Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CDW CorpCDW · Entity 3281 | Director · See Remarks | December 17, 2019 | December 18, 2019 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | Director | September 30, 2021 | October 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CDW Corp
Report date December 17, 2019 · Filed December 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 547,732.55 |
Ending reported balance
After 2019-12-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-12-17 · Exercise / conversion · Acquired 50,000 · Balance 597,732.55 Row 2 · 2019-12-17 · Sale · Disposed 35,280 · Balance 562,452.55 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $138.535 to $139.53, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Row 3 · 2019-12-17 · Sale · Disposed 13,820 · Balance 548,632.55 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F3: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $139.535 to $140.334, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Row 4 · 2019-12-17 · Sale · Disposed 900 · Balance 547,732.55 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F4: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $140.54 to $140.921, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.29 · Expires 2024-02-25 | Direct | 127,577 |
Reported balance
After 2019-12-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-17 · Exercise / conversion · Disposed 50,000 · Balance 127,577 F5: 200,700 options were granted of which one third of the shares vested on each of February 25, 2015, 2016, and 2017. The grant was made under the CDW Corporation 2013 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.
F2: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $138.535 to $139.53, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
F3: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $139.535 to $140.334, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
F4: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $140.54 to $140.921, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
F5: 200,700 options were granted of which one third of the shares vested on each of February 25, 2015, 2016, and 2017. The grant was made under the CDW Corporation 2013 Long-Term Incentive Plan.
NORTHERN TRUST CORP
Report date September 30, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,434.65 |
Last balance in matching sequence
After 2021-10-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-09-30 · Grant · Acquired 255.08 · Balance 14,376.54 F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Row 2 · 2021-10-01 · Grant · Acquired 58.11 · Balance 14,434.65 F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2021 Filed Oct 4, 2021 23:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 58.11 | $109.23 | $6,347.36 |
DisclosureSEC source: 0000073124-21-000262 · wf-form4_163338974228037.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,434.65 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 255.08 | $107.81 | $27,500.17 |
DisclosureSEC source: 0000073124-21-000262 · wf-form4_163338974228037.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,376.54 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 22:29 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 52.71 | $116.32 | $6,131.23 |
DisclosureSEC source: 0000073124-21-000227 · wf-form4_162526493799938.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,121.46 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:29 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 251.39 | $115.62 | $29,065.71 |
DisclosureSEC source: 0000073124-21-000227 · wf-form4_162526493799938.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,068.75 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 22:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000170 · wf-form4_161913031047347.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,817.36 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 22:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 43.79 | $107.37 | $4,701.73 |
DisclosureSEC source: 0000073124-21-000170 · wf-form4_161913031047347.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,653.36 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 23:21 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 44.13 | $105.63 | $4,661.45 |
DisclosureSEC source: 0000073124-21-000137 · wf-form4_161740564411993.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,609.57 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:21 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 332.98 | $105.11 | $34,999.53 |
DisclosureSEC source: 0000073124-21-000137 · wf-form4_161740564411993.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,565.44 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 46.87 | $93.14 | $4,365.47 |
DisclosureSEC source: 0000073124-21-000013 · wf-form4_160988536716094.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,232.46 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 375.78 | $93.14 | $35,000.15 |
DisclosureSEC source: 0000073124-21-000013 · wf-form4_160988536716094.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,185.59 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 52.1 | $77.05 | $4,014.31 |
DisclosureSEC source: 0000073124-20-000233 · wf-form4_160167466804215.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,809.81 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 448.89 | $77.97 | $34,999.95 |
DisclosureSEC source: 0000073124-20-000233 · wf-form4_160167466804215.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,757.71 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 22:34 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 47.86 | $76.94 | $3,682.35 |
DisclosureSEC source: 0000073124-20-000199 · wf-form4_159372922665472.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,308.82 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 22:34 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 427.29 | $79.34 | $33,901.19 |
DisclosureSEC source: 0000073124-20-000199 · wf-form4_159372922665472.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,260.96 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000168 · wf-form4_158768338868276.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,833.67 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 41.57 | $74.43 | $3,094.06 |
