Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NISOURCE INC.NI · Entity 3270 | Director · Director, and President & CEO | September 03, 2021 | September 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NISOURCE INC.
Report date September 03, 2021 · Filed September 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 556,988 |
Reported balance
After 2021-09-03 transaction · row 1
1 source rowRow 1 · 2021-09-03 · Gift · Disposed 40,000 · Balance 556,988 F1: Represents shares contributed to a donor advised charitable fund. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 4,302.153 |
Reported balance
Holding disclosure · report date 2021-09-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,302.153 F2: Constitutes shares acquired through the NiSource Retirement Savings Plan as of September 3, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares contributed to a donor advised charitable fund.
F2: Constitutes shares acquired through the NiSource Retirement Savings Plan as of September 3, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2021 Filed Sep 8, 2021 19:40 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024995 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,988 F1 · shares: Represents shares contributed to a donor advised charitable fund. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:52 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 16,077 | $21.60 | $347,263.20 |
DisclosureSEC source: 0001127602-21-008295 · form4.xml · nonDerivative · entry 3 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,988 F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2018 Restricted Stock Unit awards. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:52 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 31,778 | $21.60 | $686,404.80 |
DisclosureSEC source: 0001127602-21-008295 · form4.xml · nonDerivative · entry 2 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,065 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:52 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 77,268 | $21.60 | $1,668,988.80 |
DisclosureSEC source: 0001127602-21-008295 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,843 F1 · shares: Vesting of non-derivative performance stock units granted in 2018, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:03 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 43,342 | $22.15 | $960,025.30 |
DisclosureSEC source: 0001127602-21-003261 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,575 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 18:59 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030000 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,233 F1 · shares: Represents shares contributed to a donor advised charitable fund. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:06 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 60,819 | $27.02 | $1,643,329.38 |
DisclosureSEC source: 0001127602-20-008755 · form4.xml · nonDerivative · entry 2 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,233 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:06 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 136,178 | $27.02 | $3,679,529.56 |
DisclosureSEC source: 0001127602-20-008755 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,052 F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 22:10 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 30,024 | $29.31 | $880,003.44 |
DisclosureSEC source: 0001127602-20-003202 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,874 F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:16 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 17,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027689 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,850 F1 · shares: Represents shares contributed to two donor advised charitable funds. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:39 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 59,196 | $26.98 | $1,597,108.08 |
DisclosureSEC source: 0001127602-19-009219 · form4.xml · nonDerivative · entry 2 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,950 F2 · kind: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:39 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 142,790 | $26.98 | $3,852,474.20 |
DisclosureSEC source: 0001127602-19-009219 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,146 F1 · kind: Vesting of non-derivative performance stock units granted in 2016, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:57 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 32,102 | $26.79 | $860,012.58 |
DisclosureSEC source: 0001127602-19-003679 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,356 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2022 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 14:58 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 16,662.502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-025101 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,254 F1 · shares: Represents shares contributed to a donor advised charitable fund. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:03 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 35,102 | $24.50 | $859,999.00 |
DisclosureSEC source: 0001127602-18-002780 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,649 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: This figure has been reduced by (1) 118,991 shares underlying the performance share units ("PSUs") granted to the reporting person on January 29, 2016, and (2) 136,178 shares underlying the PSUs granted to the reporting person on January 27, 2017. These PSUs were previously reported on Forms 4 as beneficially owned by the reporting person. However, the vesting of these PSUs is subject to the satisfaction and confirmation of performance measures not based solely on the market price of the Common Stock. As such, the reporting person may not be deemed to beneficially own these PSUs until the performance measures are satisfied and confirmed. Read SEC document |
| May 24, 2017 Filed May 25, 2017 19:58 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 19,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019371 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,504.483 F1 · shares: Represents shares contributed to a donor advised charitable fund. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 22:51 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 136,178 | $22.03 | $3,000,001.34 |
DisclosureSEC source: 0001127602-17-002957 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,074 F1 · balance_after: Includes performance share units granted on January 27, 2017. These units are scheduled to vest three years after the date of grant and upon satisfaction of performance measures approved by the Compensation Committee. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:35 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 8,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062328 · form4.xml · nonDerivative · entry 1 Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,896 F1 · shares: Represents shares contributed to a donor advised charitable fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.