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NISOURCE INC.

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3270
SEC CIK
0001111711
Parsed reports
423

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2021 Filed Jan 30, 2021 00:03 UTC
Creekmur Daniel ASVP, Utility Transformation
GrantCommon Stock 5,846 $22.17 $129,605.82
Disclosure

SEC source: 0001127602-21-003067 · form4.xml · nonDerivative · entry 1

Creekmur Daniel A · CIK 0001813964 · SVP, Utility Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,231.936

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date.

F2 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2020.

Read SEC document
January 28, 2021 Filed Jan 30, 2021 00:01 UTC
Anderson ShawnSVP & Chief Strategy & Risk
GrantCommon Stock 4,465 $22.17 $98,989.05
Disclosure

SEC source: 0001127602-21-003065 · form4.xml · nonDerivative · entry 1

Anderson Shawn · CIK 0001813738 · SVP & Chief Strategy & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,127.182

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date.

F2 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2020.

Read SEC document
January 28, 2021 Filed Jan 30, 2021 00:02 UTC
Brown Donald EugeneEVP & Chief Financial Officer
GrantCommon Stock 10,825 $22.17 $239,990.25
Disclosure

SEC source: 0001127602-21-003066 · form4.xml · nonDerivative · entry 1

Brown Donald Eugene · CIK 0001638426 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,134

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date.

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December 01, 2020 Filed Dec 2, 2020 14:59 UTC
Anderson ShawnSVP & Chief Strategy & Risk
SaleCommon Stock 550 $24.57 $13,513.50
Disclosure

SEC source: 0001127602-20-030261 · form4.xml · nonDerivative · entry 1

Anderson Shawn · CIK 0001813738 · SVP & Chief Strategy & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,553.202

Read SEC document
November 24, 2020 Filed Nov 25, 2020 18:59 UTC
Hamrock JosephDirector · Director, and President & CEO
GiftCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030000 · form4.xml · nonDerivative · entry 1

Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,233

F1 · shares: Represents shares contributed to a donor advised charitable fund.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:55 UTC
Creekmur Daniel ASVP & President, Gas Utilities
SaleCommon Stock 4,114 $24.29 $99,929.06
Disclosure

SEC source: 0001127602-20-028573 · form4.xml · nonDerivative · entry 1

Creekmur Daniel A · CIK 0001813964 · SVP & President, Gas Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144.2807

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:11 UTC
Shafer Charles Edward IISVP & Chief Safety Officer
SaleCommon Stock 1,650 $22.50 $37,116.75
Disclosure

SEC source: 0001127602-20-025165 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985.2181

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:20 UTC
Hooper MichaelSVP and President, NIPSCO
GrantCommon Stock 1,449 $24.81 $35,949.69
Disclosure

SEC source: 0001127602-20-023372 · form4.xml · nonDerivative · entry 1

Hooper Michael · CIK 0001813660 · SVP and President, NIPSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,996

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:17 UTC
Gode GunnarVP & Chief Accounting Officer
GrantCommon Stock 4,031 $24.81 $100,009.11
Disclosure

SEC source: 0001127602-20-023369 · form4.xml · nonDerivative · entry 2

Gode Gunnar · CIK 0001770544 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

F2 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on August 10, 2022 provided that the reporting person is continuously employed by the Company through and including that date.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:17 UTC
Gode GunnarVP & Chief Accounting Officer
GrantCommon Stock 1,636 $24.81 $40,589.16
Disclosure

SEC source: 0001127602-20-023369 · form4.xml · nonDerivative · entry 1

Gode Gunnar · CIK 0001770544 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:18 UTC
Creekmur Daniel ASVP & President, Gas Utilities
GrantCommon Stock 1,209 $24.81 $29,995.29
Disclosure

SEC source: 0001127602-20-023370 · form4.xml · nonDerivative · entry 1

Creekmur Daniel A · CIK 0001813964 · SVP & President, Gas Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,972.0633

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:32 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017464 · form4.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,944.827

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

Read SEC document
May 19, 2020 Filed May 21, 2020 17:51 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017498 · form4.xml · nonDerivative · entry 1

ALTABEF PETER · CIK 0001199359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,835.453

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 147.038 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:31 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017462 · form4.xml · nonDerivative · entry 1

WOO CAROLYN Y · CIK 0001205211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,044.121

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 269.1 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:30 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017460 · form4.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675.69

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 147.038 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:28 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017459 · form4.xml · nonDerivative · entry 1

Jesanis Michael E · CIK 0001434733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,069.24

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 107.257 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:26 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017458 · form4.xml · nonDerivative · entry 1

Hersman Deborah · CIK 0001778660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,663.662

