Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Churchill Direct Lending FundCDLF · Entity 184409 | Trustee | October 13, 2026 | October 13, 2026 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | Vice Chairman | December 13, 2018 | December 18, 2018 |
| Nuveen Churchill BDC VNONE · Entity 70662 | Trustee | August 05, 2025 | August 05, 2025 |
| Nuveen Churchill Direct Lending Corp.NONE · Entity 5313 | Director | January 05, 2024 | January 08, 2024 |
| Nuveen Churchill Private Capital Income FundNONE · Entity 73549 | Trustee | August 28, 2023 | August 29, 2023 |
| Nuveen Churchill Private Credit FundNONE · Entity 88522 | Trustee | July 22, 2024 | July 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Churchill Direct Lending Fund
Report date October 13, 2026 · Filed October 13, 2026
This filing explicitly reported no securities owned.
NORTHERN TRUST CORP
Report date December 13, 2018 · Filed December 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect401(k) | 8,181.4 |
Reported balance
After 2018-12-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-12-13 · Sale · Disposed 141.33 · Balance 8,181.4 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 46,072 |
Reported balance
After 2018-12-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-12-13 · Gift · Disposed 11,394 · Balance 46,072 F1: Reflects the December 14, 2018 distribution of 15,950 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. |
| Common StockSEC Table I · non-derivative | Direct | 24,014 |
Reported balance
Holding disclosure · report date 2018-12-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 24,014 F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | Indirect2017 GRAT | 14,050 |
Reported balance
Holding disclosure · report date 2018-12-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 14,050 F1: Reflects the December 14, 2018 distribution of 15,950 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the December 14, 2018 distribution of 15,950 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Nuveen Churchill BDC V
Report date August 05, 2025 · Filed August 05, 2025
This filing explicitly reported no securities owned.
Nuveen Churchill Direct Lending Corp.
Report date January 05, 2024 · Filed January 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 26,824 |
Reported balance
After 2024-01-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-01-05 · Purchase · Acquired 4,351 · Balance 26,824 |
Nuveen Churchill Private Capital Income Fund
Report date August 28, 2023 · Filed August 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class ISEC Table I · non-derivative | IndirectBy Trust | 10,162.6 |
Reported balance
After 2023-08-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-08-28 · Purchase · Acquired 10,162.6 · Balance 10,162.6 F1: On August 1, 2023, the Reporting Person's subscription to purchase Class I Common Shares of the Issuer was accepted. On August 28, 2023, the number of shares being purchased by the Reporting Person was fixed when the purchase price per share was determined by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2023, the Reporting Person's subscription to purchase Class I Common Shares of the Issuer was accepted. On August 28, 2023, the number of shares being purchased by the Reporting Person was fixed when the purchase price per share was determined by the Issuer.
Nuveen Churchill Private Credit Fund
Report date July 22, 2024 · Filed July 22, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2024 Filed Jan 8, 2024 18:57 UTC | Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 | PurchaseCommon Stock | 4,351 | $18.05 | $78,535.55 |
DisclosureSEC source: 0001225208-24-000527 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 26,824 Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 16:53 UTC | Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 | PurchaseCommon Stock | 3,033 | $18.19 | $55,170.27 |
DisclosureSEC source: 0001225208-23-010000 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 22,473 Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 15:46 UTC | Nuveen Churchill Private Capital Income Fund NONE · Entity 73549 | PurchaseClass I | 10,162.6 | $24.60 | $249,999.96 |
DisclosureSEC source: 0001225208-23-008534 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Trustee 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 10,162.6 F1 · kind: On August 1, 2023, the Reporting Person's subscription to purchase Class I Common Shares of the Issuer was accepted. On August 28, 2023, the number of shares being purchased by the Reporting Person was fixed when the purchase price per share was determined by the Issuer. Read SEC document |
| January 21, 2022 Filed Jan 21, 2022 15:24 UTC | Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 | PurchaseCommon Stock | 321 | $19.46 | $6,246.66 |
DisclosureSEC source: 0001225208-22-000948 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,440 Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:09 UTC | Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 | PurchaseCommon Stock | 1,091 | $19.58 | $21,361.78 |
DisclosureSEC source: 0001225208-21-014817 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,119 Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 09:54 UTC | Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 | PurchaseCommon Stock | 763 | $19.40 | $14,802.20 |
DisclosureSEC source: 0001225208-21-013398 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 18,028 Read SEC document |
| August 24, 2021 Filed Aug 24, 2021 14:27 UTC | Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 | PurchaseCommon Stock | 1,530 | $19.28 | $29,498.40 |
DisclosureSEC source: 0001225208-21-011692 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,265 Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 18:05 UTC | Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 | PurchaseCommon Stock | 15,735 | $18.71 | $294,401.85 |
DisclosureSEC source: 0001225208-20-013263 · doc4.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,735 Read SEC document |
| December 13, 2018 Filed Dec 18, 2018 00:50 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 11,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000321 · wf-form4_154509421584287.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 46,072 F1 · balance_after: Reflects the December 14, 2018 distribution of 15,950 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| December 13, 2018 Filed Dec 18, 2018 00:50 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 141.33 | $86.90 | $12,281.58 |
DisclosureSEC source: 0000073124-18-000321 · wf-form4_154509421584287.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 8,181.4 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:44 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 224 | $90.36 | $20,240.64 |
DisclosureSEC source: 0000073124-18-000315 · wf-form4_154457187577269.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,014 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 22:44 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,831 | $93.16 | $636,375.96 |
DisclosureSEC source: 0000073124-18-000293 · wf-form4_154033465503698.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,238 F1 · balance_after: Reflects 6,831 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 16,277 previously reported stock units. The remaining 9,446 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000252 · wf-form4_153246669818962.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 32,070 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,515 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000132 · wf-form4_151933727219394.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,515 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $105.15 | $165,926.70 |
DisclosureSEC source: 0000073124-18-000132 · wf-form4_151933727219394.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,820 | $98.88 | $179,961.60 |
DisclosureSEC source: 0000073124-18-000094 · wf-form4_151865121210091.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,561 F1 · balance_after: Reflects 1,820 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,108 previously reported stock units. The remaining 2,288 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:55 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 3,551 | $105.55 | $374,808.05 |