DisclosureSEC source: 0000073124-20-000168 · wf-form4_158768338868276.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,154.67 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 34.91 | $73.00 | $2,548.43 |
DisclosureSEC source: 0000073124-20-000141 · wf-form4_158586307134255.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,113.1 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 397.56 | $75.46 | $29,999.88 |
DisclosureSEC source: 0000073124-20-000141 · wf-form4_158586307134255.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,078.19 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 21.98 | $106.24 | $2,335.16 |
DisclosureSEC source: 0000073124-20-000008 · wf-form4_157809470064910.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,680.63 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 282.38 | $106.24 | $30,000.05 |
DisclosureSEC source: 0000073124-20-000008 · wf-form4_157809470064910.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,658.65 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:13 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $24.29 | $0.00 |
DisclosureSEC source: 0001402057-19-000263 · wf-form4_157670362146433.xml · derivative · entry 5 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,577 Underlying: Common Stock, par value $0.01 · 50,000 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 200,700 options were granted of which one third of the shares vested on each of February 25, 2015, 2016, and 2017. The grant was made under the CDW Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:13 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 900 | $140.73 | $126,657.00 |
DisclosureSEC source: 0001402057-19-000263 · wf-form4_157670362146433.xml · nonDerivative · entry 4 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,732.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F4 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $140.54 to $140.921, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:13 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 13,820 | $139.66 | $1,930,101.20 |
DisclosureSEC source: 0001402057-19-000263 · wf-form4_157670362146433.xml · nonDerivative · entry 3 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,632.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F3 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $139.535 to $140.334, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:13 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 35,280 | $139.31 | $4,914,856.80 |
DisclosureSEC source: 0001402057-19-000263 · wf-form4_157670362146433.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,452.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $138.535 to $139.53, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:13 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionCommon Stock, par value $0.01 | 50,000 | $24.29 | $1,214,500.00 |
DisclosureSEC source: 0001402057-19-000263 · wf-form4_157670362146433.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,732.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 22:23 UTC | CDW Corp CDW · Entity 3281 | GiftCommon Stock, par value $0.01 | 30,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001402057-19-000259 · wf-form4_157618938347749.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,732.55 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:27 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,123 | $0.00 Strike: $24.29 | $0.00 |
DisclosureSEC source: 0001402057-19-000227 · wf-form4_157377044003171.xml · derivative · entry 7 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,577 Underlying: Common Stock, par value $0.01 · 23,123 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 200,700 options were granted of which one third of the shares vested on each of February 25, 2015, 2016, and 2017. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:27 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,729 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001402057-19-000227 · wf-form4_157377044003171.xml · derivative · entry 6 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 28,729 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 505,294 options were issued at the pricing of the initial public offering of CDW Corporation on June 26, 2013; 54,514 options were vested at issuance and the remaining options vested daily on a pro-rata basis from June 26, 2013 through December 11, 2017. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:27 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 437 | $134.33 | $58,702.21 |
DisclosureSEC source: 0001402057-19-000227 · wf-form4_157377044003171.xml · nonDerivative · entry 5 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,775.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F4 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $134.29 to $134.40, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:27 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 29,085 | $133.62 | $3,886,337.70 |
DisclosureSEC source: 0001402057-19-000227 · wf-form4_157377044003171.xml · nonDerivative · entry 4 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,212.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F3 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $133.29 to $134.27, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:27 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 22,330 | $132.72 | $2,963,637.60 |
DisclosureSEC source: 0001402057-19-000227 · wf-form4_157377044003171.xml · nonDerivative · entry 3 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,297.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $132.29 to $133.28, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:27 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionCommon Stock, par value $0.01 | 23,123 | $24.29 | $561,657.67 |
DisclosureSEC source: 0001402057-19-000227 · wf-form4_157377044003171.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,627.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:27 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionCommon Stock, par value $0.01 | 28,729 | $17.00 | $488,393.00 |