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 99.513 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:25 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017457 · form4.xml · nonDerivative · entry 1

HENRETTA DEBORAH A · CIK 0001282881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,223.575

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 781.699 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:20 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017454 · form4.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,569.155

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 433.208 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:16 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017448 · form4.xml · nonDerivative · entry 1

Candris Aristides S · CIK 0001547949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,613.291

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 1,218.899 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:14 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017445 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912.316

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 147.038 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
May 19, 2020 Filed May 21, 2020 15:13 UTC GrantCommon Stock 5,965.293 $23.05 $137,500.00
Disclosure

SEC source: 0001127602-20-017444 · form4.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,546.343

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 206.027 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

Read SEC document
March 12, 2020 Filed Mar 17, 2020 15:39 UTC
Keener Kenneth ESVP & Chief HR Officer
GiftCommon Stock 3,191 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010987 · form4.xml · nonDerivative · entry 1

Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,457.1148

F1 · shares: This transaction represents a gift of securities to a Charitable Giving Account.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 16:28 UTC GrantCommon Stock 979.534 $27.69 $27,123.30
Disclosure

SEC source: 0001127602-20-010216 · form4.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,979.534

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. The RSUs are granted as part of the non-employee director's compensation.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:01 UTC
Mulpas Joseph WVP & Chief Accounting Officer
SaleCommon Stock 12,650 $29.66 $375,199.00
Disclosure

SEC source: 0001127602-20-009570 · form4.xml · nonDerivative · entry 1

Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,570

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.65 to $29.665, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 18:52 UTC
Surface Suzanne K.Chief Services Officer
SaleCommon Stock 7,407 $28.75 $212,951.25
Disclosure

SEC source: 0001127602-20-009567 · form4.xml · nonDerivative · entry 1

Surface Suzanne K. · CIK 0001674899 · Chief Services Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,652

Read SEC document
March 04, 2020 Filed Mar 5, 2020 18:47 UTC
Hightman Carrie JEVP & Chief Legal Officer
SaleCommon Stock 11,696 $29.50 $345,032.00
Disclosure

SEC source: 0001127602-20-009566 · form4.xml · nonDerivative · entry 1

Hightman Carrie J · CIK 0001419782 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,401

F1 · shares: The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 15:19 UTC
Vegas PabloEVP & President, Gas Utilities
SaleCommon Stock 11,148 $27.02 $301,218.96
Disclosure

SEC source: 0001127602-20-008764 · form4.xml · nonDerivative · entry 3

Vegas Pablo · CIK 0001673333 · EVP & President, Gas Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,627

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:19 UTC
Vegas PabloEVP & President, Gas Utilities
Tax withholdingCommon Stock 13,359 $27.02 $360,960.18
Disclosure

SEC source: 0001127602-20-008764 · form4.xml · nonDerivative · entry 2

Vegas Pablo · CIK 0001673333 · EVP & President, Gas Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,775

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:19 UTC
Vegas PabloEVP & President, Gas Utilities
GrantCommon Stock 37,904 $27.02 $1,024,166.08
Disclosure

SEC source: 0001127602-20-008764 · form4.xml · nonDerivative · entry 1

Vegas Pablo · CIK 0001673333 · EVP & President, Gas Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,134

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:17 UTC
Surface Suzanne K.Chief Services Officer
Tax withholdingCommon Stock 2,068 $27.02 $55,877.36
Disclosure

SEC source: 0001127602-20-008762 · form4.xml · nonDerivative · entry 2

Surface Suzanne K. · CIK 0001674899 · Chief Services Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,059

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:17 UTC
Surface Suzanne K.Chief Services Officer
GrantCommon Stock 6,751 $27.02 $182,412.02
Disclosure

SEC source: 0001127602-20-008762 · form4.xml · nonDerivative · entry 1

Surface Suzanne K. · CIK 0001674899 · Chief Services Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,127

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:16 UTC
Sistovaris VioletEVP and President, NIPSCO
Tax withholdingCommon Stock 8,549 $27.02 $230,993.98
Disclosure

SEC source: 0001127602-20-008760 · form4.xml · nonDerivative · entry 2

Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,473

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:16 UTC
Sistovaris VioletEVP and President, NIPSCO
GrantCommon Stock 29,253 $27.02 $790,416.06
Disclosure

SEC source: 0001127602-20-008760 · form4.xml · nonDerivative · entry 1

Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,022

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:15 UTC
Shafer Charles Edward IISVP & Chief Safety Officer
Tax withholdingCommon Stock 2,080 $27.02 $56,201.60
Disclosure