DisclosureSEC source: 0000073124-18-000063 · wf-form4_151752929351930.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse as Trustee for Son Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $105.49 to $105.65. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:55 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 3,552 | $105.55 | $374,913.60 |
DisclosureSEC source: 0000073124-18-000063 · wf-form4_151752929351930.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse as Trustee for Daughter Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $105.49 to $105.65. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 23:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 10,000 | $106.14 | $1,061,400.00 |
DisclosureSEC source: 0000073124-18-000057 · wf-form4_151735321231042.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,674 F1 · price: Price reflects the weighted average sales price from $106.06 to $106.27. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,968 | $106.71 | $636,845.28 |
DisclosureSEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 4 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,669 F3 · balance_after: Includes 42,669 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F4 · balance_after: Reflects the transfer of 9,941 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,909 | $106.71 | $1,697,649.39 |
DisclosureSEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 3 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,578 F3 · balance_after: Includes 42,669 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 244 | $97.29 | $23,738.76 |
DisclosureSEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,669 F2 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F3 · balance_after: Includes 42,669 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000327 · wf-form4_151268227556393.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 47,451 Read SEC document |
| November 02, 2017 Filed Jan 25, 2018 23:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000044 · wf-form4_151692152284323.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 0 F1 · balance_after: On November 2, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 11,282 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date an aggregate 4,563 shares also were distributed to the two remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 22:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000312 · wf-form4_150914252614603.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 48,451 Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 22:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000312 · wf-form4_150914252614603.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 48,611 Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,574 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · derivative · entry 11 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,574 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 11,574 | $99.07 | $1,146,636.18 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 4 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $99.00 to $99.21. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 11,574 | $52.69 | $609,834.06 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 3 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 16,895 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · derivative · entry 10 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,574 Underlying: Common Stock · 16,895 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 16,895 | $99.09 | $1,674,125.55 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $99.00 to $99.29. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 16,895 | $52.69 | $890,197.55 |
DisclosureSEC source: 0000073124-17-000236 · wf-form4_149938162961673.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 21:36 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 48,110 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-17-000222 · wf-form4_149808094914738.xml · derivative · entry 8 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,110 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 21:36 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 48,110 | $95.20 | $4,580,072.00 |
DisclosureSEC source: 0000073124-17-000222 · wf-form4_149808094914738.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $95.00 to $95.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 21:36 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 48,110 | $43.65 | $2,100,001.50 |
DisclosureSEC source: 0000073124-17-000222 · wf-form4_149808094914738.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 42,913 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 26,132 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000107 · wf-form4_148789535255521.xml · derivative · entry 7 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,132 Underlying: Common Stock · 26,132 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000107 · wf-form4_148789535255521.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,169 | $86.31 | $187,195.55 |
DisclosureSEC source: 0000073124-17-000065 · wf-form4_148712655867670.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,164 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,878 | $85.66 | $160,860.09 |
DisclosureSEC source: 0000073124-17-000065 · wf-form4_148712655867670.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,909 F1 · balance_after: On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000036 · wf-form4_148479016495008.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,018 F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,101 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000036 · wf-form4_148479016495008.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,537 F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000536 · wf-form4_148106136832194.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,608 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 65,079 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000516 · wf-form4_147917032654301.xml · derivative · entry 12 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,079 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 35,975 | $81.54 | $2,933,401.50 |
DisclosureSEC source: 0000073124-16-000516 · wf-form4_147917032654301.xml · nonDerivative · entry 5 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,018 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F5 · price: Price reflects the weighted average sales price from $81.02 to $81.99. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 29,104 | $80.64 | $2,346,946.56 |
DisclosureSEC source: 0000073124-16-000516 · wf-form4_147917032654301.xml · nonDerivative · entry 4 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,993 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $80.21 to $80.96. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 65,079 | $52.64 | $3,425,758.56 |
DisclosureSEC source: 0000073124-16-000516 · wf-form4_147917032654301.xml · nonDerivative · entry 3 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,160 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000516 · wf-form4_147917032654301.xml · derivative · entry 11 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,079 Underlying: Common Stock · 6,160 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,160 | $80.00 | $492,800.00 |
DisclosureSEC source: 0000073124-16-000516 · wf-form4_147917032654301.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,018 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $80.00 to $80.01. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,160 | $52.64 | $324,262.40 |
DisclosureSEC source: 0000073124-16-000516 · wf-form4_147917032654301.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 90,270 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000509 · wf-form4_147882119911612.xml · derivative · entry 11 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,270 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.