DisclosureSEC source: 0001402057-19-000227 · wf-form4_157377044003171.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,504.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 20:37 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 56,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001402057-19-000215 · wf-form4_157125823832975.xml · derivative · entry 4 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,729 Underlying: Common Stock, par value $0.01 · 56,000 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 505,294 options were issued at the pricing of the initial public offering of CDW Corporation on June 26, 2013; 54,514 options were vested at issuance and the remaining options vested daily on a pro-rata basis from June 26, 2013 through December 11, 2017. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 20:37 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 2,585 | $124.20 | $321,057.00 |
DisclosureSEC source: 0001402057-19-000215 · wf-form4_157125823832975.xml · nonDerivative · entry 3 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,775.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F3 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $124.11 to $124.32, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 20:37 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 53,415 | $123.65 | $6,604,764.75 |
DisclosureSEC source: 0001402057-19-000215 · wf-form4_157125823832975.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,360.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $123.11 to $124.105, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 20:37 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionCommon Stock, par value $0.01 | 56,000 | $17.00 | $952,000.00 |
DisclosureSEC source: 0001402057-19-000215 · wf-form4_157125823832975.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,775.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 23.3 | $89.88 | $2,094.20 |
DisclosureSEC source: 0000073124-19-000225 · wf-form4_157005063801278.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,376.27 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 321.47 | $93.32 | $29,999.58 |
DisclosureSEC source: 0000073124-19-000225 · wf-form4_157005063801278.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,352.97 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 58,333 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · derivative · entry 8 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,729 Underlying: Common Stock, par value $0.01 · 58,333 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 505,294 options were issued at the pricing of the initial public offering of CDW Corporation on June 26, 2013; 54,514 options were vested at issuance and the remaining options vested daily on a pro-rata basis from June 26, 2013 through December 11, 2017. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 200 | $116.25 | $23,250.00 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · nonDerivative · entry 7 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,775.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F7 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $116.25 to $116.26, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 1,018 | $115.38 | $117,456.84 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · nonDerivative · entry 6 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,975.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F6 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $115.09 to $115.67, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 2,366 | $114.42 | $270,717.72 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · nonDerivative · entry 5 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,993.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F5 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $114.03 to $115.01, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 7,070 | $113.23 | $800,536.10 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · nonDerivative · entry 4 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,359.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F4 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $112.81 to $113.66, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 29,088 | $112.25 | $3,265,128.00 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · nonDerivative · entry 3 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,429.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F3 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $111.79 to $112.78, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 18,591 | $111.14 | $2,066,203.74 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,517.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $110.79 to $111.78, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:33 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionCommon Stock, par value $0.01 | 58,333 | $17.00 | $991,661.00 |
DisclosureSEC source: 0001402057-19-000203 · wf-form4_156823402207398.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,108.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:08 UTC | CDW Corp CDW · Entity 3281 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 62,222 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001402057-19-000182 · wf-form4_156589967918593.xml · derivative · entry 6 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,062 Underlying: Common Stock, par value $0.01 · 62,222 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 505,294 options were issued at the pricing of the initial public offering of CDW Corporation on June 26, 2013; 54,514 options were vested at issuance and the remaining options vested daily on a pro-rata basis from June 26, 2013 through December 11, 2017. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:08 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 2,000 | $114.33 | $228,660.00 |
DisclosureSEC source: 0001402057-19-000182 · wf-form4_156589967918593.xml · nonDerivative · entry 5 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,775.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F5 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $114.24 to $114.585, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:08 UTC | CDW Corp CDW · Entity 3281 | SaleCommon Stock, par value $0.01 | 55,656 | $113.77 | $6,331,983.12 |
DisclosureSEC source: 0001402057-19-000182 · wf-form4_156589967918593.xml · nonDerivative · entry 4 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,775.55 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F4 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $113.235 to $114.23, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.