SEC source: 0001127602-20-008759 · form4.xml · nonDerivative · entry 2

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,355.14

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:15 UTC
Shafer Charles Edward IISVP & Chief Safety Officer
GrantCommon Stock 6,751 $27.02 $182,412.02
Disclosure

SEC source: 0001127602-20-008759 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,435.14

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:14 UTC
Mulpas Joseph WVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,067 $27.02 $82,870.34
Disclosure

SEC source: 0001127602-20-008758 · form4.xml · nonDerivative · entry 2

Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:14 UTC
Mulpas Joseph WVP & Chief Accounting Officer
GrantCommon Stock 10,126 $27.02 $273,604.52
Disclosure

SEC source: 0001127602-20-008758 · form4.xml · nonDerivative · entry 1

Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,287

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:12 UTC
Keener Kenneth ESVP & Chief HR Officer
Tax withholdingCommon Stock 1,253 $27.02 $33,856.06
Disclosure

SEC source: 0001127602-20-008757 · form4.xml · nonDerivative · entry 2

Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,648.1148

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:12 UTC
Keener Kenneth ESVP & Chief HR Officer
GrantCommon Stock 4,050 $27.02 $109,431.00
Disclosure

SEC source: 0001127602-20-008757 · form4.xml · nonDerivative · entry 1

Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,901.1148

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

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February 28, 2020 Filed Mar 3, 2020 15:08 UTC
Hightman Carrie JEVP & Chief Legal Officer
Tax withholdingCommon Stock 10,361 $27.02 $279,954.22
Disclosure

SEC source: 0001127602-20-008756 · form4.xml · nonDerivative · entry 2

Hightman Carrie J · CIK 0001419782 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,097

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

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February 28, 2020 Filed Mar 3, 2020 15:08 UTC
Hightman Carrie JEVP & Chief Legal Officer
GrantCommon Stock 33,753 $27.02 $912,006.06
Disclosure

SEC source: 0001127602-20-008756 · form4.xml · nonDerivative · entry 1

Hightman Carrie J · CIK 0001419782 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,458

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

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February 28, 2020 Filed Mar 3, 2020 15:06 UTC
Hamrock JosephDirector · Director, and President & CEO
Tax withholdingCommon Stock 60,819 $27.02 $1,643,329.38
Disclosure

SEC source: 0001127602-20-008755 · form4.xml · nonDerivative · entry 2

Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,233

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

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February 28, 2020 Filed Mar 3, 2020 15:06 UTC
Hamrock JosephDirector · Director, and President & CEO
GrantCommon Stock 136,178 $27.02 $3,679,529.56
Disclosure

SEC source: 0001127602-20-008755 · form4.xml · nonDerivative · entry 1

Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,052

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

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February 28, 2020 Filed Mar 3, 2020 15:05 UTC
Disser Peter TVice President, Audit
Tax withholdingCommon Stock 2,233 $27.02 $60,335.66
Disclosure

SEC source: 0001127602-20-008754 · form4.xml · nonDerivative · entry 2

Disser Peter T · CIK 0001719449 · Vice President, Audit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

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February 28, 2020 Filed Mar 3, 2020 15:05 UTC
Disser Peter TVice President, Audit
GrantCommon Stock 7,876 $27.02 $212,809.52
Disclosure

SEC source: 0001127602-20-008754 · form4.xml · nonDerivative · entry 1

Disser Peter T · CIK 0001719449 · Vice President, Audit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,334

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

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February 28, 2020 Filed Mar 3, 2020 15:04 UTC
Brown Donald EugeneEVP & Chief Financial Officer
Tax withholdingCommon Stock 14,366 $27.02 $388,169.32
Disclosure

SEC source: 0001127602-20-008753 · form4.xml · nonDerivative · entry 2

Brown Donald Eugene · CIK 0001638426 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,309

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

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February 28, 2020 Filed Mar 3, 2020 15:04 UTC
Brown Donald EugeneEVP & Chief Financial Officer
GrantCommon Stock 40,504 $27.02 $1,094,418.08
Disclosure

SEC source: 0001127602-20-008753 · form4.xml · nonDerivative · entry 1

Brown Donald Eugene · CIK 0001638426 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,675

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

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January 31, 2020 Filed Feb 3, 2020 22:10 UTC
Hamrock JosephDirector · Director, and President & CEO
GrantCommon Stock 30,024 $29.31 $880,003.44
Disclosure

SEC source: 0001127602-20-003202 · form4.xml · nonDerivative · entry 1

Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,874

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date.

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January 30, 2020 Filed Feb 3, 2020 22:00 UTC
Shafer Charles Edward IISVP & Chief Safety Officer
GrantCommon Stock 2,062 $29.10 $60,004.20
Disclosure

SEC source: 0001127602-20-003188 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,684.14

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.