
Reported balance
Holding disclosure · report date 2020-01-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 448 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2: Includes 1,054 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,242 previously reported stock units. The remaining 1,188 shares were distributed to the reporting person as shares of common stock.
F3: Includes 16,215 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2020 Filed Jan 22, 2020 23:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,394 | $109.23 | $698,416.62 |
DisclosureSEC source: 0000073124-20-000029 · wf-form4_157973496844214.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,246.63 F2 · shares: Includes 1,054 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,242 previously reported stock units. The remaining 1,188 shares were distributed to the reporting person as shares of common stock. F3 · balance_after: Includes 16,215 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 11,361 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000029 · wf-form4_157973496844214.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,640.63 F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,300 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · derivative · entry 8 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766 Underlying: Common Stock · 2,300 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,484 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · derivative · entry 7 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,484 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/17/2016. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 593 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · derivative · entry 6 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 4,377 | $99.26 | $434,461.02 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,279.63 F2 · price: Price reflects the weighted average sales price from $99.24 to $99.28. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 2,300 | $58.25 | $133,975.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,656.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 1,484 | $70.21 | $104,191.64 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,356.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 593 | $60.85 | $36,084.05 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,872.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:49 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 668 | $93.49 | $62,451.32 |
DisclosureSEC source: 0000073124-19-000105 · wf-form4_155183333596626.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,279.63 F1 · balance_after: Reflects 668 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,421 previously reported stock units. The remaining 753 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,245 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000078 · wf-form4_155078890771493.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,947.63 F5 · balance_after: Includes 19,878 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 210 | $92.83 | $19,494.30 |
DisclosureSEC source: 0000073124-19-000078 · wf-form4_155078890771493.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,702.63 F3 · balance_after: Reflects 210 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 445 previously reported stock units. The remaining 235 shares will be distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 12,633 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 203 | $92.83 | $18,844.49 |
DisclosureSEC source: 0000073124-19-000078 · wf-form4_155078890771493.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,912.63 F1 · balance_after: Reflects 203 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 430 previously reported stock units. The remaining 227 shares will be distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 13,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 919 | $90.42 | $83,095.98 |
DisclosureSEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,115.63 F4 · balance_after: Includes 13,508 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,034.63 F4 · balance_after: Includes 13,508 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 21, 2018 Filed Jan 24, 2019 17:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,055 | $109.36 | $115,374.80 |
DisclosureSEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,080.63 F3 · balance_after: Reflects 1,055 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,243 previously reported stock units. The remaining 1,188 shares were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 13,508 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 15, 2018 Filed Jan 24, 2019 17:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 729 | $104.89 | $76,464.81 |
DisclosureSEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,135.63 F1 · balance_after: Reflects 729 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,551 previously reported stock units. The remaining 822 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 15,751 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000126 · wf-form4_151933715678174.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,864.63 F3 · balance_after: Includes 17,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 210 | $105.15 | $22,081.50 |
DisclosureSEC source: 0000073124-18-000126 · wf-form4_151933715678174.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,182.63 F1 · balance_after: Reflects 210 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 446 previously reported stock units. The remaining 236 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 11,620 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 186 | $98.88 | $18,391.68 |
DisclosureSEC source: 0000073124-18-000089 · wf-form4_151865111698876.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,392.63 F1 · balance_after: Reflects 186 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 395 previously reported stock units. The remaining 209 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 12,066 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,484 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · derivative · entry 11 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,484 Underlying: Common Stock · 1,484 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/17/2016. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 668 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · derivative · entry 10 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: Common Stock · 668 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 2,152 | $105.85 | $227,789.20 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · nonDerivative · entry 6 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,578.63 F3 · price: Price reflects the weighted average sales price from $105.43 to $106.13. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 1,484 | $70.21 | $104,191.64 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · nonDerivative · entry 5 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,730.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 668 | $60.85 | $40,647.80 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,246.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,112 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · derivative · entry 9 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261 Underlying: Common Stock · 1,112 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,694 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · derivative · entry 8 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,694 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,806 | $106.27 | $723,273.62 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,578.63 F2 · price: Price reflects the weighted average sales price from $106.00 to $106.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 1,112 | $60.85 | $67,665.20 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,384.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,694 | $52.69 | $300,016.86 |
DisclosureSEC source: 0000073124-18-000062 · wf-form4_151752927024859.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,272.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 936 | $106.71 | $99,880.56 |
DisclosureSEC source: 0000073124-18-000038 · wf-form4_151692140283110.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,578.63 F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,989 | $106.71 | $212,246.19 |
DisclosureSEC source: 0000073124-18-000038 · wf-form4_151692140283110.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,514.63 F1 · balance_after: Includes 12,461 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 23:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 729 | $98.08 | $71,500.32 |
DisclosureSEC source: 0000073124-17-000240 · wf-form4_150042158245116.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,525.63 F1 · balance_after: Includes 12,461 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On July 15, 2017, 1,551 already reported stock units, granted on July 15, 2014, vested. Of this amount, 729 were withheld in payment of Federal, State and Medicare taxes. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,296 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · derivative · entry 8 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,296 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,318 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · derivative · entry 7 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,318 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 10,614 | $87.34 | $927,026.76 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 5 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,254.63 F3 · price: Price reflects the weighted average sales price from $87.11 to $87.5273. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 14,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 4,296 | $43.65 | $187,520.40 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,868.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 14,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,318 | $71.23 | $450,031.14 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,572.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 14,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,342 | $87.84 | $117,881.28 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,254.63 F2 · balance_after: Includes 14,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000102 · wf-form4_148789527109600.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,596.63 F1 · balance_after: Includes 16,866 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 447 | $86.31 | $38,578.34 |
DisclosureSEC source: 0000073124-17-000075 · wf-form4_148712735495203.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,462.63 F3 · balance_after: On February 11, 2017, 949 already reported stock units, granted on February 11, 2013, vested. Of this amount, 447 were withheld in payment of Federal, State and Medicare taxes. F4 · balance_after: Includes 9,732 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 187 | $85.66 | $16,017.49 |
DisclosureSEC source: 0000073124-17-000075 · wf-form4_148712735495203.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,909.63 F1 · balance_after: On February 10, 2017, 396 already reported stock units, granted on February 10, 2014, vested. Of this amount, 187 were withheld in payment of Federal, State and Medicare taxes. F2 · balance_after: Includes 10,681 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 793 | $88.93 | $70,517.53 |
DisclosureSEC source: 0000073124-17-000033 · wf-form4_148479011095575.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,096.63 F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000033 · wf-form4_148479011095575.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889.63 F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,399 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · derivative · entry 7 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,399 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 11,399 | $81.01 | $923,432.99 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,203.63 F2 · price: Price reflects the weighted average sales price from $80.84 to $81.12. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 11,399 | $52.64 | $600,043.36 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,602.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 04, 2016 Filed Nov 28, 2016 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 10,142 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · derivative · entry 6 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,142 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| November 04, 2016 Filed Nov 28, 2016 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 10,142 | $72.52 | $735,497.84 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,203.63 F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 04, 2016 Filed Nov 28, 2016 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 10,142 | $50.99 | $517,140.58 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,345.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.