Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | EVP & Controller | March 01, 2019 | March 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date March 01, 2019 · Filed March 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,692 |
Reported balance
After 2019-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 477 · Balance 11,692 F1: Reflects 477 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,075 previously reported stock units. The remaining 598 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,826 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,826 F1: Reflects 477 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,075 previously reported stock units. The remaining 598 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 477 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,075 previously reported stock units. The remaining 598 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 6, 2019 00:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 477 | $93.49 | $44,594.73 |
DisclosureSEC source: 0000073124-19-000100 · wf-form4_155183315377008.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,692 F1 · balance_after: Reflects 477 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,075 previously reported stock units. The remaining 598 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 2,339 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000073 · wf-form4_155078872202679.xml · nonDerivative · entry 3 Blake Aileen B · CIK 0001322843 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,767 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 261 | $92.83 | $24,228.63 |
DisclosureSEC source: 0000073124-19-000073 · wf-form4_155078872202679.xml · nonDerivative · entry 2 Blake Aileen B · CIK 0001322843 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,428 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects 261 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 890 previously reported stock units. The remaining 629 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 299 | $92.83 | $27,756.17 |
DisclosureSEC source: 0000073124-19-000073 · wf-form4_155078872202679.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,318 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 299 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,020 previously reported stock units. The remaining 721 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,423 | $90.42 | $128,667.66 |
DisclosureSEC source: 0000073124-19-000039 · wf-form4_154834913125790.xml · nonDerivative · entry 2 Blake Aileen B · CIK 0001322843 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,338 F1 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 3,218 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,641 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000039 · wf-form4_154834913125790.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,979 F1 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 08, 2018 Filed May 8, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 925 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 4 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,660 Read SEC document |
| May 07, 2018 Filed May 8, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,163 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · derivative · entry 5 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,163 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| May 07, 2018 Filed May 8, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,163 | $105.10 | $647,731.30 |
DisclosureSEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 3 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,338 F3 · price: Price reflects the weighted average sales price from $105.05 to $105.18. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 07, 2018 Filed May 8, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,163 | $60.85 | $375,018.55 |
DisclosureSEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 2 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 07, 2018 Filed May 8, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,000 | $105.49 | $105,490.00 |
DisclosureSEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,585 F1 · price: Price reflects the weighted average sales price from $105.49 to $105.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,298 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000120 · wf-form4_151933704157861.xml · nonDerivative · entry 2 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,338 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 262 | $105.15 | $27,549.30 |
DisclosureSEC source: 0000073124-18-000120 · wf-form4_151933704157861.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,040 F1 · balance_after: Reflects 262 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 891 previously reported stock units. The remaining 629 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:30 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 301 | $98.88 | $29,762.88 |
DisclosureSEC source: 0000073124-18-000083 · wf-form4_151865100942739.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,931 F1 · balance_after: Reflects 301 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,027 previously reported stock units. The remaining 726 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 3,000 | $105.32 | $315,960.00 |
DisclosureSEC source: 0000073124-18-000054 · wf-form4_151735315958482.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,230 F1 · price: Price reflects the weighted average sales price from $105.31 to $105.36. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:01 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,335 | $106.71 | $142,457.85 |
DisclosureSEC source: 0000073124-18-000032 · wf-form4_151692128863257.xml · nonDerivative · entry 2 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,958 F1 · balance_after: Includes 9,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 2,643 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:01 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 3,978 | $106.71 | $424,492.38 |
DisclosureSEC source: 0000073124-18-000032 · wf-form4_151692128863257.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,936 F1 · balance_after: Includes 9,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 23:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 585 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000324 · wf-form4_151251796617230.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,587 Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,000 | $94.00 | $94,000.00 |
DisclosureSEC source: 0000073124-17-000290 · wf-form4_150767798448591.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 13,172 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,000 | $92.00 | $92,000.00 |
DisclosureSEC source: 0000073124-17-000274 · wf-form4_150663260932635.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,172 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 20:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,000 | $90.00 | $90,000.00 |
DisclosureSEC source: 0000073124-17-000261 · wf-form4_150403851038285.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,172 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,762 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · derivative · entry 4 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,762 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,000 | $88.44 | $88,440.00 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · nonDerivative · entry 3 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,172 F3 · price: Price reflects the weighted average sales price from $88.43 to $88.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,762 | $88.45 | $598,098.90 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · nonDerivative · entry 2 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,958 F2 · price: Price reflects the weighted average sales price from $88.37 to $88.60. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 9,958 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,762 | $52.69 | $356,289.78 |
DisclosureSEC source: 0000073124-17-000255 · wf-form4_150292238316892.xml · nonDerivative · entry 1 Blake Aileen B · CIK 0001322843 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 9,958 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.