TapewireFind a company

person · Reporting owner

Shafer Charles Edward II

Disclosed activity across 1 company

Tapewire entity
129826
SEC CIK
0001790594

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NISOURCE INC.NI · Entity 3270SVP & Chief Safety OfficerFebruary 28, 2022March 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NISOURCE INC.

Report date February 28, 2022 · Filed March 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,509.6479 Reported balance After 2022-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-02-28 · Grant · Acquired 5,647 · Balance 47,509.6479

F1: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Common StockSEC Table I · non-derivativeDirect45,794.6479 Reported balance After 2022-02-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-02-28 · Tax withholding · Disposed 1,715 · Balance 45,794.6479

F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Common StockSEC Table I · non-derivativeDirect45,237.6479 Reported balance After 2022-02-28 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-02-28 · Tax withholding · Disposed 557 · Balance 45,237.6479

F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

F4: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2021.

Common StockSEC Table I · non-derivativeIndirect401k658.6716 Reported balance Holding disclosure · report date 2022-02-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 658.6716

F5: Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

F4: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2021.

F5: Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2022.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 1, 2022 18:19 UTC NISOURCE INC. NI · Entity 3270 Tax withholdingCommon Stock 557 $28.93 $16,114.01
Disclosure

SEC source: 0001127602-22-007220 · form4.xml · nonDerivative · entry 3

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,237.6479

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

F4 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2021.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 18:19 UTC NISOURCE INC. NI · Entity 3270 Tax withholdingCommon Stock 1,715 $28.93 $49,614.95
Disclosure

SEC source: 0001127602-22-007220 · form4.xml · nonDerivative · entry 2

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,794.6479

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 18:19 UTC NISOURCE INC. NI · Entity 3270 GrantCommon Stock 5,647 $28.93 $163,367.71
Disclosure

SEC source: 0001127602-22-007220 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,509.6479

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
January 28, 2022 Filed Feb 1, 2022 23:45 UTC NISOURCE INC. NI · Entity 3270 GrantCommon Stock 3,791 $29.27 $110,962.57
Disclosure

SEC source: 0001127602-22-002826 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,862.6479

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

F2 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2021.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 20:54 UTC NISOURCE INC. NI · Entity 3270 Tax withholdingCommon Stock 409 $21.60 $8,834.40
Disclosure

SEC source: 0001127602-21-008298 · form4.xml · nonDerivative · entry 3

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,539.0399

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2018 Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 20:54 UTC NISOURCE INC. NI · Entity 3270 Tax withholdingCommon Stock 878 $21.60 $18,964.80
Disclosure

SEC source: 0001127602-21-008298 · form4.xml · nonDerivative · entry 2

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,948.0399

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 20:54 UTC NISOURCE INC. NI · Entity 3270 GrantCommon Stock 2,885 $21.60 $62,316.00
Disclosure

SEC source: 0001127602-21-008298 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,826.0399

F1 · shares: Vesting of non-derivative performance stock units granted in 2018, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
January 28, 2021 Filed Jan 30, 2021 00:09 UTC NISOURCE INC. NI · Entity 3270 GrantCommon Stock 15,787 $22.17 $349,997.79
Disclosure

SEC source: 0001127602-21-003072 · form4.xml · nonDerivative · entry 2

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,940.0399

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on January 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date.

F3 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2020.

Read SEC document
January 28, 2021 Filed Jan 30, 2021 00:09 UTC NISOURCE INC. NI · Entity 3270 GrantCommon Stock 4,872 $22.17 $108,012.24
Disclosure

SEC source: 0001127602-21-003072 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,154.0399

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:11 UTC NISOURCE INC. NI · Entity 3270 SaleCommon Stock 1,650 $22.50 $37,116.75
Disclosure

SEC source: 0001127602-20-025165 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985.2181

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:15 UTC NISOURCE INC. NI · Entity 3270 Tax withholdingCommon Stock 2,080 $27.02 $56,201.60
Disclosure

SEC source: 0001127602-20-008759 · form4.xml · nonDerivative · entry 2

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,355.14

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 15:15 UTC NISOURCE INC. NI · Entity 3270 GrantCommon Stock 6,751 $27.02 $182,412.02
Disclosure

SEC source: 0001127602-20-008759 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,435.14

F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

Read SEC document
January 30, 2020 Filed Feb 3, 2020 22:00 UTC NISOURCE INC. NI · Entity 3270 GrantCommon Stock 2,062 $29.10 $60,004.20
Disclosure

SEC source: 0001127602-20-003188 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,684.14

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.